-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WdmKfKnV4z+wcZQe4LU7syiD7gM1d4gORFQQb5EnrUAf/YbVxlC74anM6Rjmhg2v xCoH7CYrigT76GCH6HEjMA== 0000928816-05-001305.txt : 20050930 0000928816-05-001305.hdr.sgml : 20050930 20050930151140 ACCESSION NUMBER: 0000928816-05-001305 CONFORMED SUBMISSION TYPE: N-Q PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050731 FILED AS OF DATE: 20050930 DATE AS OF CHANGE: 20050930 EFFECTIVENESS DATE: 20050930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HANCOCK JOHN EQUITY TRUST CENTRAL INDEX KEY: 0000750741 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-Q SEC ACT: 1940 Act SEC FILE NUMBER: 811-04079 FILM NUMBER: 051113993 BUSINESS ADDRESS: STREET 1: 601 CONGRESS STREET CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 617-663-3000 MAIL ADDRESS: STREET 1: C/O JOHN HANCOCK FUNDS STREET 2: 601 CONGRESS STREET CITY: BOSTON STATE: MA ZIP: 02210 FORMER COMPANY: FORMER CONFORMED NAME: HANCOCK JOHN SPECIAL EQUITIES FUND DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: HANCOCK JOHN SPECIAL EQUITIES TRUST DATE OF NAME CHANGE: 19901218 N-Q 1 het1.txt JOHN HANCOCK EQUITY TRUST UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number 811-4079 John Hancock Equity Trust (Exact name of registrant as specified in charter) 601 Congress Street, Boston, Massachusetts 02210 (Address of principal executive offices) (Zip code) Alfred E. Ouellette, Senior Attorney & Assistant Secretary 601 Congress Street Boston, Massachusetts 02210 (Name and address of agent for service) Registrant's telephone number, including area code: 617-663-4324 Date of fiscal year end: October 31 Date of reporting period: July 31, 2005 ITEM 1. SCHEDULE OF INVESTMENTS JOHN HANCOCK Technology Leaders Fund 7.31.2005 Quarterly Portfolio Holdings [A 2" x 1" John Hancock (Signature)/John Hancock Funds logo in lower, center middle of page. A tag line below reads "JOHN HANCOCK FUNDS."]
John Hancock Technology Leaders Fund Securities owned by the Fund on July 31, 2005 (unaudited) Issuer Shares Value - --------------------------------------------------------------------------------------------------------------------------------- Common stocks 96.52% $3,186,298 (Cost $2,714,955) Application Software 2.60% 85,786 Autodesk, Inc. (I) 750 25,642 Intuit, Inc. (I) 1,253 60,144 Broadcasting & Cable TV 3.07% 101,436 Comcast Corp. (Special Class A) (I) 1,679 50,370 DIRECTV Group, Inc. (The) (I) 3,316 51,066 Communications Equipment 9.22% 304,524 Cisco Systems, Inc. (I) 2,900 55,535 Corning, Inc. (I) 4,700 89,535 Nokia Corp., American Depositary Receipt (ADR) (Finland) 4,778 76,209 QUALCOMM, Inc. 2,108 83,245 Computer Hardware 7.08% 233,698 Apple Computer, Inc. (I) 2,330 99,374 Dell, Inc. (I) 2,156 87,253 International Business Machines Corp. 564 47,071 Computer Storage & Peripherals 6.25% 206,216 EMC Corp. (I) 3,750 51,338 Lexmark International, Inc. (Class A) (I) 269 16,866 SanDisk Corp. (I) 2,185 73,897 Seagate Technology (Cayman Islands) (I) 3,310 64,115 Data Processing & Outsourced Services 5.62% 185,510 First Data Corp. 1,298 53,400 Fiserv, Inc. (I) 1,405 62,340 SunGard Data Systems, Inc. (I) 1,944 69,770 Diversified Banks 1.66% 54,715 Wells Fargo & Co. 892 54,715 Electrical Components & Equipment 3.82% 126,223 AU Optronics Corp. (ADR) (Taiwan) 4,354 69,054 Royal Philips Electronics N.V. (NY Reg Shares) (Netherlands) 2,108 57,169 Electronic Equipment Manufacturers 1.48% 48,852 Garmin Ltd. (Cayman Islands) 890 48,852 Home Entertainment Software 2.50% 82,598 Electronic Arts, Inc. (I) 1,434 82,598 Household Audio & Video Equipment 1.39% 45,807 Sony Corp. (ADR) (Japan) 1,409 45,807 Integrated Telecommunication Services 4.81% 158,794 BT Group Plc (ADR) (United Kingdom) 1,400 56,700 Telefonos de Mexico S.A. de CV (ADR) (Mexico) 2,900 55,883 Verizon Communications, Inc. 1,350 46,211 Internet Retail 5.22% 172,279 Amazon.com, Inc. (I) 1,200 54,204 eBay, Inc. (I) 1,548 64,675 IAC/InterActiveCorp (I) 2,000 53,400 Internet Software & Services 