0000750556-19-000099.txt : 20190221 0000750556-19-000099.hdr.sgml : 20190221 20190221174828 ACCESSION NUMBER: 0000750556-19-000099 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190219 FILED AS OF DATE: 20190221 DATE AS OF CHANGE: 20190221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cummins Hugh S. III CENTRAL INDEX KEY: 0001701995 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08918 FILM NUMBER: 19623164 MAIL ADDRESS: STREET 1: 303 PEACHTREE STREET, NE CITY: ATLANTA STATE: GA ZIP: 30308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNTRUST BANKS INC CENTRAL INDEX KEY: 0000750556 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 581575035 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 303 PEACHTREE ST NE CITY: ATLANTA STATE: GA ZIP: 30308 BUSINESS PHONE: 4045887711 MAIL ADDRESS: STREET 1: 303 PEACHTREE ST NE CITY: ATLANTA STATE: GA ZIP: 30308 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-02-19 0000750556 SUNTRUST BANKS INC STI 0001701995 Cummins Hugh S. III 303 PEACHTREE STREET, NE ATLANTA GA 30308 0 1 0 0 Co-COO/Wholesale Segment Exec Common Stock 2019-02-19 4 M 0 34562.14 64.37 A 108992.496 D Common Stock 2019-02-19 4 F 0 15588 64.37 D 93404.496 D Common Stock 2859.2215 I 401(k) Phantom Stock Units Common Stock 1131.4284 1131.4284 D Phantom Stock Units 2020-02-14 2020-02-14 Common Stock 1971.813 1971.813 D Phantom Stock Units 2020-02-09 2020-02-09 Common Stock 46488.511 46488.511 D Phantom Stock Units 2020-02-13 Common Stock 4048.881 4048.881 D Phantom Stock Units 2021-02-13 Common Stock 4048.881 4048.881 D Phantom Stock Units 2020-02-08 Common Stock 5039.3989 5039.3989 D Phantom Stock Units 2021-02-08 Common Stock 5039.3989 5039.3989 D Phantom Stock Units 2022-02-08 Common Stock 5039.3989 5039.3989 D Phantom Stock Units 2019-02-19 4 M 0 34562.14 D 2019-02-09 Common Stock 34562.14 2658.627 D Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date. Represents time-vested restricted stock units under the SunTrust Banks, Inc. 2009 Stock Plan. The Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfy withholding obligations. Units will be settled in shares. The phantom stock units were acquired under SunTrust Banks, Inc.'s Deferred Compensation Plan. These securities convert to common stock on a one-for-one basis. Represents time-vested restricted stock units under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfy withholding obligations. Units will be settled in shares. Represents performance-vested restricted stock units granted on February 9, 2016 under the SunTrust Banks, Inc. 2009 Stock Plan. Transaction represents the saisfaction of EPS/ROTCE/TSR performance conditions. Performance resulted in the award vesting at 140% of target; because performance resulted in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one-year deferral The Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfy withholding obligations. Units will be settled in shares. Curt Phillips, Attorney-in-Fact for Hugh S. Cummins III 2019-02-21