0000750556-13-000189.txt : 20131206 0000750556-13-000189.hdr.sgml : 20131206 20131206160212 ACCESSION NUMBER: 0000750556-13-000189 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131114 FILED AS OF DATE: 20131206 DATE AS OF CHANGE: 20131206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNTRUST BANKS INC CENTRAL INDEX KEY: 0000750556 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 581575035 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 303 PEACHTREE ST N E CITY: ATLANTA STATE: GA ZIP: 30308 BUSINESS PHONE: 4045887711 MAIL ADDRESS: STREET 1: 303 PEACHTREE ST N E CITY: ATLANTA STATE: GA ZIP: 30308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Freeman Thomas E CENTRAL INDEX KEY: 0001352118 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08918 FILM NUMBER: 131263229 MAIL ADDRESS: STREET 1: 303 PEACHTREE STREET CITY: ATLANTA STATE: GA ZIP: 30308 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-11-14 0000750556 SUNTRUST BANKS INC STI 0001352118 Freeman Thomas E 303 PEACHTREE STREET, N.E. ATLANTA GA 30308 0 1 0 0 Corp. EVP & Chief Credit Off. Common Stock 2013-11-14 5 G 0 284 D 56791.544 D Common Stock 125 I Son Common Stock 628.8261 I 401(k) Phantom Stock Units Common Stock 1456.068 1456.068 D Phantom Stock Units Common Stock 3509.544 3509.541 D Phantom Stock Common Stock 17233.59 17233.59 D Option 71.03 2009-02-14 2016-02-14 Common Stock 18000 18000 D Option 85.06 2010-02-13 2017-02-13 Common Stock 20000 20000 D Option 64.58 2011-02-12 2018-02-12 Common Stock 81400 81400 D Option 9.06 2012-02-10 2019-02-10 Common Stock 250000 250000 D Option 9.06 2012-02-10 2019-02-10 Common Stock 25276 25276 D Option 29.20 2012-04-01 2021-04-01 Common Stock 27349 27349 D Option 21.67 2022-02-14 Common Stock 44400 44400 D Option 27.41 2014-02-26 2023-02-26 Common Stock 13495 13495 D Option 27.41 2015-02-26 2023-02-26 Common Stock 13495 13495 D Option 27.41 2016-02-26 2023-02-26 Common Stock 13496 13496 D This transaction was a gift. Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date. Includes restricted stock granted under SunTrust Banks, Inc. 2004 Stock Plan and the 2009 Stock Plan. Restricted stock agreements contain tax withholding features allowing stock to be withheld to satisfy tax withholding obligations. This plan is exempt under Rule 16(b)-3. The phantom stock units were acquired under SunTrust Banks, Inc.'s Deferred Compensation Plan. These securities convert to common stock on a one-for-one basis. Reflects time vesting as of March 31, 2012 with respect to restricted stock units originally granted under the SunTrust Banks, Inc. 2009 Stock Plan on April 1, 2011. Grant was exempt pursuant to Rule 16b-3. Award will vest pro rata annually (i.e. one-third each year) and will vest post-retirement provided certain noncompetition and other restrictive covenants are performed. Represents restricted stock units, half of which vest on 2/14/2014 and half on 2/15/2015. Granted pursuant to the SunTrust Banks, Inc. 2000 Stock Plan. Granted pursuant to the SunTrust Banks, Inc. 2004 StockPlan. Granted pursuant to the SunTrust Banks, Inc. 2009 Stock Plan. Award vests annually over the next three years. David A. Wisniewski, Attorney-in-Fact for Thomas E. Freeman 2013-12-06