6.36% 209,813 Google, Inc. (I) 285 82,012 Infosys Technologies Ltd. (ADR) (India) 676 48,118 Yahoo! Inc. (I) 2,390 79,683 Movies & Entertainment 3.85% 127,037 Walt Disney Co. (The) 2,009 51,511 Pixar, Inc. (I) 1,756 75,526 Photographic Equipment & Supplies 4.04% 133,553 Canon, Inc. (ADR) (Japan) 1,732 85,162 Fuji Photo Film Co., Ltd. (ADR) (Japan) 1,550 48,391 Semiconductor Equipment 3.67% 121,112 Applied Materials, Inc. 3,200 59,072 KLA-Tencor Corp. 1,200 62,040 Semiconductors 10.67% 352,277 Advanced Micro Devices, Inc. (I) 2,500 50,200 Analog Devices, Inc. 1,500 58,800 Intel Corp. 2,381 64,620 Maxim Integrated Products, Inc. 1,300 54,431 Texas Instruments, Inc. 2,260 71,778 Xilinx, Inc. 1,850 52,448 Systems Software 7.75% 255,717 Adobe Systems, Inc. 2,864 84,889 Microsoft Corp. 2,018 51,681 SAP A.G. (ADR) (Germany) 1,232 52,754 Symantec Corp. (I) 3,022 66,393 Technology Distributors 1.54% 50,840 CDW Corp. 820 50,840 Wireless Telecommunication Services 3.92% 129,511 China Mobile (Hong Kong) Ltd. (ADR) (Hong Kong) 3,236 65,270 Nextel Communications, Inc. (Class A) (I) 1,846 64,241 Interest Par value Issuer, description, maturity date rate (%) ($000) Value - --------------------------------------------------------------------------------------------------------------------------------- Short-term investments 3.48% $115,000 (Cost $115,000) Joint Repurchase Agreement 3.48% 115,000 Investment in a joint repurchase agreement transaction with Bank of America Corp. - Dated 7-29-05 due 8-1-05 (secured by U.S. Treasury STRIPS due 11-15-10 thru 8-15-27) 3.300 115 115,000 Total investments 100.00% $3,301,298
John Hancock Technology Leaders Fund Footnotes to Schedule of Investments July 31, 2005 (unaudited) (I) Non-income-producing security. Parenthetical disclosure of a foreign country in the security description represents country of a foreign issuer. The percentage shown for each investment category is the total value of that category as a percentage of the total investments of the Fund. The cost of investments owned on July 31, 2005, including short-term investments, was $2,829,955. Gross unrealized appreciation and depreciation of investments aggregated $530,834 and $59,491, respectively, resulting in net unrealized appreciation of $471,343. For more information Trustees Ronald R. Dion, Chairman James R. Boyle+ James F. Carlin Richard P. Chapman, Jr.* William H. Cunningham Charles L. Ladner* Dr. John A. Moore* Patti McGill Peterson* Steven R. Pruchansky +Non-Independent Trustee *Members of the Audit Committee Officers Keith F. Hartstein President and Chief Executive Officer William H. King Vice President and Treasurer Francis V. Knox, Jr. Vice President and Chief Compliance Officer John G. Vrysen Executive Vice President and Chief Financial Officer Investment Adviser John Hancock Advisers, LLC 601 Congress Street Boston, Massachusetts 02210-2805 Principal Distributor John Hancock Funds, LLC 601 Congress Street Boston, Massachusetts 02210-2805 Custodian The Bank of New York One Wall Street New York, New York 10286 Transfer Agent John Hancock Signature Services, Inc. 1 John Hancock Way, Suite 1000 Boston, Massachusetts 02217-1000 Legal Counsel Wilmer Cutler Pickering Hale and Dorr LLP 60 State Street Boston, Massachusetts 02109-1803
How to contact us Internet www.jhfunds.com Mail Regular mail: Express mail: John Hancock Signature Services, Inc. John Hancock Signature Services, Inc. 1 John Hancock Way, Suite 1000 Attn: Mutual Fund Image Operations Boston, MA 02217-1000 529 Main Street Charlestown, MA 02129 Phone Customer service representatives 1-800-225-5291 24-hour automated information 1-800-338-8080 TDD line 1-800-554-6713
This report is for the information of the shareholders of John Hancock Technology Leaders Fund. 060Q3 7/05 9/05 JOHN HANCOCK Growth Trends Fund 7.31.2005 Quarterly Portfolio Holdings [A 2" x 1" John Hancock (Signature)/John Hancock Funds logo in lower, center middle of page. A tag line below reads "JOHN HANCOCK FUNDS."]
