-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DtaUqqx38oazZAFjc8rD0A7wdso0AuhWgWsRasmZKc811Tlora3YLx+4VbeJRqj/ jzwz+WpeajxqhaQI+1H7FQ== 0001014184-99-000003.txt : 19990208 0001014184-99-000003.hdr.sgml : 19990208 ACCESSION NUMBER: 0001014184-99-000003 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981231 FILED AS OF DATE: 19990205 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SUNTRUST BANKS INC CENTRAL INDEX KEY: 0000750556 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 581575035 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 001-08918 FILM NUMBER: 99521903 BUSINESS ADDRESS: STREET 1: 303 PEACHTREE ST N E CITY: ATLANTA STATE: GA ZIP: 30308 BUSINESS PHONE: 4045887711 MAIL ADDRESS: STREET 1: 303 PEACHTREE ST N E CITY: ATLANTA STATE: GA ZIP: 30308 COMPANY DATA: COMPANY CONFORMED NAME: WILLIAMS JAMES B CENTRAL INDEX KEY: 0001014184 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: SUNTRUST BANKS INC STREET 2: P O BOX 4418 MC 643 CITY: ATLANTA STATE: GA ZIP: 30302 BUSINESS PHONE: 4045887165 MAIL ADDRESS: STREET 1: SUNTRUST BANKS INC STREET 2: P O BOX 4418 MC643 CITY: ATLANTA STATE: GA ZIP: 30302 5 1 FORM 5 - 12/31/98 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). ( ) Form 3 Holdings Reported ( ) Form 4 Transactions Reported 1. Name and Address of Reporting Person Williams, James B. 25 Park Place Atlanta, GA 30303 USA 2. Issuer Name and Ticker or Trading Symbol SunTrust Banks, Inc. STI 3. IRS or Social Security Number of Reporting Person (Voluntary) 58-1575035 4. Statement for Month/Year 12/31/98 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) Director 7. Individual or Joint/Group Reporting (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Transaction| or Disposed of (D) | Securities |ect | Beneficial Ownership | |Date |Code| | Beneficially |(D)or | | | | | | A/| | Owned at |Indir | | | | | Amount | D | Price | End of Year |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |7/14/9|F |4,254 |D |86.69 |785,703 |D | | |8 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | |72,328 |I |(1) | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | |12,000 |I |(2) | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | |122,000 |I |(3) | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer |Date |Code| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise Pr | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |ice of | | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity | | | Amount | |ble | | | |Year |(I)| | ___________________________________________________________________________________________________________________________________| Phantom Stock Units (4) |1 for 1 |(4) |A |369 |A |(4) |(4) |Common Stock|34,320 |(4) |34,320 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Option (5) |30.25 | | | | |3/21/|3/31/|Common Stock|200,000| |200,000 |D | | | | | | | |98 |05 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Held by SunTrust Bank, Atlanta as Trustee for children not living in same household, beneficial ownership is disclaimed. (2) Restricted stock held under 1995 SunTrust Executive Stock Plan. Subject to certain performance and/or vesting conditions. Restricted stock agreements contain tax withholding features allowing stock to be withheld to satisfy tax withholding obligations. Plan is exempt under Rule 16(b)-3. (3) Held under The Betty A. and James B. Williams Foundation, Inc., beneficial ownership is disclaimed. (4) The reported phantom stock units were acquired at various times and prices under SunTrust Banks, Inc.'s 401(k) excess benefit plan. (5) Non-qualified options contain a tax withholding feature allowing stock to be withheld to satisfy tax withholding obligations. SIGNATURE OF REPORTING PERSON /s/ James B. Williams by Raymond Fortin, Power of Attorney DATE February 5, 1999 -----END PRIVACY-ENHANCED MESSAGE-----