0000750556-13-000080.txt : 20130401 0000750556-13-000080.hdr.sgml : 20130401 20130401161055 ACCESSION NUMBER: 0000750556-13-000080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130328 FILED AS OF DATE: 20130401 DATE AS OF CHANGE: 20130401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROGERS WILLIAM H JR CENTRAL INDEX KEY: 0001182002 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08918 FILM NUMBER: 13731243 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNTRUST BANKS INC CENTRAL INDEX KEY: 0000750556 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 581575035 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 303 PEACHTREE ST N E CITY: ATLANTA STATE: GA ZIP: 30308 BUSINESS PHONE: 4045887711 MAIL ADDRESS: STREET 1: 303 PEACHTREE ST N E CITY: ATLANTA STATE: GA ZIP: 30308 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-03-28 0000750556 SUNTRUST BANKS INC STI 0001182002 ROGERS WILLIAM H JR 303 PEACHTREE STREET, N.E. ATLANTA GA 30308 0 1 0 0 Chairman and CEO Common Stock 2013-03-28 4 M 0 10835.818 28.81 A 112314.818 D Common Stock 2013-03-28 4 F 0 3360 28.81 D 108954.818 D Common Stock 7776.1073 I 401(k) Phantom Stock Common Stock 1701.1078 1701.1078 D Phantom Stock 2013-03-28 4 M 0 10835.818 A Common Stock 10835.818 10835.815 D Phantom Stock Common Stock 53010.924 53010.924 D Option 73.19 2007-02-10 2014-02-10 Common Stock 18000 18000 D Option 73.14 2008-02-08 2015-02-08 Common Stock 18000 18000 D Option 71.03 2009-02-14 2016-02-14 Common Stock 32000 32000 D Option 85.06 2010-02-13 2017-02-13 Common Stock 35000 35000 D Option 64.58 2011-02-12 2018-02-12 Common Stock 88800 88800 D Option 29.54 2011-12-31 2018-12-31 Common Stock 100000 100000 D Option 29.20 2012-04-01 2021-04-01 Common Stock 84439 84439 D Option 21.67 2022-02-14 Common Stock 136200 136200 D Option 27.41 2014-02-26 2023-02-26 Common Stock 36707 36707 D Option 27.41 2015-02-26 2023-02-26 Common Stock 36707 36707 D Option 27.41 2016-02-26 2023-02-26 Common Stock 36707 36707 D Includes restricted stock granted under SunTrust Banks, Inc. 2004 Stock Plan and the 2009 Stock Plan. Restricted stock agreements contain tax withholding features allowing stock to be withheld to satisfy tax withholding obligations. This plan is exempt under Rule 16(3)-3. Also includes the following shares which are subject to forfeiture: 2,000 which vest on 7/14/2013. Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date. The phantom stock units were acquired under the SunTrust Banks, Inc. Deferred Compensation Plan and convert to common stock on a one-to-one basis. Represents restricted stock units, half of which vest on 2/14/2014 and half on 2/15/2015. Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan. Granted pursuant to the SunTrust Banks, inc. 2009 Stock Plan. One third of the award vests each year for three years. David A. Wisniewski, Attorney-in-Fact for William H. Rogers, Jr. 2013-04-01