John Hancock Growth Trends Fund Securities owned by the Fund on July 31, 2005 (unaudited) Issuer Shares Value - --------------------------------------------------------------------------------------------------------------------------------- Common stocks 90.00% $142,278,071 (Cost $115,474,221) Application Software 2.14% 3,375,311 Cadence Design Systems, Inc. (I)(L) 112,600 1,811,734 Epicor Software Corp. (I) 8,300 123,089 Hyperion Solutions Corp. (I) 14,800 696,488 Intuit, Inc. (I) 15,500 744,000 Asset Management & Custody Banks 5.76% 9,103,982 Bank of New York Co., Inc. (The) 85,000 2,616,300 Franklin Resources, Inc. 8,000 646,560 Legg Mason, Inc. 11,550 1,179,832 Northern Trust Corp. 10,000 508,000 State Street Corp. 83,500 4,153,290 Biotechnology 12.44% 19,678,725 Abgenix, Inc. (I) 150,000 1,555,500 Amgen, Inc. (I) 34,700 2,767,325 Celgene Corp. (I) 90,000 4,306,500 Charles River Laboratories International, Inc. (I) 40,000 1,948,000 Genentech, Inc. (I) 25,000 2,233,250 Gilead Sciences, Inc. (I) 75,000 3,360,750 Lexicon Genetics, Inc. (I) 94,000 525,460 Neurocrine Biosciences, Inc. (I) 43,000 2,131,940 Telik, Inc. (I) 50,000 850,000 Communications Equipment 5.23% 8,274,875 Cisco Systems, Inc. (I) 205,450 3,934,367 Motorola, Inc. 66,509 1,408,661 QUALCOMM, Inc. 42,150 1,664,504 Tekelec (I) 76,300 1,267,343 Computer Hardware 3.57% 5,641,519 Hewlett-Packard Co. 52,715 1,297,843 International Business Machines Corp. 52,045 4,343,676 Computer Storage & Peripherals 1.46% 2,314,315 EMC Corp. (I)(L) 111,536 1,526,928 Lexmark International, Inc. (Class A) (I) 12,558 787,387 Consumer Finance 2.85% 4,502,224 American Express Co. 75,500 4,152,500 MBNA Corp. 13,900 349,724 Data Processing & Outsourced Services 0.85% 1,351,449 First Data Corp. 32,850 1,351,449 Diversified Banks 5.49% 8,679,448 Bank of America Corp. 52,712 2,298,243 Wachovia Corp. 62,375 3,142,453 Wells Fargo & Co. 52,800 3,238,752 Diversified Financial Services 3.25% 5,141,125 Citigroup, Inc. 77,150 3,356,025 JPMorgan Chase & Co. 33,000 1,159,620 National Financial Partners Corp. 3,910 176,928 Wright Express Corp. (I) 21,380 448,552 Health Care Equipment 6.06% 9,577,620 Biomet, Inc. 17,500 667,275 Boston Scientific Corp. (I) 68,900 1,994,655 Hospira, Inc. (I) 55,600 2,126,700 Medtronic, Inc. 45,000 2,427,300 Stryker Corp. 11,000 594,990 Varian Medical Systems, Inc. (I) 45,000 1,766,700 Health Care Facilities 1.94% 3,067,050 Manor Care, Inc. 35,000 1,328,600 Triad Hospitals, Inc. (I) 35,000 1,738,450 Health Care Services 2.40% 3,788,400 Caremark Rx, Inc. (I) 35,000 1,560,300 WebMD Corp. (I) 210,000 2,228,100 Health Care Supplies 0.93% 1,466,240 Alcon, Inc. (Switzerland) 12,800 1,466,240 Insurance Brokers 0.44% 696,360 Willis Group Holdings Ltd. (Bermuda) 21,000 696,360 Internet Software & Services 1.83% 2,889,464 Digital Insight Corp. (I)(L) 89,050 2,181,725 VeriSign, Inc. (I)(L) 26,900 707,739 Investment Banking & Brokerage 3.79% 5,990,542 Goldman Sachs Group, Inc. (The) 32,500 3,493,100 Lehman Brothers Holdings, Inc. 8,500 893,605 Merrill Lynch & Co., Inc. 12,800 752,384 Morgan Stanley 16,050 851,453 Life & Health Insurance 1.08% 1,703,132 AFLAC, Inc. 7,800 351,780 Conseco, Inc. (I) 29,480 642,959 Genworth Financial, Inc. 3,800 119,168 Scottish Re Group Ltd. (Cayman Islands) 24,500 589,225 Managed Health Care 2.62% 4,134,540 Aetna, Inc. 16,000 1,238,400 PacifiCare Health Systems, Inc. (I) 8,300 632,460 WellPoint, Inc. (I) 32,000 2,263,680 Multi-Line Insurance 3.74% 5,909,258 American International Group, Inc. 55,900 3,365,180 Assurant, Inc. 3,250 120,087 Hartford Financial Services Group, Inc. (The) 5,950 479,391 PartnerRe Ltd. (Bermuda) 30,000 1,944,600 