0000950170-24-063012.txt : 20240521
0000950170-24-063012.hdr.sgml : 20240521
20240521165051
ACCESSION NUMBER: 0000950170-24-063012
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240521
FILED AS OF DATE: 20240521
DATE AS OF CHANGE: 20240521
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Spencer Sandra J.
CENTRAL INDEX KEY: 0002005617
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26486
FILM NUMBER: 24970273
MAIL ADDRESS:
STREET 1: P.O. BOX 3110
CITY: AUBURN
STATE: AL
ZIP: 36830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AUBURN NATIONAL BANCORPORATION, INC
CENTRAL INDEX KEY: 0000750574
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 630885779
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 N GAY ST
STREET 2: P O DRAWER 3110
CITY: AUBURN
STATE: AL
ZIP: 36831-3110
BUSINESS PHONE: 3348219200
MAIL ADDRESS:
STREET 1: 100 NORTH GAY STREET
STREET 2: P O DRAWER 3110
CITY: AUBURN
STATE: AL
ZIP: 36831
FORMER COMPANY:
FORMER CONFORMED NAME: AUBURN NATIONAL BANCORPORATION INC
DATE OF NAME CHANGE: 19950124
4
1
ownership.xml
4
X0508
4
2024-05-21
0000750574
AUBURN NATIONAL BANCORPORATION, INC
AUBN
0002005617
Spencer Sandra J.
PO BOX 3110
AUBURN
AL
36830
true
false
true
false
false
common stock, par value $0.1
666825
I
Held as sole Personal Representative Edward L. Spencer, Jr (the "Estate") see Note 1
common stock, par value $0.1
47882
I
Held as sole Trustee of the Spencer 2008 Irrevocable Trust. ("Spencer Trust") See Note1
common stock, par value $0.1
17000
I
Held as Personal Representative of the Estate of Ruth Spencer. See Note 1
common stock, par value $0.1
75.33
I
Shares held by the Reporting Person's Spouse
common stock, par value $0.1
10271.89
D
common stock, par value $0.1
3960
I
Includes all shares held by Spencer LLC. See Note 1
Note 1. This filing is being made due to the death of Mrs. Ruth Spencer on April 29, 2024 and the receipt on May 21, 2024 of notice of the confirmation of the appointment by the Probate Court of Lee County. Alabama of Sandra J . Spencer as the Personal Representative of the Ruth Spencer Estate . It shall not be deemed an admission that the reporting person is, for purposes of section 16 of the Act or otherwise, the beneficial owner of all Shares covered by the statement, including the Shares held as Personal Representative of the Estate, as Trustee of the Spencer Trust, the Shares held as the Personal Representative of the Estate of Ruth Spencer and the 2,640 shares held in Spencer LLC beneficially owned by the 2 other members of Spencer LLC where the Reporting Person is one-third member where she indirectly owns 1,320 Shares.
Ms. Sandra J. Spencer previously has reported the beneficial ownership of 17,000 shares held pursuant to the Power of Attorney from Ruth Spencer, her mother. Mrs. Ruth Spencer died on April 29, 2024, whereupon the power of attorney automatically terminated by operation of law. Mrs. Ruth Spencer's will names, and it has been confrimed by the Probate Court of Lee County, Sandra J. Spencer as the Personal Representative of the Ruth Spencer Estate, and provides that the 17,000 shares will be distributed to the Ruth P. Spencer 2008 Revocable Trust, where Sandra J. Spencer is the named Trustee. Thereafter, the 17,000 shares will be distributed equally to three trusts for the benefit of Ms. Sandra Spencer and each or her two brothers. Sandra J. Spencer disclaims any beneficial ownership or pecuniary interest in the 11,333 Shares formerly held under the power of attorney from Ruth Spencer, and which are to be distributed ultimately to trusts for the benefit of Sandra J. Spencer's two brothers.
/s/ Sandra J. Spencer
2024-05-21