13F-HR 1 bail2q10.txt BAILARD INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Bailard, Inc. Address: 950 Tower Lane, Suite 1900 Foster City, CA 94404 13F File Number: 028-01707 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Burnie E. Sparks, Jr. Title: President Phone: 650-571-5800 Signature, Place, and Date of Signing: /s/ Burnie E. Sparks, Jr. Foster City, CA July 29, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 215 Form 13F Information Table Value Total: $373,078 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 3090 39125 SH SOLE 39125 0 0 A D C TELECOMMUNICATIONS COM NEW 000886309 101 13600 SH SOLE 13600 0 0 ABBOTT LABS COM 002824100 5029 107505 SH SOLE 107505 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 6020 155757 SH SOLE 155757 0 0 AIR TRANSPORT SERVICES GRP I COM 00922R105 50 10510 SH SOLE 10510 0 0 AK STL HLDG CORP COM 001547108 334 28000 SH SOLE 28000 0 0 ALASKA AIR GROUP INC COM 011659109 301 6700 SH SOLE 6700 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 169 66500 SH SOLE 66500 0 0 ALLIED HEALTHCARE INTL INC COM 01923A109 71 30600 SH SOLE 30600 0 0 AMB PROPERTY CORP COM 00163T109 884 37300 SH SOLE 37300 0 0 AMERICAN EXPRESS CO COM 025816109 2388 60162 SH SOLE 60162 0 0 ANADYS PHARMACEUTICALS INC COM 03252Q408 186 97000 SH SOLE 97000 0 0 APARTMENT INVT & MGMT CO CL A 03748R101 206 10637 SH SOLE 10637 0 0 APPLE INC COM 037833100 1768 7028 SH SOLE 7028 0 0 ASSOCIATED ESTATES RLTY CORP COM 045604105 648 50000 SH SOLE 50000 0 0 ASTROTECH CORP COM 046484101 13 10230 SH SOLE 10230 0 0 AT&T INC COM 00206R102 2329 96277 SH SOLE 96277 0 0 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 238 5000 SH SOLE 5000 0 0 ATMEL CORP COM 049513104 420 87500 SH SOLE 87500 0 0 AUDIOCODES LTD ORD M15342104 227 91800 SH SOLE 91800 0 0 AVALONBAY CMNTYS INC COM 053484101 3240 34703 SH SOLE 34703 0 0 BANK OF AMERICA CORPORATION COM 060505104 2495 173600 SH SOLE 173600 0 0 BARRY R G CORP OHIO COM 068798107 298 27060 SH SOLE 27060 0 0 BOSTON PROPERTIES INC COM 101121101 860 12050 SH SOLE 12050 0 0 BP PLC SPONSORED ADR 055622104 2903 100519 SH SOLE 100519 0 0 BRE PROPERTIES INC CL A 05564E106 1177 31860 SH SOLE 31860 0 0 BROOKFIELD PPTYS CORP COM 112900105 1404 100000 SH SOLE 100000 0 0 CAPITAL ONE FINL CORP COM 14040H105 224 5566 SH SOLE 5566 0 0 CAPITAL PRODUCT PARTNERS L P COM UNIT LP Y11082107 311 38700 SH SOLE 38700 0 0 CARDIOME PHARMA CORP COM NEW 14159U202 2268 278300 SH SOLE 278300 0 0 CATO CORP NEW CL A 149205106 333 15100 SH SOLE 15100 0 0 CCA INDS INC COM 124867102 61 11150 SH SOLE 11150 0 0 CDC SOFTWARE CORP SPN ADR LV III 12507Y108 130 16650 SH SOLE 16650 0 0 CEDAR FAIR L P DEPOSITRY UNIT 150185106 134 10900 SH SOLE 10900 0 0 CHEVRON CORP NEW COM 166764100 4207 61988 SH SOLE 61988 0 0 CISCO SYS INC COM 17275R102 778 36496 SH SOLE 36496 0 0 COLGATE PALMOLIVE CO COM 194162103 2855 36254 SH SOLE 36254 0 0 COLLECTORS UNIVERSE