0000750556-12-000072.txt : 20120403 0000750556-12-000072.hdr.sgml : 20120403 20120403163027 ACCESSION NUMBER: 0000750556-12-000072 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120403 DATE AS OF CHANGE: 20120403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROGERS WILLIAM H JR CENTRAL INDEX KEY: 0001182002 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08918 FILM NUMBER: 12738040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNTRUST BANKS INC CENTRAL INDEX KEY: 0000750556 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 581575035 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 303 PEACHTREE ST N E CITY: ATLANTA STATE: GA ZIP: 30308 BUSINESS PHONE: 4045887711 MAIL ADDRESS: STREET 1: 303 PEACHTREE ST N E CITY: ATLANTA STATE: GA ZIP: 30308 4 1 edgar.xml PRIMARY DOCUMENT X0305 4 2012-03-31 0000750556 SUNTRUST BANKS INC STI 0001182002 ROGERS WILLIAM H JR 303 PEACHTREE STREET, N.E. ATLANTA GA 30308 0 1 0 0 Chairman and CEO Common Stock 2012-03-31 4 M 0 10671 A 119955 D Common Stock 2012-03-31 4 F 0 3309 D 116646 D Common Stock 7735.7269 I 401(k) Phantom Stock Common Stock 1688.4622 16884622 D Phantom Stock 2012-03-31 4 M 0 22350.1626 D Common Stock 22350.1626 0 D Phantom Stock 2012-03-31 4 M 0 10671 D Common Stock 10671 21338 D Option 54.28 2006-02-11 2013-02-11 Common Stock 15000 15000 D Option 73.19 2007-02-10 2014-02-10 Common Stock 18000 18000 D Option 73.14 2008-02-08 2015-02-08 Common Stock 18000 18000 D Option 71.03 2009-02-14 2016-02-14 Common Stock 32000 32000 D Option 85.06 2010-02-13 2017-02-13 Common Stock 35000 35000 D Option 64.58 2011-02-12 2018-02-12 Common Stock 88800 88800 D Option 29.54 2011-12-31 2018-12-31 Common Stock 100000 100000 D Option 29.20 2012-04-01 2021-04-01 Common Stock 84439 84439 D Option 21.67 2022-02-14 Common Stock 136200 136200 D Reflects settlement in stock of Phantom Stock Units and netting to pay applicable taxes. Includes restricted stock granted under SunTrust Banks, Inc. 2004 Stock Plan and the 2009 Stock Plan. Restricted stock agreements contain tax withholding features allowing stock to be withheld to satisfy tax withholding obligations. This plan is exempt under Rule 16(3)-3. Also includes the following shares which are subject to forfeiture: 2,000 which vest on 6/20/2012; 2,000 which vest on 9/16/2012; 2,000 which vest on 3/6/2013; and 2,000 which vest on 7/14/2013. Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date. The phantom stock units were acquired under the SunTrust Banks, Inc. Deferred Compensation Plan and convert to common stock on a one-to-one basis. Represents stock units granted under the SunTrust Banks, Inc. 2009 Stock Plan and paid as salary. Reflects time vesting as of March 31, 2012 with respect to restricted stock units originally granted under the SunTrust Banks, Inc. 2009 Stock Plan on April 1, 2011. Grant was exempt pursuant to Rule 16b-3. Award will vest pro rata annually (i.e. one-third each year) and will vest post-retirement provided certain noncompetition and other restrictive covenants are performed. Granted pursuant to the SunTrust Banks, Inc. 2000 Stock Plan. Granted pursuant to the SunTrust Banks, Inc. 2004 Stock Plan. Granted pursuant to the SunTrust Banks, inc. 2009 Stock Plan. One third of the award vests each year for three years. David A. Wisniewski, Attorney-in-Fact for William H. Rogers, Jr. 2012-04-03