0000750556-18-000065.txt : 20180220 0000750556-18-000065.hdr.sgml : 20180220 20180220171950 ACCESSION NUMBER: 0000750556-18-000065 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180215 FILED AS OF DATE: 20180220 DATE AS OF CHANGE: 20180220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chancy Mark A CENTRAL INDEX KEY: 0001300651 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08918 FILM NUMBER: 18625797 MAIL ADDRESS: STREET 1: 303 PEACHTREE ST. STREET 2: 30TH FLOOR CITY: ATLANTA STATE: GA ZIP: 30308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNTRUST BANKS INC CENTRAL INDEX KEY: 0000750556 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 581575035 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 303 PEACHTREE ST NE CITY: ATLANTA STATE: GA ZIP: 30308 BUSINESS PHONE: 4045887711 MAIL ADDRESS: STREET 1: 303 PEACHTREE ST NE CITY: ATLANTA STATE: GA ZIP: 30308 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-02-15 0000750556 SUNTRUST BANKS INC STI 0001300651 Chancy Mark A 303 PEACHTREE STREET, N.E. ATLANTA GA 30308 0 1 0 0 Vice Chairman, Consumer Exec. Common Stock 2018-02-15 4 M 0 39471.368 67.48 A 175355.961 D Common Stock 2018-02-15 4 F 0 17901 67.48 D 157454.961 D Common Stock 1313.4767 I 401(k) Phantom Stock Common Stock 2468.6119 2468.6119 D Phantom Stock 2019-02-09 2019-02-09 Common Stock 4886 4886 D Phantom Stock 2019-02-09 2019-02-09 Common Stock 45235 45235 D Phantom Stock 2020-02-09 2020-02-09 Common Stock 45235 45235 D Option 9.06 2012-02-10 2019-02-10 Common Stock 40000 40000 D Option 29.20 2012-04-01 2021-04-01 Common Stock 27716 27716 D Option 21.67 2022-02-14 Common Stock 55400 55400 D Option 27.41 2014-02-26 2023-02-26 Common Stock 14949 14949 D Option 27.41 2015-02-26 2023-02-26 Common Stock 14949 14949 D Option 27.41 2016-02-26 2023-02-26 Common Stock 14948 14948 D Phantom Stock 2018-02-14 2020-02-14 Common Stock 8155.7308 5374.8218 D Common Stock 2017-02-21 2018-02-21 Common Stock 8002.985 8002.985 D Phantom Stock 2018-02-15 4 M 0 39471.38 D 2018-02-13 Common Stock 39471.38 0 D Phantom Stock 2019-02-13 Common Stock 4416.9611 4416.9611 D Phantom Stock 2020-02-13 Common Stock 4416.9611 4416.9611 D Phantom Stock 2021-02-13 Common Stock 4416.9611 4416.9611 D Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date. Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan. Granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan. Award vests annually over the next three years. Represents time-vested restricted stock unit award granted on February 14, 2017 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Award will be settled in Shares of common stock. The Restricted Unit award agreements contain tax withholding provisions which allow us to satisfy tax withholding obligations by netting shares. Represents time-vested restricted stock units granted on February 9, 2016 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-03. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy withholding obligations. Represents performance-vested restricted stock units granted on February 10, 2015 under the SunTrust Banks, Inc. 2009 Stock Plan. Transaction represents the satisfaction of EPS/TSR/ROTCE performance conditions. Performance resulted in the award vesting at 120% of target. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations. Represents performance stock which was granted on February 21, 2014 and which vested on February 21, 2017. Award is settled in common stock. Because exceptional performance resulted in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one year deferral. Represents time-vested restricted stock units granted on February 13, 2018 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations. The phantom stock units were acquired under SunTrust Banks, Inc.'s Deferred Compensation Plan. These units convert to common stock on a one-for-one basis. Curt Phillips, Attorney-in-Fact for Mark A. Chancy 2018-02-20