-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R5wa2SwwHESpjzvryomGRlUTezcHqaj5xU0Gq0jEYvv05eptQepyYUxvogLfccW3 CXSN2D9wE3HOUavbLnhc+g== 0001015219-97-000004.txt : 19970912 0001015219-97-000004.hdr.sgml : 19970912 ACCESSION NUMBER: 0001015219-97-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970829 FILED AS OF DATE: 19970902 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SUNTRUST BANKS INC CENTRAL INDEX KEY: 0000750556 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 581575035 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-08918 FILM NUMBER: 97673867 BUSINESS ADDRESS: STREET 1: 303 PEACHTREE STREET NE CITY: ATLANTA STATE: GA ZIP: 30308 BUSINESS PHONE: 4045887711 MAIL ADDRESS: STREET 1: 303 PEACHTREE STREET NE CITY: ATLANTA STATE: GA ZIP: 30308 COMPANY DATA: COMPANY CONFORMED NAME: SPIEGEL JOHN W CENTRAL INDEX KEY: 0001015219 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: SUNTRUST BANKS INC STREET 2: P O BOX 4418 MC 643 CITY: ATLANTA STATE: GA ZIP: 30302 BUSINESS PHONE: 4045887165 MAIL ADDRESS: STREET 1: SUNTRUST BANKS INC STREET 2: P O BOX 4418 MC643 CITY: ATLANTA STATE: GA ZIP: 30302 4 1 FORM 4 - AUGUST 1997 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Spiegel, John W. 303 Peachtree Street, N.E. Atlanta, GA 30308 2. Issuer Name and Ticker or Trading Symbol SunTrust Banks, Inc. (STI) 3. IRS or Social Security Number of Reporting Person (Voluntary) 58-1575035 4. Statement for Month/Year August 1997 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Executive Vice President, SunTrust Banks, Inc. 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |8/14/9|G |V|2,450 shares |D | |71,212 shares |D | | |7 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | |540 shares |I |Spouse | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | |78,496 shares |I |401(k) | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | |200,000 shares |I |(1) | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Phantom Stock Units (2|1 for 1 | | | | | |(2) |(2) |Common Stock|3,870 |(2) |3,870 |D | | ) | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option (3) | | | | | | |11/14|11/14|Common Stock|8,800 |11.19 |8,800 |D | | | | | | | | |/89 |/99 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option (4) | | | | | | |8/8/9|8/7/2|Common Stock|33,000 |30.25 |33,000 |D | | | | | | | | |5 |005 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Restricted stock held under 1986 SunTrust Executive Stock Plan and 1995 SunTrust Executive Stock Plan. Subject to certain performance and/or vesting conditons. Restricted stock agreements contain tax withholding features allowing stock to be withheld to satisfy tax withholding obligations. Both plans are exempt under Rule 16(b)-3. (2) The reported phantom stock units were acquired at various times and prices under SunTrust Banks, Inc.'s 401(k) excess benefit plan and reflects the balance as of December 31, 1996. (3) Granted pursuant to the 1986 SunTrust Executive Stock Plan. (4) Granted pursuant to the 1995 SunTrust Executive Stock Plan. SIGNATURE OF REPORTING PERSON /s/ John W. Spiegel by Raymond Fortin, Power of Attorney DATE August 27, 1997 -----END PRIVACY-ENHANCED MESSAGE-----