0000750556-18-000056.txt : 20180215 0000750556-18-000056.hdr.sgml : 20180215 20180215182057 ACCESSION NUMBER: 0000750556-18-000056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180213 FILED AS OF DATE: 20180215 DATE AS OF CHANGE: 20180215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gillani Aleem CENTRAL INDEX KEY: 0001518495 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08918 FILM NUMBER: 18619072 MAIL ADDRESS: STREET 1: 303 PEACHTREE STREET, NE CITY: ATLANTA STATE: GA ZIP: 30308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNTRUST BANKS INC CENTRAL INDEX KEY: 0000750556 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 581575035 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 303 PEACHTREE ST NE CITY: ATLANTA STATE: GA ZIP: 30308 BUSINESS PHONE: 4045887711 MAIL ADDRESS: STREET 1: 303 PEACHTREE ST NE CITY: ATLANTA STATE: GA ZIP: 30308 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-02-13 0000750556 SUNTRUST BANKS INC STI 0001518495 Gillani Aleem 303 PEACHTREE STREET, N.E. ATLANTA GA 30303 0 1 0 0 Corp. Exec. Vice Pres and CFO Common Stock 2018-02-14 4 M 0 1968.832 70.07 A 262500.312 D Common Stock 2018-02-14 4 F 0 611 70.07 D 261889.312 D Common Stock 7102.039 I 401(k) Common Stock 1500 I Custodial Account Common Stock 950 I IRA Common Stock 400 I Roth IRA Phantom Stock Common Stock 1083.7594 1083.7594 D Phantom Stock 2019-02-09 Common Stock 3632 3632 D Phantom Stock 2018-02-14 4 M 0 1968.832 D 2018-02-14 2020-02-14 Common Stock 5773.5778 3804.7458 D Phantom Stock 2017-02-21 2018-02-21 Common Stock 5098.94 5098.94 D Phantom Stock 2018-02-13 4 A 0 27942.524 A 2018-02-13 Common Stock 27942.524 27942.524 D Phantom Stock 2018-02-13 4 A 0 22084.8057 A 2020-02-13 Common Stock 22084.8057 22084.8057 D Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date. Shares are held in a custodial account for the benefit of an adult familiy member over which account the reporting person has investment and voting control. Acquired under the SunTrust Banks, Inc. Deferred Compensation Plan. These convert to common stock on a one-for-one basis. Represents time-vested restricted stock units granted on February 9, 2016 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-03. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy withholding obligations. Represents performance stock which was granted on Feruary 21, 2014 and which vested on February 21, 2017. Award is settled in common stock. Because exceptional performance resulted in the award vesting at greater than 130% of target, the amount that vested in excell of 130% is subject to a one year deferral. Represents performance-vested restricted stock units granted on February 10, 2015 under the SunTrust Banks, Inc. 2009 Stock Plan. Transaction represents the satisfaction of EPS/TSR/ROTCE performance conditions. Performance resulted in the award vesting at 120% of target. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations. Represents time-vested restricted stock uits granted on February 13, 2018 under the SunTrust Banks, Inc. 2009 Stock Plan. Award will vest on February 13, 2020 and will be settled in shares of common stock. The plan is exempt under Rule 16b-3. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations. Represents time-vested restricted stock units granted on February 14, 2017 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations. Curt Phillips, Attorney-in-Fact for Aleem Gillani 2018-02-15