INC COM NEW 19421R200 286 21300 SH SOLE 21300 0 0 COMCAST CORP NEW CL A 20030N101 1892 108940 SH SOLE 108940 0 0 CONOCOPHILLIPS COM 20825C104 3831 78042 SH SOLE 78042 0 0 CONTINUCARE CORP COM 212172100 52 15510 SH SOLE 15510 0 0 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 1205 31900 SH SOLE 31900 0 0 COURIER CORP COM 222660102 250 20490 SH SOLE 20490 0 0 CVS CAREMARK CORPORATION COM 126650100 592 20206 SH SOLE 20206 0 0 CYPRESS BIOSCIENCES INC COM PAR $.02 232674507 254 110400 SH SOLE 110400 0 0 DANAHER CORP DEL COM 235851102 445 12000 SH SOLE 12000 0 0 DANAOS CORPORATION SHS Y1968P105 46 12100 SH SOLE 12100 0 0 DELTEK INC COM 24784L105 149 17900 SH SOLE 17900 0 0 DIAMOND MGMT & TECHNOLOGY CO COM 25269L106 205 19900 SH SOLE 19900 0 0 DIGIRAD CORP COM 253827109 110 53030 SH SOLE 53030 0 0 DISH NETWORK CORP CL A 25470M109 2374 130814 SH SOLE 130814 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 4708 136117 SH SOLE 136117 0 0 DUKE REALTY CORP COM NEW 264411505 668 58886 SH SOLE 58886 0 0 EMERSON RADIO CORP COM NEW 291087203 46 26990 SH SOLE 26990 0 0 EMPRESA DIST Y COMERCIAL NOR SPON ADR 29244A102 131 20600 SH SOLE 20600 0 0 ENCANA CORP COM 292505104 1875 61791 SH SOLE 61791 0 0 EQUITY LIFESTYLE PPTYS INC COM 29472R108 1674 34700 SH SOLE 34700 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 820 19700 SH SOLE 19700 0 0 ESSEX PPTY TR INC COM 297178105 556 5700 SH SOLE 5700 0 0 ETHAN ALLEN INTERIORS INC COM 297602104 140 10000 SH SOLE 10000 0 0 EXTRA SPACE STORAGE INC COM 30225T102 765 55000 SH SOLE 55000 0 0 EXXON MOBIL CORP COM 30231G102 5148 90210 SH SOLE 90210 0 0 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 1862 26500 SH SOLE 26500 0 0 FEI CO COM 30241L109 246 12500 SH SOLE 12500 0 0 FINISAR CORP COM NEW 31787A507 261 17543 SH SOLE 17543 0 0 FIRST POTOMAC RLTY TR COM 33610F109 575 40000 SH SOLE 40000 0 0 FIVE STAR QUALITY CARE INC COM 33832D106 34 11400 SH SOLE 11400 0 0 FRANKLIN RES INC COM 354613101 2693 31249 SH SOLE 31249 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 1582 26749 SH SOLE 26749 0 0 FULL HOUSE RESORTS INC COM 359678109 56 17670 SH SOLE 17670 0 0 FURNITURE BRANDS INTL INC COM 360921100 381 73000 SH SOLE 73000 0 0 GENERAL ELECTRIC CO COM 369604103 1951 135326 SH SOLE 135326 0 0 GENERAL GROWTH PPTYS INC COM 370021107 177 13347 SH SOLE 13347 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1586 12085 SH SOLE 12085 0 0 GOOGLE INC CL A 38259P508 543 1220 SH SOLE 1220 0 0 GRAVITY CO LTD SPONSORED ADR 38911N107 21 14900 SH SOLE 14900 0 0 GSI TECHNOLOGY COM 36241U106 159 27800 SH SOLE 27800 0 0 GT SOLAR INTL INC COM 3623E0209 275 49100 SH SOLE 49100 0 0 HEALTHTRONICS INC COM 42222L107 153 31720 SH SOLE 31720 0 0 HEWLETT PACKARD CO COM 428236103 303 6993 SH SOLE 6993 0 0 HOT TOPIC INC COM 441339108 71 14030 SH SOLE 14030 0 0 HUNT J B TRANS SVCS INC COM 445658107 229 7000 SH SOLE 7000 0 0 IDENIX PHARMACEUTICALS