0000750556-17-000056.txt : 20170223
0000750556-17-000056.hdr.sgml : 20170223
20170223152309
ACCESSION NUMBER: 0000750556-17-000056
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170221
FILED AS OF DATE: 20170223
DATE AS OF CHANGE: 20170223
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SUNTRUST BANKS INC
CENTRAL INDEX KEY: 0000750556
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 581575035
STATE OF INCORPORATION: GA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 303 PEACHTREE ST N E
CITY: ATLANTA
STATE: GA
ZIP: 30308
BUSINESS PHONE: 4045887711
MAIL ADDRESS:
STREET 1: 303 PEACHTREE ST N E
CITY: ATLANTA
STATE: GA
ZIP: 30308
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chancy Mark A
CENTRAL INDEX KEY: 0001300651
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08918
FILM NUMBER: 17632145
MAIL ADDRESS:
STREET 1: 303 PEACHTREE ST.
STREET 2: 30TH FLOOR
CITY: ATLANTA
STATE: GA
ZIP: 30308
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-02-21
0000750556
SUNTRUST BANKS INC
STI
0001300651
Chancy Mark A
303 PEACHTREE STREET, N.E.
ATLANTA
GA
30308
0
1
0
0
Corp. EVP-Wholesale Bank Exec
Common Stock
2017-02-21
4
M
0
52034.409
59.79
A
170027.199
D
Common Stock
2017-02-21
4
M
0
5717.394
59.79
A
175744.593
D
Common Stock
2017-02-21
4
F
0
24951
59.79
D
150793.593
D
Common Stock
2017-02-21
4
F
0
2742
59.79
D
148051.593
D
Common Stock
2017-02-22
4
S
0
15000
D
133051.593
D
Common Stock
1316.55
I
401(k)
Phantom Stock
Common Stock
2413.6547
2413.6547
D
Phantom Stock
2017-02-21
4
M
0
5717.394
D
2017-02-21
Common Stock
5717.394
0
D
Phantom Stock
2018-02-10
Common Stock
4394
4394
D
Phantom Stock
2018-02-09
2018-02-09
Common Stock
4885
4885
D
Phantom Stock
2019-02-09
2019-02-09
Common Stock
4886
4886
D
Phantom Stock
2019-02-09
2019-02-09
Common Stock
45235
45235
D
Phantom Stock
2020-02-09
2020-02-09
Common Stock
45235
45235
D
Option
64.58
2011-02-12
2018-02-12
Common Stock
115000
115000
D
Option
9.06
2012-02-10
2019-02-10
Common Stock
75000
75000
D
Option
29.20
2012-04-01
2021-04-01
Common Stock
27716
27716
D
Option
21.67
2022-02-14
Common Stock
55400
55400
D
Option
27.41
2014-02-26
2023-02-26
Common Stock
14949
14949
D
Option
27.41
2015-02-26
2023-02-26
Common Stock
14949
14949
D
Option
27.41
2016-02-26
2023-02-26
Common Stock
14948
14948
D
Phantom Stock
2017-02-21
2017-02-21
Common Stock
20012.465
20012.465
D
Phantom Stock
2020-02-14
2020-02-24
Common Stock
8155.7308
8155.7308
D
Phantom Stock
2017-02-21
4
A
0
60037.394
A
2017-02-21
2018-02-21
Common Stock
60037.394
60037.394
D
Common Stock
2017-02-21
4
M
0
52034.409
D
2017-02-21
2018-02-21
Common Stock
52034.409
8002.985
D
Sold at prices ranging from $59.77 to $59.845.
Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date.
Represents time-vested phantom stock granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. The restricted stock unit agreements contain tax withholding provisions which allow us to withhold units to satisfy tax withholding obligations. Units will be settled in shares.
Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan.
Granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan. Award vests annually over the next three years.
Represents restricted stock unit award granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Transaction represents the satisfaction of EPS/TSR/ROTCE performance conditions. The Restricted Stock Unit award agreements contain tax withholding provisions which allow us to satisfy tax withholding obligations by netting shares. Award will vest on February 21, 2017 and will be settled in shares of common stock.
Represents time-vested restricted stock unit award granted on February 14, 2017 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Award will vest on February 14, 2020 and will be settled in Shares of common stock. The Restricted Unit award agreements contain tax withholding provisions which allow us to satisfy tax withholding obligations by netting shares.
Represents time-vested restricted stock units granted on February 10, 2015 under the 2009 Stock Plan. The Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares.
Represents time-vested restricted stock units granted on February 9, 2016 under the SunTrust Banks, Inc. 2009 Stock Plan. the plan is exempt under Rule 16b-03. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy withholding obligations.
The phantom stock units were acquired under SunTrust Banks, Inc.'s Deferred Compensation Plan. These securities convert to common stock on a one-for-one basis.
Represents performance stock which was granted on February 21, 2014 and which vested on February 21, 2017. Award is settled in common stock. Because exceptional performance resulted in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one year deferral.
David A. Wisniewski, Attorney-in-Fact for Mark A. Chancy
2017-02-23