-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RUgjWE5X0dGWHdM9CKy7dO8Ob+hCzLJ7Oeq7xDuJ3PpjB3dlN5VNGoZQe54xujoZ A3TG2xyWscoFm+GQPJIl6A== 0001015219-96-000001.txt : 19961111 0001015219-96-000001.hdr.sgml : 19961111 ACCESSION NUMBER: 0001015219-96-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961108 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SUNTRUST BANKS INC CENTRAL INDEX KEY: 0000750556 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 581575035 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08918 FILM NUMBER: 96657047 BUSINESS ADDRESS: STREET 1: 303 PEACHTREE STREET NE CITY: ATLANTA STATE: GA ZIP: 30308 BUSINESS PHONE: 4045887711 MAIL ADDRESS: STREET 1: 303 PEACHTREE STREET NE CITY: ATLANTA STATE: GA ZIP: 30308 COMPANY DATA: COMPANY CONFORMED NAME: SPIEGEL JOHN W CENTRAL INDEX KEY: 0001015219 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: SUNTRUST BANKS INC STREET 2: P O BOX 4418 MC 643 CITY: ATLANTA STATE: GA ZIP: 30302 BUSINESS PHONE: 4045887165 MAIL ADDRESS: STREET 1: SUNTRUST BANKS INC STREET 2: P O BOX 4418 MC643 CITY: ATLANTA STATE: GA ZIP: 30302 4 1 FORM 4 - OCTOBER 1996 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Spiegel, John W. 25 Park Place, NE Atlanta, GA 30303 2. Issuer Name and Ticker or Trading Symbol SunTrust Banks, Inc. (STI) 3. IRS or Social Security Number of Reporting Person (Voluntary) 581575035 4. Statement for Month/Year October 1996 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Executive Vice President, SunTrust Banks, Inc. 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |10/11/|M |V|10,000 |A |9.50 | | | | |96 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |10/11/|F |V|2,196 |D |43.25 |68,304 shares |D | | |96 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | |540 shares |I |Spouse | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | |76,492 shares |I |401(k) | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | |170,000 shares |I |(1) | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Option (2) |9.50 |10/11|M |V|10,000 |D |11/10|11/10|Common Stock|10,000 |9.50 | | | | | |/96 | | | | |/87 |/97 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option (2) | | | | | | |11/8/|11/8/|Common Stock|9,400 |10.56 | | | | | | | | | | |88 |98 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option (2) | | | | | | |11/14|11/14|Common Stock|8,800 |11.19 | | | | | | | | | | |/89 |/99 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Option (2) (3) | | | | | | |8/8/9|8/7/2|Common Stock|33,000 |30.25 |51,200 |D | | | | | | | | |5 |005 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Restricted stock held under SunTrust Executive Stock Plan exempt Rule 16(b)3 and subject to certain vesting conditions. Restricted stock agreements contain tax withholding features allowing stock to be withheld to satisfy tax withholding obligations. (2) Granted pursuant to SunTrust Executive Stock Plan. (3) Non-qualified options contain a tax withholding feature allowing stock to be withheld to satisfy tax withholding obligations. SIGNATURE OF REPORTING PERSON /s/ John W. Spiegel by Raymond Fortin, Power of Attorney DATE November 8, 1996 -----END PRIVACY-ENHANCED MESSAGE-----