0001085146-18-000231.txt : 20180129 0001085146-18-000231.hdr.sgml : 20180129 20180129164555 ACCESSION NUMBER: 0001085146-18-000231 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20180129 DATE AS OF CHANGE: 20180129 EFFECTIVENESS DATE: 20180129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BAILARD, INC. CENTRAL INDEX KEY: 0000750641 IRS NUMBER: 942149863 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-01707 FILM NUMBER: 18556288 BUSINESS ADDRESS: STREET 1: 950 TOWER LANE SUITE 1900 CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 6505715800 MAIL ADDRESS: STREET 1: 950 TOWER LANE SUITE 1900 CITY: FOSTER CITY STATE: CA ZIP: 94404 FORMER COMPANY: FORMER CONFORMED NAME: BAILARD BIEHL & KAISER INC DATE OF NAME CHANGE: 19990402 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0000750641 XXXXXXXX 12-31-2014 12-31-2014 true 1 RESTATEMENT false BAILARD, INC.

950 TOWER LANE SUITE 1900 FOSTER CITY CA 94404

13F HOLDINGS REPORT 028-01707 Y THE INVESTMENT MANAGER IS SUBMITTING THIS AMENDMENT TO INCLUDE POSITIONS OF A THIRD-PARTY MANAGER FOR WHICH THE INVESTMENT MANAGER HAD SOLE INVESTMENT DISCRETION. Sonya Thadhani 650 571-5800 /s/ Sonya Thadhani Foster City CA 01-26-2018 0 231 706480 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y1018595230SHSOLE 523000ABBOTT LABSCOM0028241003397522SHSOLE 752200ACCENTURE PLC IRELANDSHS CLASS AG1151C101124613950SHSOLE 1395000ACHILLION PHARMACEUTICALS INCOM00448Q20150341100SHSOLE 4110000ADVANCED SEMICONDUCTOR ENGRSPONSORED ADR00756M4042209360200SHSOLE 36020000AECOM TECHNOLOGY CORP DELAWACOM00766T100175457765SHSOLE 5776500ALASKA AIR GROUP INCCOM011659109327954877SHSOLE 5487700ALEXANDRIA REAL ESTATE EQ INCOM0152711092803160SHSOLE 316000ALLEGION PUB LTD COORD SHSG0176J1092404325SHSOLE 432500ALLERGAN INCCOM0184901023401601SHSOLE 160100ALLSTATE CORPCOM020002101279339760SHSOLE 3976000AMAZON COM INCCOM023135106265855SHSOLE 85500AMERICAN ASSETS TR INCCOM02401310459715000SHSOLE 1500000AMERICAN EXPRESS COCOM025816109213822979SHSOLE 2297900AMERICAN TOWER CORP NEWCOM03027X1003954000SHSOLE 400000AMGEN INCCOM0311621007924974SHSOLE 497400ANTHEM INCCOM036752103233118552SHSOLE 1855200APPLE INCCOM037833100881679868SHSOLE 7986800ARRAY BIOPHARMA INCCOM04269X105497105000SHSOLE 10500000AT&T INCCOM00206R1023249634SHSOLE 963400AU OPTRONICS CORPSPONSORED ADR002255107612120200SHSOLE 12020000AUTOMATIC DATA PROCESSING INCOM0530151036167389SHSOLE 738900AUTOZONE INCCOM05333210222793681SHSOLE 368100AVALONBAY CMNTYS INCCOM0534841013502145SHSOLE 214500BANCO MACRO SASPON ADR B05961W105131330040SHSOLE 3004000BANK AMER CORPCOM06050510426014548SHSOLE 1454800BARNES & NOBLE INCCOM06777410932714100SHSOLE 1410000BERKSHIRE HATHAWAY INC DELCL A0846701084522SHSOLE 200BERKSHIRE HATHAWAY INC DELCL B NEW0846707025083383SHSOLE 338300BIODELIVERY SCIENCES INTL INCOM09060J1062789232000SHSOLE 