-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EY9xLPLuHHrK6yM0t4/pI13v8F155bZc3WD+pgjJtIUmioCQZ+yb9JztzahxD/rx YGJlgjd17TBfuj70wxs4gg== 0000950112-95-002940.txt : 19951119 0000950112-95-002940.hdr.sgml : 19951119 ACCESSION NUMBER: 0000950112-95-002940 CONFORMED SUBMISSION TYPE: 8-K/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19951107 ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 19951113 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROADWAY STORES INC CENTRAL INDEX KEY: 0000750217 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311] IRS NUMBER: 940457907 STATE OF INCORPORATION: DE FISCAL YEAR END: 0202 FILING VALUES: FORM TYPE: 8-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-08765 FILM NUMBER: 95590090 BUSINESS ADDRESS: STREET 1: 3880 N MISSION RD CITY: LOS ANGELES STATE: CA ZIP: 90031 BUSINESS PHONE: 2132272000 FORMER COMPANY: FORMER CONFORMED NAME: CARTER HAWLEY HALE STORES INC /DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: EMPORIUM CAPEWELL CO DATE OF NAME CHANGE: 19910827 FORMER COMPANY: FORMER CONFORMED NAME: BROADWAY HALE STORES INC DATE OF NAME CHANGE: 19910827 8-K/A 1 BROADWAY STORES, INC. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 --------------------------------- FORM 8-K/A CURRENT REPORT Pursuant to Section 13 of 15(d) of the Securities Exchange Act of 1934 Date of Report: November 7, 1995 BROADWAY STORES, INC. 3880 North Mission Road Los Angeles, California 90031 (213) 227-2000 Delaware 1-8765 94-0457907 - --------------------------------------------------------------------------- (State of Incorporation) (Commission File No.) (IRS Id. No.) Exhibit Index on Page 4 Item 7. Financial Statements, Pro Forma Financial ----------------------------------------- Information and Exhibits. ------------------------ The following exhibits are filed herewith: 2.1 Agreement and Plan of Merger, dated August 14, 1995, among Broadway, Federated, and Newco (incorporated by reference to Exhibit 2.1 to the Proxy Statement/Prospectus included in Federated's Registration Statement on Form S-4 (Registration No. 33-62077)) 16.1 Letter from Price Waterhouse LLP -2- SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. BROADWAY STORES, INC. (Registrant) Date: November 13, 1995 By: /s/ Dennis J. Broderick ------------------------ Dennis J. Broderick Vice President -3- EXHIBIT INDEX ------------- Exhibit Number Description Page - ------- ----------- ---- 2.1 Agreement and Plan of Merger, dated August 14, 1995, among Broadway, Federated, and Newco (incorporated by reference to Exhibit 2.1 to the Proxy Statement/ Prospectus included in Federated's Registration Statement on Form S-4 (Registration No. 33- 62077)) -- 16.1 Letter from Price Waterhouse LLP 5 -4- EX-16.1 2 Exhibit 16.1 PRICE WATERHOUSE LLP 400 South Hope Street Los Angeles, California 90071-2889 November 7, 1995 Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Ladies and Gentlemen: Broadway Stores, Inc. --------------------- We have read Item 4 of Broadway Stores, Inc.'s Form 8-K dated October 11, 1995 and are in agreement with the statements contained in paragraph 2. Yours very truly /s/ Price Waterhouse LLP -----END PRIVACY-ENHANCED MESSAGE-----