0000750556-18-000036.txt : 20180213 0000750556-18-000036.hdr.sgml : 20180213 20180213170151 ACCESSION NUMBER: 0000750556-18-000036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180209 FILED AS OF DATE: 20180213 DATE AS OF CHANGE: 20180213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cheriyan Anil T CENTRAL INDEX KEY: 0001546820 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08918 FILM NUMBER: 18604563 MAIL ADDRESS: STREET 1: 303 PEACHTREE STREET NE CITY: ATLANTA STATE: GA ZIP: 30308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNTRUST BANKS INC CENTRAL INDEX KEY: 0000750556 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 581575035 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 303 PEACHTREE ST NE CITY: ATLANTA STATE: GA ZIP: 30308 BUSINESS PHONE: 4045887711 MAIL ADDRESS: STREET 1: 303 PEACHTREE ST NE CITY: ATLANTA STATE: GA ZIP: 30308 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-02-09 0000750556 SUNTRUST BANKS INC STI 0001546820 Cheriyan Anil T 303 PEACHTREE STREET, NE ATLANTA GA 30308 0 1 0 0 Corp Ex Vice Pres & CIO Common Stock 2018-02-09 4 M 0 3325.423 67.48 A 109627.076 D Common Stock 2018-02-09 4 F 0 932 67.48 D 108695.076 D Common Stock 2018-02-09 4 M 0 3618.495 67.48 A 112313.571 D Common Stock 2018-02-09 4 F 0 1014 67.48 D 111299.571 D Common Stock 123.0115 I 401(k) Phantom Stock 2018-02-09 4 M 0 3325.423 D 2018-02-10 Common Stock 3325.423 0 D Phantom Stock 2018-02-09 4 M 0 3618.495 D 2018-02-09 2018-02-09 Common Stock 3618.495 0 D Phantom Stock 2019-02-09 2019-02-09 Common Stock 3459 3459 D Option 23.68 2014-04-24 2022-04-24 Common Stock 24692 24692 D Option 23.68 2022-04-24 Common Stock 49383 49383 D Option 27.41 2014-02-26 2023-02-26 Common Stock 11464 11464 D Option 27.41 2015-02-26 2023-02-26 Common Stock 11464 11464 D Option 27.41 2016-02-26 2023-02-26 Common Stock 11465 11465 D Phantom Stock 2020-02-14 2020-02-14 Common Stock 6062.2568 6062.2568 D Phantom Stock 2017-02-21 2018-02-21 Common Stock 5098.94 5098.94 D Represents time-vested restricted stock units granted on February 9, 2016 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-03. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy withholding obligations. Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number os share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date. Award vests pro rata annually over three years. Granted under the SunTrust Banks, inc. 2009 Stock Plan. One third of the award vests each year for three years. Represents time-vested restricted stock units granted on February 10, 2015 under the 2009 Stock Plan. The Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares. Represents time-vested restricted stock unit award granted on February 14, 2017 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Award will vest on February 14, 2020 and will be settled in Shares of common stock. The Restricted Unit award agreements contain tax withholding provisions which allow us to satisfy tax withholding obligations by netting shares. Represents performance stock which was granted on February 21, 2014 and which vested on February 21, 2017. Award is settled in common stock. Because exceptional performance resulted in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one year deferral. Curt Phillips, Attorney-in-Fact for Anil T. Cheriyan 2018-02-13