-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OytyTN8crJ9AG6ypqZ8FgzvXsdE4n2Czuc+N4ELiWr6A2sYk05+rFn4F4tMVbZEH NsMl0ZVtdzaOJ8rZFm/ymg== 0001181431-10-032568.txt : 20100611 0001181431-10-032568.hdr.sgml : 20100611 20100611103514 ACCESSION NUMBER: 0001181431-10-032568 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100610 FILED AS OF DATE: 20100611 DATE AS OF CHANGE: 20100611 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPENCER EDWARD L JR CENTRAL INDEX KEY: 0001195603 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26486 FILM NUMBER: 10891773 MAIL ADDRESS: STREET 1: 100 NORTH GAY STREET STREET 2: PO BOX 3110 CITY: AUBURN STATE: AL ZIP: 36830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUBURN NATIONAL BANCORPORATION INC CENTRAL INDEX KEY: 0000750574 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 630885779 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 N GAY ST STREET 2: P O DRAWER 3110 CITY: AUBURN STATE: AL ZIP: 36831-3110 BUSINESS PHONE: 3348219200 MAIL ADDRESS: STREET 1: 100 NORTH GAY STREET STREET 2: P O DRAWER 3110 CITY: AUBURN STATE: AL ZIP: 36831 4 1 rrd278819.xml X0303 4 2010-06-10 0 0000750574 AUBURN NATIONAL BANCORPORATION INC AUBN 0001195603 SPENCER EDWARD L JR 1230 WEST THACH AUBURN AL 36830 1 0 1 0 common stock 2010-06-10 4 P 0 100 17.46 A 362831 D common stock 2010-06-10 4 P 0 760 17.47 A 363591 D common stock 16500 I spouse common stock 115600 I 3 year GRAT dated 12-23-09 common stock 115600 I 5 year GRAT dated 12-23-09 common stock 115600 I 8 year GRAT dated 12-23-09 Shares of AUBN common stock are held by the E.L. Spencer, Jr. Grantor Retained Annuity Trust dated 12-23-09. Mr. Spencer is trustee of the trust and has sole voting and dispositive power with respect to these shares of AUBN common stock. Shares of AUBN common stock are held by the E.L. Spencer, Jr. Grantor Retained Annuity Trust dated 12-23-09. Mr. Spencer is trustee of the trust and has sole voting and dispositive power with respect to these shares of AUBN common stock. Shares of AUBN common stock are held by the E.L. Spencer, Jr. Grantor Retained Annuity Trust dated 12-23-09. Mr. Spencer is trustee of the trust and has sole voting and dispositive power with respect to these shares of AUBN common stock. /s/ Edward L Spencer, Jr 2010-06-11 -----END PRIVACY-ENHANCED MESSAGE-----