0000750556-18-000011.txt : 20180123 0000750556-18-000011.hdr.sgml : 20180123 20180123144347 ACCESSION NUMBER: 0000750556-18-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180122 FILED AS OF DATE: 20180123 DATE AS OF CHANGE: 20180123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROGERS WILLIAM H JR CENTRAL INDEX KEY: 0001182002 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08918 FILM NUMBER: 18542097 MAIL ADDRESS: STREET 1: PO BOX 4418 MAIL CODE 643 CITY: ATLANTA STATE: GA ZIP: 30302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNTRUST BANKS INC CENTRAL INDEX KEY: 0000750556 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 581575035 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 303 PEACHTREE ST NE CITY: ATLANTA STATE: GA ZIP: 30308 BUSINESS PHONE: 4045887711 MAIL ADDRESS: STREET 1: 303 PEACHTREE ST NE CITY: ATLANTA STATE: GA ZIP: 30308 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-01-22 0000750556 SUNTRUST BANKS INC STI 0001182002 ROGERS WILLIAM H JR 303 PEACHTREE STREET, N.E. ATLANTA GA 30308 0 1 0 0 Chairman and CEO Common Stock 2018-01-22 4 M 0 88800 64.58 A 590749.933 D Common Stock 2018-01-22 4 M 0 116600 9.06 A 707349.933 D Common Stock 2018-01-22 4 S 0 205400 D 501949.933 D Common Stock 8072.4073 I 401(k) Phantom Stock Common Stock 1868.1102 1868.1102 D Phantom Stock Common Stock 17813.319 17813.319 D Phantom Stock 2018-02-10 Common Stock 12221 12221 D Phantom Stock 2018-02-09 2018-02-09 Common Stock 13586 13586 D Phantom Stock 2019-02-09 2019-02-09 Common Stock 13587 13587 D Option 64.58 2018-01-22 4 M 0 88800 64.58 D 2011-02-12 2018-02-12 Common Stock 88800 0 D Option 9.06 2018-01-22 4 M 0 116600 9.06 D 2012-02-10 2019-02-10 Common Stock 116600 0 D Option 29.20 2012-04-01 2021-04-01 Common Stock 84439 84439 D Option 21.67 2022-02-14 Common Stock 136200 136200 D Option 27.41 2014-02-26 2023-02-26 Common Stock 36707 36707 D Option 27.41 2015-02-26 2023-02-26 Common Stock 36707 36707 D Option 27.41 2016-02-26 2023-02-26 Common Stock 36707 36707 D Phantom Stock 2017-02-21 2017-02-21 Common Stock 50089.689 50089.689 D Phantom Stock 2017-02-21 2018-02-21 Common Stock 20030.867 20030.867 D Sold at prices ranging from $69.13 to $69.705. Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date. The phantom stock units were acquired under the SunTrust Banks, Inc. Deferred Compensation Plan and convert to common stock on a one-to-one basis. Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan. Granted pursuent to the SunTrust Banks, Inc. 2009 Stock Plan. Represents time-vested phantom stock granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. The restricted stock unit agreements contain tax withholding provisions which allow us to withhold units to satisfy tax withholding obligations. Units will be settled in shares. Represents time-vested restricted stock units granted on February 10, 2015 under the 2009 Stock Plan. the Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares. Represents time-vested restricted stock units granted on February 9, 2016 under the sunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy withholding obligations. Represents restricted stock unit award granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Transaction represents the satisfaction of EPS/TSR/ROTCE performance conditions. The Restricted Stock Unit award agreements contain tax withholding provisions which allow us to satisfy tax withholding obligations by netting shares. Award will vest on February 21, 2017 and will be settled in shares of common stock. Represents performance stock which was granted on February 21, 2014 and which vested on February 21, 2017. Award is settled in common stock. Because exceptional performance resulted in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one year deferral. Curt Phillips, Attorney-in-Fact for William H. Rogers, Jr. 2018-01-23