Pharmaceuticals 9.32% 14,731,662 Abbot Laboratories 60,000 2,797,800 Cubist Pharmaceuticals, Inc. (I) 85,000 1,452,650 IVAX Corp. (I) 44,100 1,123,668 Johnson & Johnson 25,000 1,599,000 MGI Pharma, Inc. (I) 23,000 627,900 Pfizer, Inc. 31,200 826,800 Rigel Pharmaceuticals, Inc. (I) 80,000 1,731,600 Roche Holding AG (Switzerland) 13,000 1,772,244 Shire Pharmaceutical Group Plc, American Depositary Receipt (ADR) (United Kingdom) 80,000 2,800,000 Property & Casualty Insurance 0.45% 718,400 Ambac Financial Group, Inc. 10,000 718,400 Regional Banks 0.97% 1,533,850 Fifth Third Bancorp. 23,000 991,300 M&T Bank Corp. 5,000 542,550 Reinsurance 0.26% 413,448 RenaissanceRe Holdings Ltd. (Bermuda) 9,200 413,448 Semiconductor Equipment 2.07% 3,275,277 Applied Materials, Inc. (L) 153,200 2,828,072 KLA-Tencor Corp. (I) 8,650 447,205 Semiconductors 3.87% 6,116,556 Intel Corp. (L) 102,750 2,788,635 Power Integrations, Inc. (I) 35,800 826,980 Texas Instruments, Inc. (L) 78,745 2,500,941 Specialized Finance 0.21% 331,050 CIT Group, Inc. 7,500 331,050 Systems Software 4.71% 7,439,311 Macrovision Corp. (I) 96,650 2,109,870 Microsoft Corp. 208,100 5,329,441 Thrifts & Mortgage Finance 0.27% 432,938 Fannie Mae 3,500 195,510 Hudson City Bancorp., Inc. 20,070 237,428 Interest Par value Issuer, description, maturity date rate (%) ($000) Value - --------------------------------------------------------------------------------------------------------------------------------- Short-term investments 10.00% $15,813,440 (Cost $15,813,440) Joint Repurchase Agreement 1.42% 2,243,000 Investment in a joint repurchase agreement transaction with Bank of America Corp. - Dated 7-29-05 due 8-1-05 (secured by U.S. Treasury STRIPS due 11-15-10 thru 8-15-27) 3.300 2,243 2,243,000 Shares Cash Equivalents 8.58% 13,570,440 AIM Cash Investment Trust (T) 13,570,440 13,570,440 Total investments 100.00% $158,091,511
John Hancock Growth Trends Fund Footnotes to Schedule of Investments July 31, 2005 (unaudited) (I) Non-income-producing security. (L) All or a portion of this security is on loan as of July 31, 2005. (T) Represents investment of securities lending collateral. Parenthetical disclosure of a foreign country in the security description represents country of a foreign issuer. The percentage shown for each investment category is the total value of that category as a percentage of the total investments of the Fund. The cost of investments owned on July 31, 2005, including short-term investments, was $131,287,661. Gross unrealized appreciation and depreciation of investments aggregated $30,000,029 and $3,196,179, respectively, resulting in net unrealized appreciation of $26,803,850. For more information Trustees Ronald R. Dion, Chairman James R. Boyle+ James F. Carlin Richard P. Chapman, Jr.* William H. Cunningham Charles L. Ladner* Dr. John A. Moore* Patti McGill Peterson* Steven R. Pruchansky +Non-Independent Trustee *Members of the Audit Committee Officers Keith F. Hartstein President and Chief Executive Officer William H. King Vice President and Treasurer Francis V. Knox, Jr. Vice President and Chief Compliance Officer John G. Vrysen Executive Vice President and Chief Financial Officer Investment Adviser John Hancock Advisers, LLC 601 Congress Street Boston, Massachusetts 02210-2805 Principal Distributor John Hancock Funds, LLC 601 Congress Street Boston, Massachusetts 02210-2805 Custodian The Bank of New York One Wall Street New York, New York 10286 Transfer Agent John Hancock Signature Services, Inc. 1 John Hancock Way, Suite 1000 Boston, Massachusetts 02217-1000 Legal Counsel Wilmer Cutler Pickering Hale and Dorr LLP 60 State Street Boston, Massachusetts 02109-1803
