0001209191-17-005767.txt : 20170126 0001209191-17-005767.hdr.sgml : 20170126 20170126174712 ACCESSION NUMBER: 0001209191-17-005767 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161228 FILED AS OF DATE: 20170126 DATE AS OF CHANGE: 20170126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUBURN NATIONAL BANCORPORATION, INC CENTRAL INDEX KEY: 0000750574 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 630885779 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 N GAY ST STREET 2: P O DRAWER 3110 CITY: AUBURN STATE: AL ZIP: 36831-3110 BUSINESS PHONE: 3348219200 MAIL ADDRESS: STREET 1: 100 NORTH GAY STREET STREET 2: P O DRAWER 3110 CITY: AUBURN STATE: AL ZIP: 36831 FORMER COMPANY: FORMER CONFORMED NAME: AUBURN NATIONAL BANCORPORATION INC DATE OF NAME CHANGE: 19950124 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPENCER EDWARD L JR CENTRAL INDEX KEY: 0001195603 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26486 FILM NUMBER: 17551106 MAIL ADDRESS: STREET 1: 100 NORTH GAY STREET STREET 2: PO BOX 3110 CITY: AUBURN STATE: AL ZIP: 36830 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-12-28 0 0000750574 AUBURN NATIONAL BANCORPORATION, INC AUBN 0001195603 SPENCER EDWARD L JR P. O. BOX 3110 AUBURN AL 36831-3110 1 0 1 1 Chairman of Board common stock 2016-12-28 5 G 0 E 14277 0.00 A 636044 D common stock 18950 I spouse common stock 2016-12-28 5 G 0 E 14277 0.00 D 51615 I 8 year GRAT dated 12-23-09 common stock 24745 I By revocable trust Reflects the distribution of 14,277 shares of AUBN common stock from the trust to Mr. Spencer pursuant to the terms of the trust, which shares are now reflected as directly owned by Mr. Spencer. Shares of AUBN common stock are held by E. L. Spencer, Jr. Grantor Retained Annuity Trust dated 12-23-09. Mr. Spencer is trustee of the trust and has sole voting and dispositive power with respect to these shares of AUBN common stock. Shares held by a 2008 revocable trust established for the benefit of the reporting person. The reporting person is the trustee of the trust and has sole voting and dispositive power with respect to these shares. Edward L. Spencer, Jr. 2017-01-26