INC COM 45166R204 2359 471761 SH SOLE 471761 0 0 INFINITY PHARMACEUTICALS INC COM 45665G303 532 90000 SH SOLE 90000 0 0 INSPIRE PHARMACEUTICALS INC COM 457733103 2128 426400 SH SOLE 426400 0 0 INSULET CORP COM 45784P101 2408 160000 SH SOLE 160000 0 0 INTEGRATED SILICON SOLUTION COM 45812P107 119 15730 SH SOLE 15730 0 0 INTEL CORP COM 458140100 6140 315661 SH SOLE 315661 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 10263 83118 SH SOLE 83118 0 0 INTERSECTIONS INC COM 460981301 75 18130 SH SOLE 18130 0 0 INTL PAPER CO COM 460146103 2067 91348 SH SOLE 91348 0 0 ISHARES TR 2012 S&P AMTFR 464289412 708 13952 SH SOLE 13952 0 0 ISHARES TR BARCLYS 1-3YR CR 464288646 499 4798 SH SOLE 4798 0 0 ISHARES TR BARCLYS MBS BD 464288588 254 2320 SH SOLE 2320 0 0 ISHARES TR S&P NTL AMTFREE 464288414 3545 34078 SH SOLE 34078 0 0 ISHARES TR INDEX BARCLY USAGG B 464287226 29494 275007 SH SOLE 275007 0 0 ISHARES TR INDEX BARCLYS 7-10 YR 464287440 3882 40574 SH SOLE 40574 0 0 ISHARES TR INDEX COHEN&ST RLTY 464287564 289 5265 SH SOLE 5265 0 0 ISHARES TR INDEX DJ US REAL EST 464287739 227 4802 SH SOLE 4802 0 0 ISHARES TR INDEX IBOXX INV CPBD 464287242 741 6830 SH SOLE 6830 0 0 ISHARES TR INDEX MSCI EAFE IDX 464287465 2115 45476 SH SOLE 45476 0 0 ISHARES TR INDEX MSCI EMERG MKT 464287234 550 14743 SH SOLE 14743 0 0 ISHARES TR INDEX RUSL 2000 VALU 464287630 3702 64894 SH SOLE 64894 0 0 ISHARES TR INDEX S&P SMLCP VALU 464287879 1760 30756 SH SOLE 30756 0 0 JOHNSON & JOHNSON COM 478160104 7819 132394 SH SOLE 132394 0 0 JPMORGAN CHASE & CO COM 46625H100 2403 65645 SH SOLE 65645 0 0 KEITHLEY INSTRS INC COM 487584104 195 22125 SH SOLE 22125 0 0 KERYX BIOPHARMACEUTICALS INC COM 492515101 1519 415000 SH SOLE 415000 0 0 KIMBALL INTL INC CL B 494274103 61 11000 SH SOLE 11000 0 0 KIMBERLY CLARK CORP COM 494368103 2991 49330 SH SOLE 49330 0 0 KIT DIGITAL INC COM NEW 482470200 169 19200 SH SOLE 19200 0 0 LATTICE SEMICONDUCTOR CORP COM 518415104 344 79220 SH SOLE 79220 0 0 LEXINGTON REALTY TRUST COM 529043101 481 80000 SH SOLE 80000 0 0 LIBERTY PPTY TR SH BEN INT 531172104 361 12500 SH SOLE 12500 0 0 MACK CALI RLTY CORP COM 554489104 1795 60380 SH SOLE 60380 0 0 MCDONALDS CORP COM 580135101 4469 67843 SH SOLE 67843 0 0 MCKESSON CORP COM 58155Q103 3603 53652 SH SOLE 53652 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 3558 64594 SH SOLE 64594 0 0 MENTOR GRAPHICS CORP COM 587200106 128 14500 SH SOLE 14500 0 0 MESABI TR CTF BEN INT 590672101 237 13600 SH SOLE 13600 0 0 METROPOLITAN HEALTH NETWORKS COM 592142103 56 15000 SH SOLE 15000 0 0 MICROSOFT CORP COM 594918104 7509 326330 SH SOLE 326330 0 0 MICROVISION INC DEL COM 594960106 175 59000 SH SOLE 59000 0 0 MIND C T I LTD ORD M70240102 59 29464 SH SOLE 29464 0 0 NATIONAL OILWELL VARCO INC COM 637071101 951 28745 SH SOLE 28745 0 0 NETWORK ENGINES INC COM 64121A107 182 67110 SH SOLE 67110 0 0 NEUBERGER BERMAN INCOME OPP COM SHS 64126L108 86 