0000750556-17-000035.txt : 20170214 0000750556-17-000035.hdr.sgml : 20170214 20170214161249 ACCESSION NUMBER: 0000750556-17-000035 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170209 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNTRUST BANKS INC CENTRAL INDEX KEY: 0000750556 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 581575035 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 303 PEACHTREE ST N E CITY: ATLANTA STATE: GA ZIP: 30308 BUSINESS PHONE: 4045887711 MAIL ADDRESS: STREET 1: 303 PEACHTREE ST N E CITY: ATLANTA STATE: GA ZIP: 30308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chancy Mark A CENTRAL INDEX KEY: 0001300651 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-08918 FILM NUMBER: 17608899 MAIL ADDRESS: STREET 1: 303 PEACHTREE ST. STREET 2: 30TH FLOOR CITY: ATLANTA STATE: GA ZIP: 30308 4/A 1 edgar.xml PRIMARY DOCUMENT X0306 4/A 2017-02-09 2017-02-13 0000750556 SUNTRUST BANKS INC STI 0001300651 Chancy Mark A 303 PEACHTREE STREET, N.E. ATLANTA GA 30308 0 1 0 0 Corp. EVP-Wholesale Bank Exec Common Stock 2017-02-09 4 M 0 4998.952 57.73 A 117998.952 D Common Stock 2017-02-09 4 F 0 2397 57.73 D 115601.982 D Common Stock 2017-02-10 4 M 0 4594.808 57.76 A 120196.79 D Common Stock 2017-02-10 4 F 0 2204 57.76 D 117992.79 D Common Stock 1316.55 I 401(k) Phantom Stock Common Stock 2413.6547 2413.6547 D Phantom Stock 2017-02-21 Common Stock 5374 5374 D Phantom Stock 2017-02-10 4 M 0 4594.808 57.76 D 2017-02-10 Common Stock 4594.808 0 D Phantom Stock 2018-02-10 Common Stock 4394 4394 D Phantom Stock 2017-02-09 4 M 0 4998.9852 57.73 D 2017-02-09 2017-02-09 Common Stock 4998.9852 0 D Phantom Stock 2018-02-09 2018-02-09 Common Stock 4885 4885 D Phantom Stock 2019-02-09 2019-02-09 Common Stock 4886 4886 D Phantom Stock 2019-02-09 2019-02-09 Common Stock 45235 45235 D Phantom Stock 2020-02-09 2020-02-09 Common Stock 45235 45235 D Option 85.06 2010-02-13 2017-02-13 Common Stock 42000 42000 D Option 64.58 2011-02-12 2018-02-12 Common Stock 115000 115000 D Option 9.06 2012-02-10 2019-02-10 Common Stock 75000 75000 D Option 29.20 2012-04-01 2021-04-01 Common Stock 27716 27716 D Option 21.67 2022-02-14 Common Stock 55400 55400 D Option 27.41 2014-02-26 2023-02-26 Common Stock 14949 14949 D Option 27.41 2015-02-26 2023-02-26 Common Stock 14949 14949 D Option 27.41 2016-02-26 2023-02-26 Common Stock 14948 14948 D Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date. Represents time-vested phantom stock granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. The restricted stock unit agreements contain tax withholding provisions which allow us to withhold units to satisfy tax withholding obligations. Units will be settled in shares. Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan. Granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan. Award vests annually over the next three years. Represents time-vested restricted stock units granted on February 10, 2015 under the 2009 Stock Plan. The Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfly withholding obligations. Units will be settled in shares. Represents time-vested restricted stock units granted on February 9, 2016 under the SunTrust Banks, Inc. 2009 Stock Plan. the plan is exempt under Rule 16b-03. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy withholding obligations. The phantom stock units were acquired under SunTrust Banks, Inc.'s Deferred Compensation Plan. These securities convert to common stock on a one-for-one basis. David A. Wisniewski, Attorney-in-Fact for Mark A. Chancy 2017-02-14