0000950170-24-063012.txt : 20240521 0000950170-24-063012.hdr.sgml : 20240521 20240521165051 ACCESSION NUMBER: 0000950170-24-063012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240521 FILED AS OF DATE: 20240521 DATE AS OF CHANGE: 20240521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spencer Sandra J. CENTRAL INDEX KEY: 0002005617 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26486 FILM NUMBER: 24970273 MAIL ADDRESS: STREET 1: P.O. BOX 3110 CITY: AUBURN STATE: AL ZIP: 36830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUBURN NATIONAL BANCORPORATION, INC CENTRAL INDEX KEY: 0000750574 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 630885779 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 N GAY ST STREET 2: P O DRAWER 3110 CITY: AUBURN STATE: AL ZIP: 36831-3110 BUSINESS PHONE: 3348219200 MAIL ADDRESS: STREET 1: 100 NORTH GAY STREET STREET 2: P O DRAWER 3110 CITY: AUBURN STATE: AL ZIP: 36831 FORMER COMPANY: FORMER CONFORMED NAME: AUBURN NATIONAL BANCORPORATION INC DATE OF NAME CHANGE: 19950124 4 1 ownership.xml 4 X0508 4 2024-05-21 0000750574 AUBURN NATIONAL BANCORPORATION, INC AUBN 0002005617 Spencer Sandra J. PO BOX 3110 AUBURN AL 36830 true false true false false common stock, par value $0.1 666825 I Held as sole Personal Representative Edward L. Spencer, Jr (the "Estate") see Note 1 common stock, par value $0.1 47882 I Held as sole Trustee of the Spencer 2008 Irrevocable Trust. ("Spencer Trust") See Note1 common stock, par value $0.1 17000 I Held as Personal Representative of the Estate of Ruth Spencer. See Note 1 common stock, par value $0.1 75.33 I Shares held by the Reporting Person's Spouse common stock, par value $0.1 10271.89 D common stock, par value $0.1 3960 I Includes all shares held by Spencer LLC. See Note 1 Note 1. This filing is being made due to the death of Mrs. Ruth Spencer on April 29, 2024 and the receipt on May 21, 2024 of notice of the confirmation of the appointment by the Probate Court of Lee County. Alabama of Sandra J . Spencer as the Personal Representative of the Ruth Spencer Estate . It shall not be deemed an admission that the reporting person is, for purposes of section 16 of the Act or otherwise, the beneficial owner of all Shares covered by the statement, including the Shares held as Personal Representative of the Estate, as Trustee of the Spencer Trust, the Shares held as the Personal Representative of the Estate of Ruth Spencer and the 2,640 shares held in Spencer LLC beneficially owned by the 2 other members of Spencer LLC where the Reporting Person is one-third member where she indirectly owns 1,320 Shares. Ms. Sandra J. Spencer previously has reported the beneficial ownership of 17,000 shares held pursuant to the Power of Attorney from Ruth Spencer, her mother. Mrs. Ruth Spencer died on April 29, 2024, whereupon the power of attorney automatically terminated by operation of law. Mrs. Ruth Spencer's will names, and it has been confrimed by the Probate Court of Lee County, Sandra J. Spencer as the Personal Representative of the Ruth Spencer Estate, and provides that the 17,000 shares will be distributed to the Ruth P. Spencer 2008 Revocable Trust, where Sandra J. Spencer is the named Trustee. Thereafter, the 17,000 shares will be distributed equally to three trusts for the benefit of Ms. Sandra Spencer and each or her two brothers. Sandra J. Spencer disclaims any beneficial ownership or pecuniary interest in the 11,333 Shares formerly held under the power of attorney from Ruth Spencer, and which are to be distributed ultimately to trusts for the benefit of Sandra J. Spencer's two brothers. /s/ Sandra J. Spencer 2024-05-21