How to contact us Internet www.jhfunds.com Mail Regular mail: Express mail: John Hancock Signature Services, Inc. John Hancock Signature Services, Inc. 1 John Hancock Way, Suite 1000 Attn: Mutual Fund Image Operations Boston, MA 02217-1000 529 Main Street Charlestown, MA 02129 Phone Customer service representatives 1-800-225-5291 24-hour automated information 1-800-338-8080 TDD line 1-800-554-6713
This report is for the information of the shareholders of John Hancock Growth Trends Fund. 460Q3 7/05 9/05 JOHN HANCOCK Small Cap Fund 7.31.2005 Quarterly Portfolio Holdings [A 2" x 1" John Hancock (Signature)/John Hancock Funds logo in lower, center middle of page. A tag line below reads "JOHN HANCOCK FUNDS."]
John Hancock Small Cap Fund Securities owned by the Fund on July 31, 2005 (unaudited) Issuer Shares Value - --------------------------------------------------------------------------------------------------------------------------------- Common stocks 80.10% $202,434,572 (Cost $184,246,921) Advertising 0.87% 2,184,600 Ventiv Health, Inc. (I) 99,300 2,184,600 Apparel Retail 2.38% 6,004,944 Cache, Inc. (I) 336,600 6,004,944 Apparel, Accessories & Luxury Goods 4.32% 10,913,307 Quiksilver, Inc. (I)(L) 279,300 4,689,447 Warnaco Group, Inc. (The) (I) 255,600 6,223,860 Application Software 2.06% 5,214,248 Hyperion Solutions Corp. (I)(L) 110,800 5,214,248 Auto Parts & Equipment 1.39% 3,523,520 LKQ Corp. (I) 114,400 3,523,520 Communications Equipment 2.60% 6,560,652 Avocent Corp. (I) 188,200 6,560,652 Data Processing & Outsourced Services 0.93% 2,348,849 Infocrossing, Inc. (I)(L) 241,900 2,348,849 Diversified Commercial Services 0.48% 1,224,096 Source Interlink Cos., Inc. (I) 98,400 1,224,096 Diversified Metals & Mining 1.25% 3,155,030 James River Coal Co. (I) 67,000 3,155,030 Electrical Components & Equipment 0.28% 716,804 Encore Wire Corp. (I) 48,400 716,804 Electronic Equipment Manufacturers 3.82% 9,660,459 Daktronics, Inc. 169,700 3,473,759 Excel Technology, Inc. (I) 141,700 3,528,330 X-Rite, Inc. 219,700 2,658,370 Electronic Manufacturing Services 2.15% 5,423,232 Trimble Navigation Ltd. (I)(L) 139,200 5,423,232 Health Care Equipment 5.38% 13,595,254 Candela Corp. (I) 377,200 4,152,972 Cantel Medical Corp. (I) 246,600 4,317,966 Hologic, Inc. (I)(L) 112,400 5,124,316 Health Care Facilities 1.82% 4,591,832 LifePoint Hospitals, Inc. (I) 98,200 4,591,832 Health Care Services 2.29% 5,782,488 SFBC International, Inc. (I) 143,700 5,782,488 Health Care Supplies 1.96% 4,949,445 Inverness Medical Innovations, Inc. (I) 182,300 4,949,445 Home Entertainment Software 1.37% 3,467,549 Take-Two Interactive Software, Inc. (I)(L) 140,900 3,467,549 Hotels, Resorts & Cruise Lines 3.49% 8,830,548 Gaylord Entertainment Co. (I) 184,200 8,830,548 Industrial Machinery 1.54% 3,884,400 CLACOR, Inc. 124,500 3,884,400 Internet Software & Services 3.49% 8,825,292 Lionbridge Technologies, Inc. (I) 538,500 3,489,480 Secure Computing Corp. (I) 431,700 5,335,812 Leisure Products 1.08% 2,734,200 Manning (Greg) Auctions, Inc. (I)(L) 195,300 2,734,200 Life & Health Insurance 1.88% 4,761,900 Scottish Re Group Ltd. (Cayman Islands) 198,000 4,761,900 Oil & Gas Exploration & Production 3.86% 9,746,262 Forest Oil Corp. (I)(L) 99,600 4,458,096 PetroQuest Energy, Inc. (I) 233,100 1,701,630 Spinnaker Exploration Co. (I)(L) 91,400 3,586,536 Packaged Foods & Meats 0.83% 2,096,031 Hain Celestial Group, Inc. (The) (I) 105,700 2,096,031 Personal Products 4.82% 12,182,558 Inter Parfums, Inc. (L) 288,000 5,698,080 Playtex Products, Inc. (I) 608,300 6,484,478 Property & Casualty Insurance 3.07% 7,755,725 National Interstate Corp. (I) 84,900 1,686,963 Philadelphia Consolidated Holding Corp. (I) 73,100 6,068,762 Publishing 1.68% 4,251,736 Courier Corp. 104,800 4,251,736 Railroads 3.25% 8,225,998 Genesee & Wyoming, Inc. (Class A) (I) 144,100 4,361,907 RailAmerica, Inc. (I) 328,300 3,864,091 Regional Banks 7.60% 19,206,542 Boston Private Financial Holdings, Inc. 155,100 4,443,615 EuroBancshares, Inc. (Puerto Rico) (I) 210,100 3,514,973 First Community Bancorp. 