-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N4eLC4EScmwkG16XxO7lQfRyIUAW/kI9EwI+K4PSoN3yCrNh8IbsN3sbCAUB5rxF 5sU/3yWoXH089RDJc3wMrA== 0001015221-97-000002.txt : 19970221 0001015221-97-000002.hdr.sgml : 19970221 ACCESSION NUMBER: 0001015221-97-000002 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19961231 FILED AS OF DATE: 19970210 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SUNTRUST BANKS INC CENTRAL INDEX KEY: 0000750556 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 581575035 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08918 FILM NUMBER: 97521601 BUSINESS ADDRESS: STREET 1: 303 PEACHTREE STREET NE CITY: ATLANTA STATE: GA ZIP: 30308 BUSINESS PHONE: 4045887711 MAIL ADDRESS: STREET 1: 303 PEACHTREE STREET NE CITY: ATLANTA STATE: GA ZIP: 30308 COMPANY DATA: COMPANY CONFORMED NAME: WOOD E JENNER III CENTRAL INDEX KEY: 0001015221 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: SUNTRUST BANKS INC STREET 2: P O BOX 4418 MC 643 CITY: ATLANTA STATE: GA ZIP: 30302 BUSINESS PHONE: 4045887165 MAIL ADDRESS: STREET 1: SUNTRUST BANKS INC STREET 2: P O BOX 4418 MC643 CITY: ATLANTA STATE: GA ZIP: 30302 5 1 FORM 5 - DECEMBER 1996 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). ( ) Form 3 Holdings Reported ( ) Form 4 Transactions Reported 1. Name and Address of Reporting Person Wood, E. Jenner, III 303 Peachtree Street, N.E. Atlanta, GA 30308 2. Issuer Name and Ticker or Trading Symbol SunTrust Banks, Inc. (STI) 3. IRS or Social Security Number of Reporting Person (Voluntary) 58-1575035 4. Statement for Month/Year December 1996 5. If Amendment, Date of Original (Month/Year) February 1997 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Executive Vice President, SunTrust Banks, Inc. 7. Individual or Joint/Group Reporting (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Transaction| or Disposed of (D) | Securities |ect | Beneficial Ownership | |Date |Code| | Beneficially |(D)or | | | | | | A/| | Owned at |Indir | | | | | Amount | D | Price | End of Year |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |1996 |(*) |7 shares |A | |11,241 shares |D | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | |344 shares |I |Children | - -----------------------------------------------------------------------------------------------------------------------------------| |1996 |A/V |540 shares |A | |20,906 shares |I |401(k) | | |(**)| | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | |76,000 shares |I |(1) | - -----------------------------------------------------------------------------------------------------------------------------------| (*) Exempt purchases under di| | | | | | | | | vidend reinvestment plan. | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| (**) Voluntary reporting of e| | | | | | | | | xempt transaction under 401(k| | | | | | | | | ) Plan. | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer |Date |Code| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise Pr | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |ice of | | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity | | | Amount | |ble | | | |Year |(I)| | ___________________________________________________________________________________________________________________________________| Phantom Stock Units (2) |1 for 1 |(2) |A |210 |A |(2) |(2) |Common Stock|210 |(2) |210 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Option |10.5625 | | | | |11/8/|11/8/|Common Stock|5,500 | |5,500 |D | | | | | | | |88 |98 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option |11.00 | | | | |11/14|11/14|Common Sock |7,200 | |7,200 |D | | | | | | | |/89 |/99 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option (3) |30.00 | | | | |8/8/9|8/8/9|Common Stock|16,500 | |16,500 |D | | | | | | | |5 |9 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Restricted stock held under 1986 SunTrust Executive Stock Plan and 1995 SunTrust Executive Stock Plan. Subject to certain performance and/or vesting conditions. Restricted stock agreements contain tax withholding features allowing stock to be withheld to satisfy tax withholding obligations. Both plans are exempt under Rule 16(b)-3. (2) The reported phantom stock units were acquired at various times and prices under SunTrust Banks, Inc.'s 401(k) excess benefit plan. This is the initial filing with respect to such plan and reflects the balance as of December 31, 1996. (3) Option to buy shares under SunTrust Banks, Inc. 1995 Executive Stock Plan. The option becomes exercisable in 20% increments over 5 years or in the event of death, disability or change in control. SIGNATURE OF REPORTING PERSON /s/ E. Jenner Wood III by Raymond Fortin, Power of Attorney DATE February 10, 1997 -----END PRIVACY-ENHANCED MESSAGE-----