0000750556-18-000013.txt : 20180123 0000750556-18-000013.hdr.sgml : 20180123 20180123144536 ACCESSION NUMBER: 0000750556-18-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180122 FILED AS OF DATE: 20180123 DATE AS OF CHANGE: 20180123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fortin Raymond D CENTRAL INDEX KEY: 0001311783 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08918 FILM NUMBER: 18542104 MAIL ADDRESS: STREET 1: 303 PEACHTREE STREET STREET 2: MAIL CODE 643 CITY: ATLANTA STATE: GA ZIP: 30308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNTRUST BANKS INC CENTRAL INDEX KEY: 0000750556 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 581575035 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 303 PEACHTREE ST NE CITY: ATLANTA STATE: GA ZIP: 30308 BUSINESS PHONE: 4045887711 MAIL ADDRESS: STREET 1: 303 PEACHTREE ST NE CITY: ATLANTA STATE: GA ZIP: 30308 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-01-22 0000750556 SUNTRUST BANKS INC STI 0001311783 Fortin Raymond D 303 PEACHTREE STREET, N.E. ATLANTA GA 30308 0 1 0 0 Corp. EVP & General Counsel Common Stock 2018-01-22 4 M 0 33500 64.58 A 34032.131 D Common Stock 2018-01-22 4 S 0 33500 D 532.131 D Common Stock 1045.1146 I 401(k) Phantom Stock 2018-02-10 Common Stock 2104 2104 D Phantom Stock 2018-02-09 Common Stock 2339 2339 D Phantom Stock 2019-02-09 Common Stock 2339 2339 D Common Stock 64.58 2018-01-22 4 M 0 33500 64.58 D 2011-02-12 2018-02-12 Common Stock 33500 0 D Phantom Stock 2020-02-14 2020-02-14 Common Stock 3904.7827 3904.7827 D Common Stock 2017-02-21 2018-02-21 Common Stock 3448.514 3448.514 D Sold at prices ranging from $69.16 to $69.42. Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date. Represents time-vested restricted stock units granted on February 10, 2015 under the 2009 Stock Plan. The Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares. Represents time-vested restricted stock units granted on February 9, 2016 under the 2009 Stock Plan. The Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares. Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan. Represents time-vested restricted stock unit award granted on February 14, 2017 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Award will vest on February 14, 2020 and will be settled in Shares of common stock. The Restricted Unit award agreements contain tax withholding provisions which allow us to satisfy tax withholding obligations by netting shares. Represents performance stock which was granted on February 21, 2014 and which vested on February 21, 2017. Award is settled in common stock. Because exceptional performance resulted in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one year deferral. Curt Phillips, Attorney-in-Fact for Raymond D. Fortin 2018-01-23