23200000BOSTON PROPERTIES INCCOM1011211012031575SHSOLE 157500BRISTOL MYERS SQUIBB COCOM110122108153826052SHSOLE 2605200BT GROUP PLCADR05577E101342055174SHSOLE 5517400CAMDEN PPTY TRSH BEN INT13313110274610100SHSOLE 1010000CAPITAL ONE FINL CORPCOM14040H1053133797SHSOLE 379700CARDINAL HEALTH INCCOM14149Y1084265274SHSOLE 527400CBL & ASSOC PPTYS INCCOM12483010077940100SHSOLE 4010000CELANESE CORP DELCOM SER A150870103184030683SHSOLE 3068300CHEVRON CORP NEWCOM166764100314828062SHSOLE 2806200CISCO SYS INCCOM17275R102256592220SHSOLE 9222000CONOCOPHILLIPSCOM20825C10490813146SHSOLE 1314600COUSINS PPTYS INCCOM22279510622820000SHSOLE 2000000DDR CORPCOM23317H10229616100SHSOLE 1610000DELUXE CORPCOM248019101281545220SHSOLE 4522000DIGITAL RLTY TR INCCOM25386810378911900SHSOLE 1190000DISCOVER FINL SVCSCOM254709108194029618SHSOLE 2961800DISH NETWORK CORPCL A25470M109208828640SHSOLE 2864000DOUGLAS EMMETT INCCOM25960P10942615000SHSOLE 1500000DOW CHEM COCOM26054310349110770SHSOLE 1077000DR REDDYS LABS LTDADR25613520375815020SHSOLE 1502000DUCOMMUN INC DELCOM2641471092258900SHSOLE 890000DUKE ENERGY CORP NEWCOM NEW26441C2045776912SHSOLE 691200EARTHLINK HLDGS CORPCOM27033X10130469155SHSOLE 6915500EASTGROUP PPTY INCCOM2772761012534000SHSOLE 400000ENANTA PHARMACEUTICALS INCCOM29251M106378874500SHSOLE 7450000ENDOCYTE INCCOM29269A10235256000SHSOLE 5600000ENTEROMEDICS INCCOM NEW29365M208451317700SHSOLE 31770000EPR PPTYSCOM SH BEN INT26884U1092033518SHSOLE 351800EQUITY COMWLTHCOM SH BEN INT29462810277330125SHSOLE 3012500EQUITY LIFESTYLE PPTYS INCCOM29472R10859311500SHSOLE 1150000EQUITY RESIDENTIALSH BEN INT29476L1072513500SHSOLE 350000ESSEX PPTY TR INCCOM2971781052151039SHSOLE 103900EXTRA SPACE STORAGE INCCOM30225T1024938400SHSOLE 840000EXXON MOBIL CORPCOM30231G102396642900SHSOLE 4290000FACEBOOK INCCL A30303M1022353007SHSOLE 300700FIDELITYMSCI ENERGY IDX316092402202188505SHSOLE 8850500FLAMEL TECHNOLOGIES SASPONSORED ADR3384881092313135000SHSOLE 13500000FLEXTRONICS INTL LTDORDY2573F1022086186620SHSOLE 18662000GAP INC DELCOM3647601082716440SHSOLE 644000GENERAL DYNAMICS CORPCOM3695501089076594SHSOLE 659400GENERAL ELECTRIC COCOM36960410363425084SHSOLE 2508400GOLD FIELDS LTD NEWSPONSORED ADR38059T106919180000SHSOLE 18000000GOOGLE INCCL A38259P5088061519SHSOLE 151900GOOGLE INCCL C38259P7067421409SHSOLE 140900GRUPO FINANCIERO GALICIA S ASP ADR 10 SH B39990910048330000SHSOLE 3000000HARRIS CORP DELCOM413875105192826841SHSOLE 2684100HCP INCCOM40414L10974616940SHSOLE 1694000HEALTH NET INCCOM42222G108269050251SHSOLE 5025100HEWLETT PACKARD COCOM42823610359114730SHSOLE 1473000HOME DEPOT INCCOM4370761022732600SHSOLE 260000HONEYWELL INTL INCCOM4385161062132133SHSOLE 213300HUMANA INCCOM44485910212728856SHSOLE 885600HUNTINGTON INGALLS INDS INCCOM446413106301526813SHSOLE 2681300ICICI BK LTDADR45104G1044394380350SHSOLE 