0001181431-11-018472.txt : 20110316
0001181431-11-018472.hdr.sgml : 20110316
20110316165330
ACCESSION NUMBER: 0001181431-11-018472
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110316
FILED AS OF DATE: 20110316
DATE AS OF CHANGE: 20110316
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SPENCER EDWARD L JR
CENTRAL INDEX KEY: 0001195603
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26486
FILM NUMBER: 11692513
MAIL ADDRESS:
STREET 1: 100 NORTH GAY STREET
STREET 2: PO BOX 3110
CITY: AUBURN
STATE: AL
ZIP: 36830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AUBURN NATIONAL BANCORPORATION INC
CENTRAL INDEX KEY: 0000750574
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 630885779
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 N GAY ST
STREET 2: P O DRAWER 3110
CITY: AUBURN
STATE: AL
ZIP: 36831-3110
BUSINESS PHONE: 3348219200
MAIL ADDRESS:
STREET 1: 100 NORTH GAY STREET
STREET 2: P O DRAWER 3110
CITY: AUBURN
STATE: AL
ZIP: 36831
4
1
rrd305747.xml
X0303
4
2011-03-16
0
0000750574
AUBURN NATIONAL BANCORPORATION INC
AUBN
0001195603
SPENCER EDWARD L JR
1230 WEST THACH
AUBURN
AL
36830
1
0
1
0
common stock
2011-03-16
4
P
0
748
19.80
A
364339
D
common stock
85154
I
3 year GRAT dated 12-23-09
common stock
102361
I
5 year GRAT dated 12-23-09
common stock
111598
I
8 year GRAT dated 12-23-09
common stock
47687
I
5 year GRAT dated 1-31-11
common stock
18300
I
Spouse
Shares of AUBN common stock are held by the E.L. Spencer, Jr. Grantor Retained Annuity Trust dated 12-23-09. Mr. Spencer is trustee of the trust and has sole voting and dispositive power with respect to these shares of AUBN common stock.
Shares of AUBN common stock are held by the E.L. Spencer, Jr. Grantor Retained Annuity Trust dated 12-23-09. Mr. Spencer is trustee of the trust and has sole voting and dispositive power with respect to these shares of AUBN common stock.
Shares of AUBN common stock are held by the E.L. Spencer, Jr. Grantor Retained Annuity Trust dated 12-23-09. Mr. Spencer is trustee of the trust and has sole voting and dispositive power with respect to these shares of AUBN common stock.
Shares of AUBN common stock are held by the E.L. Spencer, Jr. Grantor Retained Annuity Trust dated 1-31-11. Mr. Spencer is trustee of the trust and has sole voting and dispositive power with respect to these shares of AUBN common stock.
/s/ Edward L Spencer, Jr
2011-03-16