70,100 3,591,924 Placer Sierra Bancshares 257,000 7,656,030 Specialty Chemicals 2.91% 7,348,907 Arch Chemicals, Inc. 111,100 2,860,825 Cytec Industries, Inc. (L) 98,900 4,488,082 Specialty Stores 3.70% 9,342,796 Build-A-Bear Workshop, Inc. (I)(L) 144,700 3,472,800 Cost Plus, Inc. (I)(L) 118,000 2,658,540 Sharper Image Corp. (I)(L) 222,400 3,211,456 Water Utilities 1.55% 3,925,368 Aqua America, Inc. 122,400 3,925,368 Interest Par value Issuer, description, maturity date rate (%) ($000) Value - --------------------------------------------------------------------------------------------------------------------------------- Short-term investments 19.90% $50,295,708 (Cost $50,295,708) Joint Repurchase Agreement 7.11% 17,971,000 Investment in a joint repurchase agreement transaction with Bank of America Corp. - Dated 07-29-05 due 08-01-05 (secured by U.S. Treasury STRIP'S due 11-15-10 thru 08-15-27) 3.300 17,971 17,971,000 Shares Cash Equivalents 12.79% 32,324,708 AIM Cash Investment Trust (T) 32,324,708 32,324,708 Total investments 100.00% $252,730,280
John Hancock Small Cap Fund Footnotes to Schedule of Investments July 31, 2005 (unaudited) (I) Non-income-producing security. (L) All or a portion of this security is on loan as of July 31,2005. (T) Represents investment of securities lending collateral. Parenthetical disclosure of a foreign country in the security description represents country of a foreign issuer. The percentage shown for each investment category is the total value of that category as a percentage of the total investments of the Fund. The cost of investments owned on July 31,2005, including short-term investments, was $234,542,629. Gross unrealized appreciation and depreciation of investments aggregated $21,533,055 and $3,345,404, respectively, resulting in net unrealized appreciation of $18,187,651. For more information Trustees Ronald R. Dion, Chairman James R. Boyle+ James F. Carlin Richard P. Chapman, Jr.* William H. Cunningham Charles L. Ladner* Dr. John A. Moore* Patti McGill Peterson* Steven R. Pruchansky +Non-Independent Trustee *Members of the Audit Committee Officers Keith F. Hartstein President and Chief Executive Officer William H. King Vice President and Treasurer Francis V. Knox, Jr. Vice President and Chief Compliance Officer John G. Vrysen Executive Vice President and Chief Financial Officer Investment Adviser John Hancock Advisers, LLC 601 Congress Street Boston, Massachusetts 02210-2805 Subadviser Independence Investment LLC 53 State Street Boston, Massachusetts 02109 Principal Distributor John Hancock Funds, LLC 601 Congress Street Boston, Massachusetts 02210-2805 Custodian The Bank of New York One Wall Street New York, New York 10286 Transfer Agent John Hancock Signature Services, Inc. 1 John Hancock Way, Suite 1000 Boston, Massachusetts 02217-1000 Legal Counsel Wilmer Cutler Pickering Hale and Dorr LLP 60 State Street Boston, Massachusetts 02109-1803
How to contact us Internet www.jhfunds.com Mail Regular mail: Express mail: John Hancock Signature Services, Inc. John Hancock Signature Services, Inc. 1 John Hancock Way, Suite 1000 Attn: Mutual Fund Image Operations Boston, MA 02217-1000 529 Main Street Charlestown, MA 02129 Phone Customer service representatives 1-800-225-5291 24-hour automated information 1-800-338-8080 TDD line 1-800-554-6713