12000 SH SOLE 12000 0 0 NOAH ED HLDGS LTD ADR 65487R303 126 34900 SH SOLE 34900 0 0 NORFOLK SOUTHERN CORP COM 655844108 5362 101078 SH SOLE 101078 0 0 NU HORIZONS ELECTRS CORP COM 669908105 38 12490 SH SOLE 12490 0 0 O2MICRO INTERNATIONAL LTD SPONS ADR 67107W100 577 97200 SH SOLE 97200 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 2146 27814 SH SOLE 27814 0 0 OMEGA NAVIGATION ENTERPRISES CLASS A Y6476R105 48 24642 SH SOLE 24642 0 0 OMNI ENERGY SERVICES COM NEW 68210T208 128 47980 SH SOLE 47980 0 0 ORACLE CORP COM 68389X105 2242 104453 SH SOLE 104453 0 0 OREXIGEN THERAPEUTICS INC COM 686164104 420 100000 SH SOLE 100000 0 0 ORTHOVITA INC COM 68750U102 1482 730000 SH SOLE 730000 0 0 PACER INTL INC TENN COM 69373H106 278 39700 SH SOLE 39700 0 0 PARKWAY PPTYS INC COM 70159Q104 437 30000 SH SOLE 30000 0 0 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 1222 100000 SH SOLE 100000 0 0 PERVASIVE SOFTWARE INC COM 715710109 70 14070 SH SOLE 14070 0 0 PFIZER INC COM 717081103 193 13500 SH SOLE 13500 0 0 PHARMASSET INC COM 71715N106 894 32700 SH SOLE 32700 0 0 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 562 30000 SH SOLE 30000 0 0 PIONEER SOUTHWST ENRG PRTNR UNIT LP INT 72388B106 369 14900 SH SOLE 14900 0 0 PNC FINL SVCS GROUP INC COM 693475105 322 5693 SH SOLE 5693 0 0 POWERSHARES GLOBAL ETF TRUST WK VRDO TX FR 73936T433 1219 48785 SH SOLE 48785 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 3109 72784 SH SOLE 72784 0 0 PPL CORP COM 69351T106 4056 162565 SH SOLE 162565 0 0 PRICE T ROWE GROUP INC COM 74144T108 2080 46854 SH SOLE 46854 0 0 PROCTER & GAMBLE CO COM 742718109 1035 17255 SH SOLE 17255 0 0 PROLOGIS SH BEN INT 743410102 149 14738 SH SOLE 14738 0 0 PUBLIC STORAGE COM 74460D109 689 7840 SH SOLE 7840 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 2166 69128 SH SOLE 69128 0 0 QIAO XING MOBILE COMM CO LTD SHS G73031109 56 21660 SH SOLE 21660 0 0 QLT INC COM 746927102 64 11060 SH SOLE 11060 0 0 QUANTA SVCS INC COM 74762E102 919 44500 SH SOLE 44500 0 0 QUEST SOFTWARE INC COM 74834T103 505 28000 SH SOLE 28000 0 0 RAYTHEON CO COM NEW 755111507 3880 80185 SH SOLE 80185 0 0 REGENCY CTRS CORP COM 758849103 403 11710 SH SOLE 11710 0 0 RENAISSANCE LEARNING INC COM 75968L105 156 10600 SH SOLE 10600 0 0 REPUBLIC AWYS HLDGS INC COM 760276105 88 14390 SH SOLE 14390 0 0 REYNOLDS AMERICAN INC COM 761713106 2551 48938 SH SOLE 48938 0 0 RICHARDSON ELECTRS LTD COM 763165107 100 11100 SH SOLE 11100 0 0 ROCKWELL MEDICAL TECH COM 774374102 492 92000 SH SOLE 92000 0 0 ROPER INDS INC NEW COM 776696106 588 10500 SH SOLE 10500 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 4037 84472 SH SOLE 84472 0 0 SARA LEE CORP COM 803111103 3939 279375 SH SOLE 279375 0 0 SCHOLASTIC CORP COM 807066105 248 10300 SH SOLE 10300 0 0 SEAGATE TECHNOLOGY SHS G7945J104 2970 227758 SH SOLE 227758 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 4359 315640 SH SOLE 315640 