0000750556-19-000158.txt : 20190729 0000750556-19-000158.hdr.sgml : 20190729 20190729132532 ACCESSION NUMBER: 0000750556-19-000158 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190726 FILED AS OF DATE: 20190729 DATE AS OF CHANGE: 20190729 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chancy Mark A CENTRAL INDEX KEY: 0001300651 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08918 FILM NUMBER: 19980366 MAIL ADDRESS: STREET 1: 303 PEACHTREE ST. STREET 2: 30TH FLOOR CITY: ATLANTA STATE: GA ZIP: 30308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNTRUST BANKS INC CENTRAL INDEX KEY: 0000750556 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 581575035 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 303 PEACHTREE ST NE CITY: ATLANTA STATE: GA ZIP: 30308 BUSINESS PHONE: 4045887711 MAIL ADDRESS: STREET 1: 303 PEACHTREE ST NE CITY: ATLANTA STATE: GA ZIP: 30308 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-07-26 0000750556 SUNTRUST BANKS INC STI 0001300651 Chancy Mark A 303 PEACHTREE STREET, N.E. ATLANTA GA 30308 0 1 0 0 Vice Chairman, Consumer Exec. Common Stock 2019-07-26 5 G 0 15500 0 D 210156.926 D Common Stock 1318.4275 I 401(k) Phantom Stock Units Common Stock 2579.6636 2579.6636 D Phantom Stock Units 2020-02-09 2020-02-09 Common Stock 45235 45235 D Option 27.41 2014-02-26 2023-02-26 Common Stock 14949 14949 D Option 27.41 2015-02-26 2023-02-26 Common Stock 14949 14949 D Option 27.41 2016-02-26 2023-02-26 Common Stock 14948 14948 D Phantom Stock Units 2020-02-14 Common Stock 8155.7308 2904.945 D Phantom Stock Units 2020-02-13 Common Stock 4416.9611 4416.9611 D Phantom Stock Units 2021-02-13 Common Stock 4416.9611 4416.9611 D Phantom Stock Units 2020-02-08 Common Stock 18615.972 18615.972 D Phantom Stock Units 2021-02-08 Common Stock 18614.957 18614.957 D Phantom Stock Units 2022-02-08 Common Stock 18614957 18614957 D Phantom Stock Units 2019-02-09 Common Stock 3681.252 3681.252 D Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date. Represents time-vested restricted stock units granted under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-03. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy withholding obligations. The phantom stock units were acquired under SunTrust Banks, Inc.'s Deferred Compensation Plan. These units convert to common stock on a one-for-one basis. Granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan. Award vests annually over the next three years. Represents time-vested restricted stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-03. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy withholding obligations. Represents performance-vested restricted stock units granted on February 9, 2016 under the SunTrust Banks, Inc. 2009 Stock Plan. Transaction represents the saisfaction of EPS/ROTCE/TSR performance conditions. Performance resulted in the award vesting at 140% of target; because performance resulted in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one-year deferral The Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfy withholding obligations. Units will be settled in shares. Curt Phillips, Attorney-in-Fact for Mark A. Chancy 2019-07-29