38035000IGNYTA INCCOM4517311031439210000SHSOLE 21000000INFOSYS LTDSPONSORED ADR4567881083778120080SHSOLE 12008000INGERSOLL-RAND PLCSHSG4779110182513013SHSOLE 1301300INSIGHT ENTERPRISES INCCOM45765U10329511400SHSOLE 1140000INTEL CORPCOM458140100226562407SHSOLE 6240700INTERNATIONAL BUSINESS MACHSCOM459200101282617617SHSOLE 1761700ISHARES1-3 YR CR BD ETF4642886467106755SHSOLE 675500ISHARESBELGIUM CAPD ETF46428630129218000SHSOLE 1800000ISHARESCALI AMT-FRE ETF464288356742963087SHSOLE 6308700ISHARESGLB INFRASTR ETF464288372232355105SHSOLE 5510500ISHARESINDIA 50 ETF4642895292849500SHSOLE 950000ISHARESMSCI ACWI US ETF464288240277564502SHSOLE 6450200ISHARESMSCI ISR CAP ETF4642866322816000SHSOLE 600000ISHARESMSCI KLD400 SOC4642885702303000SHSOLE 300000ISHARESMSCI TAIWAN ETF4642867312025134000SHSOLE 13400000ISHARESMSCI THI CAP ETF464286624148519175SHSOLE 1917500ISHARESMSCI TURKEY ETF464286715108920040SHSOLE 2004000ISHARES TR20+ YR TR BD ETF46428743267574536643SHSOLE 53664300ISHARES TRCOHEN&STEER REIT464287564159516467SHSOLE 1646700ISHARES TRCORE HIGH DV ETF46429B6635617330SHSOLE 733000ISHARES TRCORE S&P500 ETF464287200750136261SHSOLE 3626100ISHARES TRCORE US AGGBD ET46428722635613323405SHSOLE 32340500ISHARES TRIBOXX INV CP ETF4642872422992500SHSOLE 250000ISHARES TRIRELAND CAPD ETF46429B5072898400SHSOLE 840000ISHARES TRMSCI DENMRK ETF46429B5232826000SHSOLE 600000ISHARES TRMSCI EAFE ETF464287465349057361SHSOLE 5736100ISHARES TRMSCI EMG MKT ETF46428723441610585SHSOLE 1058500ISHARES TRMSCI FINLND ETF46429B5152889000SHSOLE 900000ISHARES TRN AMER TECH ETF464287549103810180SHSOLE 1018000ISHARES TRRUS 2000 VAL ETF464287630297029210SHSOLE 2921000ISHARES TRRUS MID-CAP ETF4642874995293169SHSOLE 316900ISHARES TRRUSSELL 2000 ETF4642876555234371SHSOLE 437100ISHARES TRS&P 100 ETF464287101111912305SHSOLE 1230500ISHARES TRS&P MC 400GR ETF4642876062781739SHSOLE 173900ISHARES TRSELECT DIVID ETF46428716890711422SHSOLE 1142200ISHARES TRSP SMCP600VL ETF4642878791040088179SHSOLE 8817900ISHARES TRU.S. REAL ES ETF46428773964200835492SHSOLE 83549200JOHNSON & JOHNSONCOM478160104420440199SHSOLE 4019900KIMBERLY CLARK CORPCOM4943681038367238SHSOLE 723800KIMCO RLTY CORPCOM49446R10988035000SHSOLE 3500000LEAR CORPCOM NEW521865204222922725SHSOLE 2272500LIBERTY PPTY TRSH BEN INT5311721042336200SHSOLE 620000LYONDELLBASELL INDUSTRIES NSHS - A -N53745100192624262SHSOLE 2426200MACYS INCCOM55616P1045788788SHSOLE 878800MAGNACHIP SEMICONDUCTOR CORPCOM55933J20315612000SHSOLE 1200000MARKET VECTORS ETF TREGYPT INDX ETF57061R5692644530SHSOLE 453000MCDONALDS CORPCOM5801351014084359SHSOLE 435900MERCADOLIBRE INCCOM58733R10210878510SHSOLE 851000MERCK & CO INC NEWCOM58933Y1053305806SHSOLE 580600MICRON TECHNOLOGY INCCOM595112103190154297SHSOLE 5429700MICROSOFT CORPCOM594918104381582141SHSOLE 8214100MIRATI THERAPEUTICS INCCOM60468T10563034000SHSOLE 