0000750556-14-000053.txt : 20140218 0000750556-14-000053.hdr.sgml : 20140217 20140218154024 ACCESSION NUMBER: 0000750556-14-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140214 FILED AS OF DATE: 20140218 DATE AS OF CHANGE: 20140218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNTRUST BANKS INC CENTRAL INDEX KEY: 0000750556 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 581575035 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 303 PEACHTREE ST N E CITY: ATLANTA STATE: GA ZIP: 30308 BUSINESS PHONE: 4045887711 MAIL ADDRESS: STREET 1: 303 PEACHTREE ST N E CITY: ATLANTA STATE: GA ZIP: 30308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chancy Mark A CENTRAL INDEX KEY: 0001300651 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08918 FILM NUMBER: 14622113 MAIL ADDRESS: STREET 1: 303 PEACHTREE ST. STREET 2: 30TH FLOOR CITY: ATLANTA STATE: GA ZIP: 30308 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-02-14 0000750556 SUNTRUST BANKS INC STI 0001300651 Chancy Mark A 303 PEACHTREE STREET, N.E. ATLANTA GA 30308 0 1 0 0 Corp. EVP-Wholesale Bank Exec Common Stock 65685.764 D Common Stock 1273.2172 I 401(k) Phantom Stock Common Stock 2268.2665 2268.2665 D Phantom Stock Common Stock 3588.95 3588.95 D Option 73.14 2008-02-08 2015-02-08 Common Stock 40000 40000 D Option 71.03 2009-02-14 2016-02-14 Common Stock 45000 45000 D Option 85.06 2010-02-13 2017-02-13 Common Stock 42000 42000 D Option 64.58 2011-02-12 2018-02-12 Common Stock 115000 115000 D Option 29.54 2011-12-31 2018-12-31 Common Stock 100000 100000 D Option 9.06 2012-02-10 2019-02-10 Common Stock 30000 170000 D Option 29.20 2012-04-01 2021-04-01 Common Stock 27716 27716 D Option 21.67 2022-02-14 Common Stock 55400 55400 D Option 27.41 2014-02-26 2023-02-26 Common Stock 14949 14949 D Option 27.41 2015-02-26 2023-02-26 Common Stock 14949 14949 D Option 27.41 2016-02-26 2023-02-26 Common Stock 14948 14948 D Phantom Stock 2014-02-14 4 M 0 10899.891 A 2014-02-14 2022-02-14 Common Stock 10899.891 10899.891 D Phantom Stock 2014-02-14 4 F 0 3721 D 2014-02-14 2022-02-14 Common Stock 3721 7178.891 D Includes restricted stock granted under SunTrust Banks, Inc. 2004 Stock Plan and the 2009 Stock Plan. Restricted stock agreements contain tax withholding features allowing stock to be withheld to satisfy tax withholding obligations. This plan is exempt under Rule 16(b)-3. Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date. The phantom stock units were acquired under SunTrust Banks, Inc.'s Deferred Compensation Plan. These securities convert to common stock on a one-for-one basis. Granted under the SunTrust Banks, Inc. 2009 Stock Plan on April 1, 2011. Grant was exempt pursuant to Rule 16b-3. Award will vest pro rata annually (i.e. one-third each year) and will vest post-retirement provided certain noncompetition and other restrictive covenants are performed. Includes shares acquired upon dividend reinvestment. Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan. Granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan. Award vests annually over the next three years. Represents satisfaction of return on asset performance condition of performance-vested restricted stock units granted on 2/14/2012. Granted under the 2009 Stock Plan. Award will settle in shares in February, 2015. David A. Wisniewski, Attorney-in-Fact for Mark A. Chancy 2014-02-18