0000750556-18-000060.txt : 20180220 0000750556-18-000060.hdr.sgml : 20180220 20180220162214 ACCESSION NUMBER: 0000750556-18-000060 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180215 FILED AS OF DATE: 20180220 DATE AS OF CHANGE: 20180220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cummins Hugh S. III CENTRAL INDEX KEY: 0001701995 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08918 FILM NUMBER: 18624910 MAIL ADDRESS: STREET 1: 303 PEACHTREE STREET, NE CITY: ATLANTA STATE: GA ZIP: 30308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNTRUST BANKS INC CENTRAL INDEX KEY: 0000750556 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 581575035 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 303 PEACHTREE ST NE CITY: ATLANTA STATE: GA ZIP: 30308 BUSINESS PHONE: 4045887711 MAIL ADDRESS: STREET 1: 303 PEACHTREE ST NE CITY: ATLANTA STATE: GA ZIP: 30308 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-02-15 0000750556 SUNTRUST BANKS INC STI 0001701995 Cummins Hugh S. III 303 PEACHTREE STREET, NE ATLANTA GA 30308 0 1 0 0 CEVP & Wholesale Banking Exec Common Stock 2018-02-15 4 M 0 28507.098 67.48 A 60416.258 D Common Stock 2018-02-15 4 F 0 12251 67.48 D 48165.258 D Common Stock 2851.5741 I 401(k) Phantom Stock Common Stock 1099.8535 1099.8535 D Phantom Stock 2020-02-14 2020-02-14 Common Stock 1971.813 1971.813 D Phantom Stock 2019-02-14 2019-02-14 Common Stock 1971.813 1971.813 D Phantom Stock 2020-02-09 2020-02-09 Common Stock 46488.511 46488.511 D Phantom Stock 2019-02-09 2019-02-09 Common Stock 46488.514 46488514 D Phantom Stock 2019-02-09 2019-02-09 Common Stock 3625.766 3625.766 D Phantom Stock 2018-02-15 4 M 0 28507.098 D 2018-02-13 Common Stock 28507.098 0 D Phantom Stock 2019-02-13 Common Stock 4048.881 4048.881 D Phantom Stock 2020-02-13 Common Stock 4048.881 4048.881 D Phantom Stock 2021-02-13 Common Stock 4048.881 4048.881 D Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measureent date. Represents time-vested restricted stock units under the 2009 Stock Plan. The Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfy withholding obligations. Units will be settled in shares. The pantom stock units were acquired under SunTrust Banks, Inc.'s Deferred Compensation Plan. These securities convert to common stock on a one-for-one basis. Represents performance-vested restricted stock units granted on February 10, 2015 under the SunTrust Banks, Inc. 2009 Stock Plan. Transaction represents the satisfaction of EPS/TSR/ROTCE performance conditions. Performance resulted in the award vesting at 120% of target. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations. Represents time-vested restricted stock units granted on February 13, 2018 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations. Curt Phillips Attorney-in-Fact for Hugh S. Cummins III 2018-02-20