This report is for the information of the shareholders of John Hancock Small Cap Fund. 820Q3 7/05 9/05 ITEM 2. CONTROLS AND PROCEDURES. (a) Based upon their evaluation of the registrant's disclosure controls and procedures as conducted within 90 days of the filing date of this Form N-Q, the registrant's principal executive officer and principal accounting officer have concluded that those disclosure controls and procedures provide reasonable assurance that the material information required to be disclosed by the registrant on this report is recorded, processed, summarized and reported within the time periods specified in the Securities and Exchange Commission's rules and forms. (b) There were no changes in the registrant's internal control over financial reporting that occurred during the registrant's last fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting. ITEM 3. EXHIBITS. Separate certifications for the registrant's principal executive officer and principal accounting officer, as required by Rule 30a-2(a) under the Investment Company Act of 1940, are attached. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. John Hancock Equity Trust By: /s/ Keith F. Hartstein ------------------------------------- Keith F. Hartstein President and Chief Executive Officer Date: September 30, 2005 Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated. By: /s/ Keith F. Hartstein ------------------------------------- Keith F. Hartstein President and Chief Executive Officer Date: September 30, 2005 By: /s/ John G. Vrysen ------------------------------------- John G. Vrysen Vice President and Treasurer Date: September 30, 2005 EX-99.CERT 2 exnncert2.txt CERTIFICATION CERTIFICATION I, Keith F. Hartstein, certify that: 1. I have reviewed this report on Form N-Q of John Hancock Equity Trust (the "registrant"); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed; 4. The registrant's other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have: (a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; (b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; (c) Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and (d) Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and 5. The registrant's other certifying officer and I have disclosed to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): (a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize, and report financial information; and (b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting. Date: September 30, 2005 /s/ Keith F. Hartstein - ------------------------------------- Keith F. Hartstein President and Chief Executive Officer CERTIFICATION I, John G. Vrysen, certify that: 1. I have reviewed this report on Form N-Q of John Hancock Equity Trust (the "registrant"); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed; 4. The registrant's other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have: (a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; (b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; (c) Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and (d) Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and 5. The registrant's other certifying officer and I have disclosed to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): (a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize, and report financial information; and (b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting. Date: September 30, 2005 /s/ John G. Vrysen - ------------------------------------- John G. Vrysen Vice President and Treasurer -----END PRIVACY-ENHANCED MESSAGE-----