0000750556-17-000041.txt : 20170216 0000750556-17-000041.hdr.sgml : 20170216 20170216151001 ACCESSION NUMBER: 0000750556-17-000041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170215 FILED AS OF DATE: 20170216 DATE AS OF CHANGE: 20170216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNTRUST BANKS INC CENTRAL INDEX KEY: 0000750556 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 581575035 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 303 PEACHTREE ST N E CITY: ATLANTA STATE: GA ZIP: 30308 BUSINESS PHONE: 4045887711 MAIL ADDRESS: STREET 1: 303 PEACHTREE ST N E CITY: ATLANTA STATE: GA ZIP: 30308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Freeman Thomas E CENTRAL INDEX KEY: 0001352118 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08918 FILM NUMBER: 17617649 MAIL ADDRESS: STREET 1: 303 PEACHTREE STREET CITY: ATLANTA STATE: GA ZIP: 30308 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-02-15 0000750556 SUNTRUST BANKS INC STI 0001352118 Freeman Thomas E 303 PEACHTREE STREET, N.E. ATLANTA GA 30308 0 1 0 0 Corp. EVP & Consumer Executive Common Stock 223149.344 D Common Stock 651.6971 I 401(k) Phantom Stock Units Common Stock 1553.7806 1553.7806 D Phantom Stock 2017-02-21 Common Stock 3762 3762 D Phantom Stock 2018-02-10 Common Stock 3111 3111 D Phantom Stock 2018-02-09 2018-02-09 Common Stock 3458 3458 D Phantom Stock 2019-02-09 2019-02-09 Common Stock 3459 3459 D Phantom Stock 2018-02-09 2018-02-09 Common Stock 22617 22617 D Phantom Stock 2019-02-09 2019-02-09 Common Stock 22618 22618 D Option 64.58 2011-02-12 2018-02-12 Common Stock 81400 81400 D Phantom Stock 2017-02-15 4 A 0 14008.833 A 2017-02-21 2017-02-21 Common Stock 14008.833 14008.833 D Phantom Stock 2017-02-15 4 A 0 5773.5778 A 2020-02-14 2020-02-14 Common Stock 5773.5778 5773.5778 D Represents time-vested restricted stock units granted on February 9, 2016 under the SunTrust Banks, Inc. 2009 Stock Plan. the plan is exempt under Rule 16b-03. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy withholding obligations. Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date. The phantom stock units were acquired under SunTrust Banks, Inc.'s Deferred Compensation Plan. These securities convert to common stock on a one-for-one basis. Granted pursuant to the SunTrust Banks, Inc. 2000 Stock Plan. Includes shares acquired upon dividend reinvestment. Represents time-vested phantom stock granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. The restricted stock unit agreements contain tax withholding provisions which allow us to withhold units to satisfy tax withholding obligations. Units will be settled in shares. Represents time-vested restricted stock units granted on February 10, 2015 under the 2009 Stock Plan. the Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares. Represents restricted stock unit award granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Transaction represents the satisfaction of EPS/TSR/ROTCE performance conditions. The Restricted Stock Unit award agreements contain tax withholding provisions which allow us to satisfy tax withholding obligations by netting shares. Award will vest on February 21, 2017 and will be settled in shares of common stock. Represents time-vested restricted stock unit award granted on February 14, 2017 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Award will vest on February 14, 2020 and will be settled in Shares of common stock. The Restricted Unit award agreements contain tax withholding provisions which allow us to satisfy tax withholding obligations by netting shares. David A. Wisniewski, Attorney-in-Fact for Thomas E. Freeman 2017-02-16