0000950170-24-038787.txt : 20240329 0000950170-24-038787.hdr.sgml : 20240329 20240329175020 ACCESSION NUMBER: 0000950170-24-038787 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240329 FILED AS OF DATE: 20240329 DATE AS OF CHANGE: 20240329 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spencer Sandra J. CENTRAL INDEX KEY: 0002005617 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26486 FILM NUMBER: 24805006 MAIL ADDRESS: STREET 1: P.O. BOX 3110 CITY: AUBURN STATE: AL ZIP: 36830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUBURN NATIONAL BANCORPORATION, INC CENTRAL INDEX KEY: 0000750574 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 630885779 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 N GAY ST STREET 2: P O DRAWER 3110 CITY: AUBURN STATE: AL ZIP: 36831-3110 BUSINESS PHONE: 3348219200 MAIL ADDRESS: STREET 1: 100 NORTH GAY STREET STREET 2: P O DRAWER 3110 CITY: AUBURN STATE: AL ZIP: 36831 FORMER COMPANY: FORMER CONFORMED NAME: AUBURN NATIONAL BANCORPORATION INC DATE OF NAME CHANGE: 19950124 4 1 ownership.xml 4 X0508 4 2024-03-29 0000750574 AUBURN NATIONAL BANCORPORATION, INC AUBN 0002005617 Spencer Sandra J. PO BOX 3110 AUBURN AL 36830 true false true false false common stock, par value $0.1 666825 I Held as sole Person Representative Edward L. Spencer, Jr (the "Estate") see Note 1 common stock, par value $0.1 47882 I Held as sole Trustee of the Spencer 2008 Irrevocable Trust. ("Spencer Truct") See Note1 common stock, par value $0.1 17000 I Held pursuant to a Power of Attorney from Ruth Spencer ("Power of Attorney") See Note 1 common stock, par value $0.1 75.33 I Shares held by the Reporting Person's Spouse common stock, par value $0.1 10271.89 D common stock, par value $0.1 3960 I Includes all shares held by Spencer LLC. See Note 1 The reporting person was elected a director of the Issuer on March 29, 2024. Note 1. This filing shall not be deemed an admission that the reporting person is, for purposes of section 16 of the Act or otherwise, the beneficial owner of all Shares covered by the statement, including the Shares held as Personal Representative of the Estate or as Trustee of the Spencer Trust, the Shares held pursuant to the Power of Attorney and the 2,640 shares held in Spencer LLC beneficially owned by the 2 other members of Spencer LLC.of which the Reporting Person is one-third member where she indirectly owns 1,320 Shares. /s/ Sandra J. Spencer 2024-03-29