0001181431-11-018472.txt : 20110316 0001181431-11-018472.hdr.sgml : 20110316 20110316165330 ACCESSION NUMBER: 0001181431-11-018472 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110316 FILED AS OF DATE: 20110316 DATE AS OF CHANGE: 20110316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPENCER EDWARD L JR CENTRAL INDEX KEY: 0001195603 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26486 FILM NUMBER: 11692513 MAIL ADDRESS: STREET 1: 100 NORTH GAY STREET STREET 2: PO BOX 3110 CITY: AUBURN STATE: AL ZIP: 36830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUBURN NATIONAL BANCORPORATION INC CENTRAL INDEX KEY: 0000750574 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 630885779 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 N GAY ST STREET 2: P O DRAWER 3110 CITY: AUBURN STATE: AL ZIP: 36831-3110 BUSINESS PHONE: 3348219200 MAIL ADDRESS: STREET 1: 100 NORTH GAY STREET STREET 2: P O DRAWER 3110 CITY: AUBURN STATE: AL ZIP: 36831 4 1 rrd305747.xml X0303 4 2011-03-16 0 0000750574 AUBURN NATIONAL BANCORPORATION INC AUBN 0001195603 SPENCER EDWARD L JR 1230 WEST THACH AUBURN AL 36830 1 0 1 0 common stock 2011-03-16 4 P 0 748 19.80 A 364339 D common stock 85154 I 3 year GRAT dated 12-23-09 common stock 102361 I 5 year GRAT dated 12-23-09 common stock 111598 I 8 year GRAT dated 12-23-09 common stock 47687 I 5 year GRAT dated 1-31-11 common stock 18300 I Spouse Shares of AUBN common stock are held by the E.L. Spencer, Jr. Grantor Retained Annuity Trust dated 12-23-09. Mr. Spencer is trustee of the trust and has sole voting and dispositive power with respect to these shares of AUBN common stock. Shares of AUBN common stock are held by the E.L. Spencer, Jr. Grantor Retained Annuity Trust dated 12-23-09. Mr. Spencer is trustee of the trust and has sole voting and dispositive power with respect to these shares of AUBN common stock. Shares of AUBN common stock are held by the E.L. Spencer, Jr. Grantor Retained Annuity Trust dated 12-23-09. Mr. Spencer is trustee of the trust and has sole voting and dispositive power with respect to these shares of AUBN common stock. Shares of AUBN common stock are held by the E.L. Spencer, Jr. Grantor Retained Annuity Trust dated 1-31-11. Mr. Spencer is trustee of the trust and has sole voting and dispositive power with respect to these shares of AUBN common stock. /s/ Edward L Spencer, Jr 2011-03-16