3400000NAVIDEA BIOPHARMACEUTICALS ICOM63937X1031910000SHSOLE 1000000NICE SYS LTDSPONSORED ADR653656108177335000SHSOLE 3500000NORANDA ALUM HLDG CORPCOM65542W1079226022SHSOLE 2602200NORFOLK SOUTHERN CORPCOM6558441088878092SHSOLE 809200NORTHROP GRUMMAN CORPCOM666807102231015674SHSOLE 1567400ONE LIBERTY PPTYS INCCOM68240610324910500SHSOLE 1050000ORACLE CORPCOM68389X10559513232SHSOLE 1323200PARAMOUNT GROUP INCCOM69924R10874440000SHSOLE 4000000PENN NATL GAMING INCCOM70756910939829000SHSOLE 2900000PEPSICO INCCOM7134481083593798SHSOLE 379800PFIZER INCCOM71708110346614962SHSOLE 1496200PIEDMONT OFFICE REALTY TR INCOM CL A72019020660532100SHSOLE 3210000PILGRIMS PRIDE CORP NEWCOM72147K108225268674SHSOLE 6867400PIONEER ENERGY SVCS CORPCOM7236641088916000SHSOLE 1600000PNC FINL SVCS GROUP INCCOM6934751057057728SHSOLE 772800POST PPTYS INCCOM73746410776413000SHSOLE 1300000POWERSHARES ETF TRUST IISENIOR LN PORT73936Q76967328000SHSOLE 2800000POWERSHARES QQQ TRUSTUNIT SER 173935A10470979687450SHSOLE 68745000PPG INDS INCCOM69350610719278337SHSOLE 833700PROCTER & GAMBLE COCOM7427181098929796SHSOLE 979600PROLOGIS INCCOM74340W10389120700SHSOLE 2070000PUBLIC STORAGECOM74460D1095052732SHSOLE 273200REYNOLDS AMERICAN INCCOM761713106117018203SHSOLE 1820300RYANAIR HLDGS PLCSPONSORED ADR783513104356550020SHSOLE 5002000SANMINA CORPORATIONCOM801056102114448603SHSOLE 4860300SCHWAB STRATEGIC TRUS LRG CAP ETF808524201173535372SHSOLE 3537200SCHWAB STRATEGIC TRUS REIT ETF8085248472165549SHSOLE 554900SCHWAB STRATEGIC TRUS SML CAP ETF80852460756510256SHSOLE 1025600SEAGATE TECHNOLOGY PLCSHSG7945M107361054282SHSOLE 5428200SELECT SECTOR SPDR TRSBI CONS DISCR81369Y4072803876SHSOLE 387600SELECT SECTOR SPDR TRSBI CONS STPLS81369Y3083527263SHSOLE 726300SELECT SECTOR SPDR TRSBI INT-FINL81369Y6058503343851SHSOLE 34385100SELECT SECTOR SPDR TRTECHNOLOGY81369Y803101124458SHSOLE 2445800SESA STERLITE LTDSPONSORED ADR78413F10343532060SHSOLE 3206000SILICONWARE PRECISION INDS LSPONSD ADR SPL8270848641247165150SHSOLE 16515000SIMON PPTY GROUP INC NEWCOM8288061094852662SHSOLE 266200SPDR GOLD TRUSTGOLD SHS78463V1073392981SHSOLE 298100SPDR INDEX SHS FDSMSCI ACWI EXUS78463X84837611252SHSOLE 1125200SPDR INDEX SHS FDSS&P EM MKT DIV78463X5332025930SHSOLE 593000SPDR INDEX SHS FDSS&P GBLINF ETF78463X8553226640SHSOLE 664000SPDR INDEX SHS FDSS&P INTL ETF78463X7722235310SHSOLE 531000SPDR S&P 500 ETF TRTR UNIT78462F10370101341058SHSOLE 34105800SPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP78467Y1073301252SHSOLE 125200SPDR SER TRSHT TRM HGH YLD78468R40837212855SHSOLE 1285500SPDR SERIES TRUSTBARC SHT TR CP78464A47412892421658SHSOLE 42165800SPDR SERIES TRUSTNUVN BR SHT MUNI78464A42513924573251SHSOLE 57325100SPDR SERIES TRUSTNUVN BRCLY MUNI78464A4585891243825SHSOLE 24382500SPDR SERIES TRUSTS&P BK ETF78464A7972657900SHSOLE 790000SPDR SERIES