-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gx7Efgv4F3Op52kkoVdgxu7YTSJPdf4YXl5NxGzrfzpT4BQMbiqdtWAsJ66pK06o 5krSCk6VoieR4fW5REeMAA== 0000950134-96-001400.txt : 19960419 0000950134-96-001400.hdr.sgml : 19960419 ACCESSION NUMBER: 0000950134-96-001400 CONFORMED SUBMISSION TYPE: 15-12G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960418 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY STORES INC CENTRAL INDEX KEY: 0000750217 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 940457907 STATE OF INCORPORATION: DE FISCAL YEAR END: 0202 FILING VALUES: FORM TYPE: 15-12G SEC ACT: 1934 Act SEC FILE NUMBER: 000-20549 FILM NUMBER: 96548312 BUSINESS ADDRESS: STREET 1: 3880 N MISSION RD CITY: LOS ANGELES STATE: CA ZIP: 90031 BUSINESS PHONE: 2132272000 FORMER COMPANY: FORMER CONFORMED NAME: CARTER HAWLEY HALE STORES INC /DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: EMPORIUM CAPEWELL CO DATE OF NAME CHANGE: 19910827 FORMER COMPANY: FORMER CONFORMED NAME: BROADWAY HALE STORES INC DATE OF NAME CHANGE: 19910827 15-12G 1 FORM 15 RELATING TO SERIES A PREFERRED STOCK 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 Certification and Notice of Termination of Registration under Section 12(g) of the Securities Exchange Act of 1934 or Suspension of Duty to File Reports Under Sections 13 and 15(d) of the Securities Exchange Act of 1934. Commission File Number 1-8765 BROADWAY STORES, INC. ------------------------------------------------------------- (Exact name of registrant as specified in its charter) 7 West Seventh Street Cincinnati, Ohio 45202 (513) 579-7000 ------------------------------------------------------------- (Address, including zip code, and telephone number, including area code, of registrant's principal executive offices) Series A Preferred Stock, par value $0.01 per share ----------------------------------------------------------- (Title of each class of securities covered by this Form) Warrants ------------------------------------------------------------- (Title of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains) Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports: Rule 12g-4(a)(1)(i) [X] Rule 12h-3(b)(1)(i) [ ] Rule 12g-4(a)(1)(ii) [ ] Rule 12h-3(b)(1)(ii) [ ] Rule 12g-4(a)(2)(i) [ ] Rule 12h-3(b)(2)(i) [ ] Rule 12g-4(a)(2)(ii) [ ] Rule 12h-3(b)(2)(ii) [ ] Rule 15d-6 [ ] Number of holders of record as of the certification or notice date: Zero SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, Broadway Stores, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person. Date: April 18, 1996 BROADWAY STORES, INC. By: /s/ Dennis J. Broderick ---------------------------- Dennis J. Broderick, Vice President -----END PRIVACY-ENHANCED MESSAGE-----