-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QLMQa6RI0L51L5+DQUjXRY6Vgs6ZN87Cj4irMZAdWtAcA9bQ5EM+DbrqALBR+AdF mq2zxjBorefHnfFe2i70bg== 0001209191-04-004726.txt : 20040127 0001209191-04-004726.hdr.sgml : 20040127 20040127101441 ACCESSION NUMBER: 0001209191-04-004726 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040123 FILED AS OF DATE: 20040127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HELGAAS MAYNARD D CENTRAL INDEX KEY: 0001191497 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-00368 FILM NUMBER: 04544912 MAIL ADDRESS: STREET 1: 215 S CASCADE ST CITY: FERGUS FALLS STATE: MN ZIP: 56537 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OTTER TAIL CORP CENTRAL INDEX KEY: 0000075129 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 410462685 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 215 S CASCADE ST STREET 2: PO BOX 496 CITY: FERGUS FALLS STATE: MN ZIP: 56538-0496 BUSINESS PHONE: 8664108780 MAIL ADDRESS: STREET 1: 215 S CASCADE ST STREET 2: P O BOX 496 CITY: FERGUS FALLS STATE: MN ZIP: 56538-0496 FORMER COMPANY: FORMER CONFORMED NAME: OTTER TAIL POWER CO DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0201 4 2004-01-23 1 0000075129 OTTER TAIL CORP OTTR 0001191497 HELGAAS MAYNARD D 215 S CASCADE ST FERGUS FALLS MN 56537-2801 1 0 0 1 No longer subject to Sec 16 Common Stock 2004-01-23 4 M 0 1118.0000 A 1368.0000 D Restricted Stock Unit 2004-01-23 4 M 0 1118.0000 D 2004-01-23 2004-01-23 Common Stock 1118.0000 0 D There is not specific price on these shares as they were acquired from Restricted Stock Units, see Table II. There is no specific price on these Restricted Stock Units. These were Restricted Stock Units that were acquired under the 1999 Stock Incentive Plan at fair market value as part of the Compensation Program for outside directors. Upon his retirement from the Board, Mr. Helgaas elected to have these units distributed as Common Stock. See below for other holdings: 1. Indirect holding of 1,626.6293 shares held by IRA. 2. Direct holding of 109.3283 shares held in Dividend Reinvestment Plan. 3. Direct holding of 2,050 shares which is a grant of Restricted Stock. 4. 2,000 stock options with expiration date of 4/8/2011. /s/ Maynard D Helgaas by Debra J Lill -POA 2004-01-27 -----END PRIVACY-ENHANCED MESSAGE-----