0000750556-14-000071.txt : 20140225 0000750556-14-000071.hdr.sgml : 20140225 20140225154033 ACCESSION NUMBER: 0000750556-14-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140221 FILED AS OF DATE: 20140225 DATE AS OF CHANGE: 20140225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNTRUST BANKS INC CENTRAL INDEX KEY: 0000750556 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 581575035 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 303 PEACHTREE ST N E CITY: ATLANTA STATE: GA ZIP: 30308 BUSINESS PHONE: 4045887711 MAIL ADDRESS: STREET 1: 303 PEACHTREE ST N E CITY: ATLANTA STATE: GA ZIP: 30308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROGERS WILLIAM H JR CENTRAL INDEX KEY: 0001182002 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08918 FILM NUMBER: 14640409 MAIL ADDRESS: STREET 1: PO BOX 4418 MAIL CODE 643 CITY: ATLANTA STATE: GA ZIP: 30302 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-02-21 0000750556 SUNTRUST BANKS INC STI 0001182002 ROGERS WILLIAM H JR 303 PEACHTREE STREET, N.E. ATLANTA GA 30308 0 1 0 0 Chairman and CEO Common Stock 108305.818 D Common Stock 7817.3287 I 401(k) Phantom Stock Common Stock 1716.5 1716.5 D Phantom Stock Common Stock 10933.86 10933.86 D Phantom Stock 2014-02-24 4 M 0 26791.319 A 2014-02-24 2022-02-24 Common Stock 26791.319 26791.319 D Phantom Stock 2014-02-24 4 F 0 8978 37.84 D Common Stock 8978 17813.319 D Phantom Stock 2014-02-21 4 A 0 13449 A 2015-02-21 Common Stock 13449 13449 D Phantom Stock 2014-02-21 4 A 0 13449 A 2016-02-21 Common Stock 13449 13449 D Phantom Stock 2014-02-21 4 A 0 13450 A 2017-02-21 Common Stock 13450 13450 D Option 73.19 2007-02-10 2014-02-10 Common Stock 18000 18000 D Option 73.14 2008-02-08 2015-02-08 Common Stock 18000 18000 D Option 71.03 2009-02-14 2016-02-14 Common Stock 32000 32000 D Option 85.06 2010-02-13 2017-02-13 Common Stock 35000 35000 D Option 64.58 2011-02-12 2018-02-12 Common Stock 88800 88800 D Option 29.54 2011-12-31 2018-12-31 Common Stock 100000 100000 D Option 29.20 2012-04-01 2021-04-01 Common Stock 84439 84439 D Option 21.67 2022-02-14 Common Stock 136200 136200 D Option 27.41 2014-02-26 2023-02-26 Common Stock 36707 36707 D Option 27.41 2015-02-26 2023-02-26 Common Stock 36707 36707 D Option 27.41 2016-02-26 2023-02-26 Common Stock 36707 36707 D Includes restricted stock granted under SunTrust Banks, Inc. 2004 Stock Plan and the 2009 Stock Plan. Restricted stock agreements contain tax withholding features allowing stock to be withheld to satisfy tax withholding obligations. This plan is exempt under Rule 16(3)-3. Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date. The phantom stock units were acquired under the SunTrust Banks, Inc. Deferred Compensation Plan and convert to common stock on a one-to-one basis. Represents satisfaction of return on asset performance condition of performance-vested restricted stock units granted on 2/14/2012. Granted under the 2009 Stock Plan. Award will settle in shares in February, 2015. Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan. Reflects satisfaction of performance vesting condition (Tier 1 Capital) as of December 31, 2011 with respect to restricted stock units originally granted under the SunTrusts, Inc. 2009 Stock Plan on april 26, 2011. Grant was exempt pursuant to Rule 16b-3. Award remains subject to time-vesting criterion and will vest pro rata annually (i.e. one-third each year) and will vest post-retirement provided certain noncompetition and other restrictive covenants re performed. Includes shares acquired upon divident reinvestment. Granted pursuent to the SunTrust Banks, Inc. 2009 Stock Plan. Represents time-vested phantom stock granted on February 21, 2014 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. The restricted stock unit agreements contain tax withholding provisions which allow us to withhold units to satisfy tax withholding obligations. Units will be settled in shares. David A. Wisniewski, Attorney-in-Fact for William H. Rogers, Jr. 2014-02-25