0000750556-18-000063.txt : 20180220 0000750556-18-000063.hdr.sgml : 20180220 20180220162532 ACCESSION NUMBER: 0000750556-18-000063 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180215 FILED AS OF DATE: 20180220 DATE AS OF CHANGE: 20180220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROGERS WILLIAM H JR CENTRAL INDEX KEY: 0001182002 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08918 FILM NUMBER: 18624974 MAIL ADDRESS: STREET 1: PO BOX 4418 MAIL CODE 643 CITY: ATLANTA STATE: GA ZIP: 30302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNTRUST BANKS INC CENTRAL INDEX KEY: 0000750556 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 581575035 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 303 PEACHTREE ST NE CITY: ATLANTA STATE: GA ZIP: 30308 BUSINESS PHONE: 4045887711 MAIL ADDRESS: STREET 1: 303 PEACHTREE ST NE CITY: ATLANTA STATE: GA ZIP: 30308 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-02-15 0000750556 SUNTRUST BANKS INC STI 0001182002 ROGERS WILLIAM H JR 303 PEACHTREE STREET, N.E. ATLANTA GA 30308 0 1 0 0 Chairman and CEO Common Stock 2018-02-15 4 M 0 109768.432 67.48 A 624425.612 D Common Stock 2018-02-15 4 F 0 49780 67.48 D 574645.612 D Common Stock 8064.513 I 401(k) Phantom Stock Common Stock 1868.1102 1868.1102 D Phantom Stock Common Stock 17813.319 17813.319 D Phantom Stock 2019-02-09 2019-02-09 Common Stock 13587 13587 D Option 29.20 2012-04-01 2021-04-01 Common Stock 84439 84439 D Option 21.67 2022-02-14 Common Stock 136200 136200 D Option 27.41 2014-02-26 2023-02-26 Common Stock 36707 36707 D Option 27.41 2015-02-26 2023-02-26 Common Stock 36707 36707 D Option 27.41 2016-02-26 2023-02-26 Common Stock 36707 36707 D Phantom Stock 2017-02-21 2018-02-21 Common Stock 20030.867 20030.867 D Phantom Stock 2018-02-15 4 M 0 109768.432 D 2018-02-13 Common Stock 109768.432 0 D Phantom Stock 2019-02-13 Common Stock 7656.066 7656.066 D Phantom Stock 2020-02-13 Common Stock 7656.066 7656.066 D Phantom Stock 2021-02-13 Common Stock 7656.066 7656.066 D Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date. The phantom stock units were acquired under the SunTrust Banks, Inc. Deferred Compensation Plan and convert to common stock on a one-to-one basis. Granted pursuent to the SunTrust Banks, Inc. 2009 Stock Plan. Represents time-vested restricted stock units granted on February 9, 2016 under the sunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy withholding obligations. Represents performance stock which was granted on February 21, 2014 and which vested on February 21, 2017. Award is settled in common stock. Because exceptional performance resulted in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one year deferral. Represents time-vested restricted stock units granted on February 13, 2018 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations. Represents performance-vested restricted stock units granted on February 10, 2015 under the SunTrust Banks, Inc. 2009 Stock Plan. Transaction represents the satisfaction of EPS/TSR/ROTCE performance conditions. Performance resulted in the award vesting at 120% of target. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations. Curt Phillips, Attorney-in-Fact for William H. Rogers, Jr. 2018-02-20