-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GlCU8/fm7RCE1dibeVHZccHNuAJdHNafF6NWg3gZb+xl3rVAtsRU3kIH709Z6TL4 Qa5o9R17mmlR4pxIyPzWWQ== 0000750556-04-000015.txt : 20040211 0000750556-04-000015.hdr.sgml : 20040211 20040211141121 ACCESSION NUMBER: 0000750556-04-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040210 FILED AS OF DATE: 20040211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CLAY JOHN W JR CENTRAL INDEX KEY: 0001181987 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08918 FILM NUMBER: 04585520 BUSINESS ADDRESS: STREET 1: C/O SUNTRUST BANKS INC STREET 2: P O BOX 4418 MAIL CODE 643 CITY: ATLANTA STATE: GA ZIP: 30302 BUSINESS PHONE: 4045811678 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUNTRUST BANKS INC CENTRAL INDEX KEY: 0000750556 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 581575035 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 303 PEACHTREE ST N E CITY: ATLANTA STATE: GA ZIP: 30308 BUSINESS PHONE: 4045887711 MAIL ADDRESS: STREET 1: 303 PEACHTREE ST N E CITY: ATLANTA STATE: GA ZIP: 30308 4 1 edgar.xml PRIMARY DOCUMENT X0201 4 2004-02-10 0000750556 SUNTRUST BANKS INC STI 0001181987 CLAY JOHN W JR 303 PEACHTREE ST. ATLANTA GA 30308 0 1 0 0 Vice Chairman Common Stock 19227 D Common Stock 8738 I Spouse Common Stock 8656.274 I 401(k) Common Stock 4171.532 I Family Trust Common Stock 1319.38 I Family Trust Common Stock 703.841 I Family Trust Common Stock 400 I Family Trust Common Stock 5920 I Unitrust Common Stock 42420 I Restricted Stock Phantom Stock Units Common Stock 5887.6324 5887.6324 D Phantom Stock Units Common Stock 40000 40000 D Option 30.25 1995-08-08 2005-08-07 Common Stock 14500 14500 D Option 73.0625 2002-11-09 2009-11-09 Common Stock 15000 15000 D Option 51.125 2003-11-14 2010-11-14 Common Stock 50000 50000 D Option 64.57 2004-11-13 2011-11-13 Common Stock 100000 100000 D Option 54.28 2006-02-11 2013-02-11 Common Stock 100000 100000 D Option 73.19 2004-02-10 4 A 0 100000 73.19 A 2007-02-10 2014-02-10 Common Stock 100000 100000 D Because the stock fund component of the 401(k) Plan is accounted for in unit accounting, the number of share equivalents varies based on the closing price of SunTrust stock on the applicable measurement date. John Clay Children's Family Trust. In family trust for Madelaine Wood Clay. In family trust for Abigail Campbell Clay. In family trust for Anne Cecile Meredith. In charitable lead unitrust. Restricted stock held under 1986 SunTrust Executive Stock Plan, 1995 SunTrust Executive Stock Plan and SunTrust Banks, Inc. 2000 Stock Plan. Subject to certain vesting conditions. Restricted stock agreements contain tax withholding features allowing stock to be withheld to satisfy tax withholding obligations. All plans are exempt under Rule 16(b)-3. The reported phantom stock units were acquired under SunTrust Banks, Inc.'s 401(k) excess benefit plan. These securities convert to common stock on a one-for-one basis. Granted in exchange for restricted stock and will be paid out on various dates. These securities convert to common stock on a one-for-one basis. This option becomes exercisable in 10% increments over 10 years or in the event of death, disability or change of control. This option was granted pursuant to the 1995 SunTrust Executive Stock Plan. Granted pursuant to the 1995 SunTrust Executive Stock Plan. Granted pursuant to the SunTrust Banks, Inc. 2000 Stock Plan. Margaret Hodgson, Attorney-in-Fact for John W. Clay, Jr. 2004-02-11 -----END PRIVACY-ENHANCED MESSAGE-----