TRUSTS&P DIVID ETF78464A7635787330SHSOLE 733000SPIRIT RLTY CAP INC NEWCOM84860W10247640000SHSOLE 4000000SPROTT PHYSICAL GOLD TRUSTUNIT85207H1042994306380SHSOLE 30638000SSGA ACTIVE ETF TRBLKSTN GSOSRLN78467V60882416900SHSOLE 1690000STARZCOM SER A85571Q102184562105SHSOLE 6210500STONERIDGE INCCOM86183P10219315000SHSOLE 1500000SWIFT TRANSN COCL A87074U10129610325SHSOLE 1032500TAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADR8740391002484110288SHSOLE 11028800TANGER FACTORY OUTLET CTRS ICOM87546510673920000SHSOLE 2000000TATA MTRS LTDSPONSORED ADR876568502275065045SHSOLE 6504500TEKMIRA PHARMACEUTICALS CORPCOM NEW87911B209121280000SHSOLE 8000000TELECOM ARGENTINA S ASPON ADR REP B87927320963533000SHSOLE 3300000TEVA PHARMACEUTICAL INDS LTDADR88162420914395250300SHSOLE 25030000TOWER INTL INCCOM8918261092409400SHSOLE 940000TRAVELERS COMPANIES INCCOM89417E109121911517SHSOLE 1151700UDR INCCOM9026531042377700SHSOLE 770000UNIFI INCCOM NEW9046772002829500SHSOLE 950000UNITED PARCEL SERVICE INCCL B9113121063723350SHSOLE 335000UNITED TECHNOLOGIES CORPCOM9130171099728452SHSOLE 845200UNITEDHEALTH GROUP INCCOM91324P102113311205SHSOLE 1120500VANGUARD BD INDEX FD INCTOTAL BND MRKT9219378352412928SHSOLE 292800VANGUARD INDEX FDSLARGE CAP ETF9229086379299840SHSOLE 984000VANGUARD INDEX FDSREIT ETF922908553244130138SHSOLE 3013800VANGUARD INDEX FDSSM CP VAL ETF9229086117166765SHSOLE 676500VANGUARD INDEX FDSTOTAL STK MKT92290876942700402826SHSOLE 40282600VANGUARD INTL EQUITY INDEX FALLWRLD EX US922042775318567975SHSOLE 6797500VANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF92204285893723404SHSOLE 2340400VANGUARD SCOTTSDALE FDSINT-TERM CORP92206C8702593010SHSOLE 301000VANGUARD TAX MANAGED INTL FDFTSE DEV MKT ETF92194385843011361SHSOLE 1136100VANGUARD WHITEHALL FDS INCHIGH DIV YLD92194640684812338SHSOLE 1233800VANGUARD WORLD FDSCONSUM DIS ETF92204A108593950810SHSOLE 5081000VANGUARD WORLD FDSCONSUM STP ETF92204A207640251114SHSOLE 5111400VANGUARD WORLD FDSENERGY ETF92204A30610119060SHSOLE 906000VANGUARD WORLD FDSHEALTH CAR ETF92204A504672553550SHSOLE 5355000VANGUARD WORLD FDSINDUSTRIAL ETF92204A603532349830SHSOLE 4983000VANGUARD WORLD FDSINF TECH ETF92204A702743871195SHSOLE 7119500VANGUARD WORLD FDSMATERIALS ETF92204A801182216968SHSOLE 1696800VANGUARD WORLD FDSTELCOMM ETF92204A884122314434SHSOLE 1443400VANGUARD WORLD FDSUTILITIES ETF92204A876250424469SHSOLE 2446900VERIZON COMMUNICATIONS INCCOM92343V104224748029SHSOLE 4802900VONAGE HLDGS CORPCOM92886T20136896500SHSOLE 9650000WAL-MART STORES INCCOM9311421033794412SHSOLE 441200WELLS FARGO & CO NEWCOM949746101206737708SHSOLE 3770800WESTERN DIGITAL CORPCOM958102105260123498SHSOLE 2349800WINTHROP RLTY TRSH BEN INT NEW97639130023114800SHSOLE 1480000XENOPORT INCCOM98411C1001052120000SHSOLE 12000000YPF SOCIEDAD ANONIMASPON ADR CL D98424510095436040SHSOLE 3604000