0000750556-18-000011.txt : 20180123
0000750556-18-000011.hdr.sgml : 20180123
20180123144347
ACCESSION NUMBER: 0000750556-18-000011
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180122
FILED AS OF DATE: 20180123
DATE AS OF CHANGE: 20180123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROGERS WILLIAM H JR
CENTRAL INDEX KEY: 0001182002
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08918
FILM NUMBER: 18542097
MAIL ADDRESS:
STREET 1: PO BOX 4418 MAIL CODE 643
CITY: ATLANTA
STATE: GA
ZIP: 30302
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SUNTRUST BANKS INC
CENTRAL INDEX KEY: 0000750556
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 581575035
STATE OF INCORPORATION: GA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 303 PEACHTREE ST NE
CITY: ATLANTA
STATE: GA
ZIP: 30308
BUSINESS PHONE: 4045887711
MAIL ADDRESS:
STREET 1: 303 PEACHTREE ST NE
CITY: ATLANTA
STATE: GA
ZIP: 30308
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2018-01-22
0000750556
SUNTRUST BANKS INC
STI
0001182002
ROGERS WILLIAM H JR
303 PEACHTREE STREET, N.E.
ATLANTA
GA
30308
0
1
0
0
Chairman and CEO
Common Stock
2018-01-22
4
M
0
88800
64.58
A
590749.933
D
Common Stock
2018-01-22
4
M
0
116600
9.06
A
707349.933
D
Common Stock
2018-01-22
4
S
0
205400
D
501949.933
D
Common Stock
8072.4073
I
401(k)
Phantom Stock
Common Stock
1868.1102
1868.1102
D
Phantom Stock
Common Stock
17813.319
17813.319
D
Phantom Stock
2018-02-10
Common Stock
12221
12221
D
Phantom Stock
2018-02-09
2018-02-09
Common Stock
13586
13586
D
Phantom Stock
2019-02-09
2019-02-09
Common Stock
13587
13587
D
Option
64.58
2018-01-22
4
M
0
88800
64.58
D
2011-02-12
2018-02-12
Common Stock
88800
0
D
Option
9.06
2018-01-22
4
M
0
116600
9.06
D
2012-02-10
2019-02-10
Common Stock
116600
0
D
Option
29.20
2012-04-01
2021-04-01
Common Stock
84439
84439
D
Option
21.67
2022-02-14
Common Stock
136200
136200
D
Option
27.41
2014-02-26
2023-02-26
Common Stock
36707
36707
D
Option
27.41
2015-02-26
2023-02-26
Common Stock
36707
36707
D
Option
27.41
2016-02-26
2023-02-26
Common Stock
36707
36707
D
Phantom Stock
2017-02-21
2017-02-21
Common Stock
50089.689
50089.689
D
Phantom Stock
2017-02-21
2018-02-21
Common Stock
20030.867
20030.867
D
Sold at prices ranging from $69.13 to $69.705.
Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.
The phantom stock units were acquired under the SunTrust Banks, Inc. Deferred Compensation Plan and convert to common stock on a one-to-one basis.
Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan.
Granted pursuent to the SunTrust Banks, Inc. 2009 Stock Plan.
Represents time-vested phantom stock granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. The restricted stock unit agreements contain tax withholding provisions which allow us to withhold units to satisfy tax withholding obligations. Units will be settled in shares.
Represents time-vested restricted stock units granted on February 10, 2015 under the 2009 Stock Plan. the Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares.
Represents time-vested restricted stock units granted on February 9, 2016 under the sunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy withholding obligations.
Represents restricted stock unit award granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Transaction represents the satisfaction of EPS/TSR/ROTCE performance conditions. The Restricted Stock Unit award agreements contain tax withholding provisions which allow us to satisfy tax withholding obligations by netting shares. Award will vest on February 21, 2017 and will be settled in shares of common stock.
Represents performance stock which was granted on February 21, 2014 and which vested on February 21, 2017. Award is settled in common stock. Because exceptional performance resulted in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one year deferral.
Curt Phillips, Attorney-in-Fact for William H. Rogers, Jr.
2018-01-23