0 0 SIMON PPTY GROUP INC NEW COM 828806109 3195 39565 SH SOLE 39565 0 0 SL GREEN RLTY CORP COM 78440X101 692 12570 SH SOLE 12570 0 0 SOUTHWEST AIRLS CO COM 844741108 217 19500 SH SOLE 19500 0 0 SPARTON CORP COM 847235108 125 24910 SH SOLE 24910 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 25842 212380 SH SOLE 212380 0 0 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 763 28360 SH SOLE 28360 0 0 SPDR S&P 500 ETF TR UNIT SER 1 S&P 78462F103 8330 80703 SH SOLE 80703 0 0 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 28901 1199225 SH SOLE 1199225 0 0 STARBUCKS CORP COM 855244109 430 17675 SH SOLE 17675 0 0 STONERIDGE INC COM 86183P102 114 15000 SH SOLE 15000 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 582 31150 SH SOLE 31150 0 0 SYSCO CORP COM 871829107 260 9103 SH SOLE 9103 0 0 TAUBMAN CTRS INC COM 876664103 1505 40000 SH SOLE 40000 0 0 TECHNOLOGY RESH CORP COM NEW 878727304 131 25650 SH SOLE 25650 0 0 TELECOM ARGENTINA S A SPON ADR REP B 879273209 229 13942 SH SOLE 13942 0 0 TELLABS INC COM 879664100 189 29500 SH SOLE 29500 0 0 TELULAR CORP COM NEW 87970T208 62 20710 SH SOLE 20710 0 0 TENARIS S A SPONSORED ADR 88031M109 1592 45991 SH SOLE 45991 0 0 TESSCO TECHNOLOGIES INC COM 872386107 191 11460 SH SOLE 11460 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1783 34298 SH SOLE 34298 0 0 TEXAS INSTRS INC COM 882508104 1752 75260 SH SOLE 75260 0 0 THESTREET COM COM 88368Q103 47 16400 SH SOLE 16400 0 0 TJX COS INC NEW COM 872540109 7290 173786 SH SOLE 173786 0 0 TRAVELERS COMPANIES INC COM 89417E109 3304 67088 SH SOLE 67088 0 0 UNILEVER PLC SPON ADR NEW 904767704 1816 67950 SH SOLE 67950 0 0 UNITED TECHNOLOGIES CORP COM 913017109 6589 101506 SH SOLE 101506 0 0 URSTADT BIDDLE PPTYS INS CL A 917286205 242 15000 SH SOLE 15000 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1006 12421 SH SOLE 12421 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 382 4700 SH SOLE 4700 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 694 14800 SH SOLE 14800 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1368 35635 SH SOLE 35635 0 0 VICON INDS INC COM 925811101 52 12720 SH SOLE 12720 0 0 VORNADO RLTY TR SH BEN INT 929042109 1040 14252 SH SOLE 14252 0 0 WAL MART STORES INC COM 931142103 3608 75066 SH SOLE 75066 0 0 WALGREEN CO COM 931422109 2494 93419 SH SOLE 93419 0 0 WEINGARTEN RLTY INVS SH BEN INT 948741103 393 20650 SH SOLE 20650 0 0 WELLPOINT INC COM 94973V107 2296 46921 SH SOLE 46921 0 0 WELLS FARGO & CO NEW COM 949746101 638 24937 SH SOLE 24937 0 0 WEST MARINE INC COM 954235107 111 10160 SH SOLE 10160 0 0 WESTELL TECHNOLOGIES INC CL A 957541105 16 10440 SH SOLE 10440 0 0 WESTERN DIGITAL CORP COM 958102105 2248 74537 SH SOLE 74537 0 0 WINTHROP RLTY TR SH BEN INT NEW 976391300 256 20000 SH SOLE 20000 0 0 ZIOPHARM ONCOLOGY INC COM 98973P101 398 125000 SH SOLE 125000 0 0 ZYMOGENETICS INC COM 98985T109 593 140500 SH SOLE 140500 0 0