0000750556-18-000046.txt : 20180215 0000750556-18-000046.hdr.sgml : 20180215 20180215173148 ACCESSION NUMBER: 0000750556-18-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180213 FILED AS OF DATE: 20180215 DATE AS OF CHANGE: 20180215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cheriyan Anil T CENTRAL INDEX KEY: 0001546820 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08918 FILM NUMBER: 18618820 MAIL ADDRESS: STREET 1: 303 PEACHTREE STREET NE CITY: ATLANTA STATE: GA ZIP: 30308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNTRUST BANKS INC CENTRAL INDEX KEY: 0000750556 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 581575035 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 303 PEACHTREE ST NE CITY: ATLANTA STATE: GA ZIP: 30308 BUSINESS PHONE: 4045887711 MAIL ADDRESS: STREET 1: 303 PEACHTREE ST NE CITY: ATLANTA STATE: GA ZIP: 30308 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-02-13 0000750556 SUNTRUST BANKS INC STI 0001546820 Cheriyan Anil T 303 PEACHTREE STREET, NE ATLANTA GA 30308 0 1 0 0 Corp Ex Vice Pres & CIO Common Stock 2018-02-14 4 M 0 2067.017 70.07 A 113366.588 D Common Stock 2018-02-14 4 F 0 579 70.07 D 112787.588 D Common Stock 123.0115 I 401(k) Phantom Stock 2019-02-09 2019-02-09 Common Stock 3459 3459 D Option 23.68 2014-04-24 2022-04-24 Common Stock 24692 24692 D Option 23.68 2022-04-24 Common Stock 49383 49383 D Option 27.41 2014-02-26 2023-02-26 Common Stock 11464 11464 D Option 27.41 2015-02-26 2023-02-26 Common Stock 11464 11464 D Option 27.41 2016-02-26 2023-02-26 Common Stock 11465 11465 D Phantom Stock 2018-02-14 4 M 0 2067.017 D 2018-02-14 2020-02-14 Common Stock 6062.2568 3995.2398 D Phantom Stock 2017-02-21 2018-02-21 Common Stock 5098.94 5098.94 D Phantom Stock 2018-02-13 4 A 0 27942.524 A 2018-02-13 Common Stock 27942.524 27942.524 D Represents time-vested restricted stock units granted on February 9, 2016 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-03. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy withholding obligations. Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number os share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date. Award vests pro rata annually over three years. Granted under the SunTrust Banks, inc. 2009 Stock Plan. One third of the award vests each year for three years. Represents time-vested restricted stock unit award granted on February 14, 2017 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Award will be settled in Shares of common stock. The Restricted Unit award agreements contain tax withholding provisions which allow us to satisfy tax withholding obligations by netting shares. Represents performance stock which was granted on February 21, 2014 and which vested on February 21, 2017. Award is settled in common stock. Because exceptional performance resulted in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one year deferral. Represents performance-vested restricted stock units granted on February 10, 2015 under the SunTrust Banks, Inc. 2009 Stock Plan. Transaction represents the satisfaction of EPS/TSR/ROTCE performance conditions. Performance resulted in the award vesting at 120% of target. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations. Curt Phillips, Attorney-in-Fact for Anil T. Cheriyan 2018-02-15