-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KdJhSOag1TqqI+jUIQcUvjHEGClrb+zFg57qWxP7L/EJaW5S2ggTTHOuSvgrFWzb C8mTgZOVdmi5zdJFwX5oLQ== 0000950137-08-011701.txt : 20080919 0000950137-08-011701.hdr.sgml : 20080919 20080919094040 ACCESSION NUMBER: 0000950137-08-011701 CONFORMED SUBMISSION TYPE: 497 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080919 DATE AS OF CHANGE: 20080919 EFFECTIVENESS DATE: 20080919 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE INTERNATIONAL SERIES, INC. CENTRAL INDEX KEY: 0000750022 IRS NUMBER: 411493320 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 002-92309 FILM NUMBER: 081079489 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP INTERNATIONAL SERIES INC DATE OF NAME CHANGE: 20021118 FORMER COMPANY: FORMER CONFORMED NAME: AXP INTERNATIONAL FUND INC DATE OF NAME CHANGE: 19991227 FORMER COMPANY: FORMER CONFORMED NAME: IDS INTERNATIONAL FUND INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE INTERNATIONAL MANAGERS SERIES, INC. CENTRAL INDEX KEY: 0001140531 IRS NUMBER: 412009895 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 333-64010 FILM NUMBER: 081079490 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: AXP PARTNERS INTERNATIONAL SERIES INC DATE OF NAME CHANGE: 20010514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSOURCE GLOBAL SERIES INC CENTRAL INDEX KEY: 0000842918 IRS NUMBER: 411850486 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 033-25824 FILM NUMBER: 081079488 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRSE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 6126714321 MAIL ADDRESS: STREET 1: 50606 AMERIPRSE FINANCIAL CENTER STREET 2: H27/5228 CITY: MINNEAPOLIS STATE: MN ZIP: 55474 FORMER COMPANY: FORMER CONFORMED NAME: RIVERSOURCE GLOBAL SERIES, INC. DATE OF NAME CHANGE: 20060504 FORMER COMPANY: FORMER CONFORMED NAME: AXP GLOBAL SERIES INC DATE OF NAME CHANGE: 19991228 FORMER COMPANY: FORMER CONFORMED NAME: IDS GLOBAL SERIES INC DATE OF NAME CHANGE: 19920703 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RiverSource Variable Series Trust CENTRAL INDEX KEY: 0001413032 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 497 SEC ACT: 1933 Act SEC FILE NUMBER: 333-146374 FILM NUMBER: 081079491 BUSINESS ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 BUSINESS PHONE: 612-671-1947 MAIL ADDRESS: STREET 1: 50606 AMERIPRISE FINANCIAL CENTER CITY: MINNEAPOLIS STATE: MN ZIP: 55474 0000750022 S000003409 Threadneedle International Opportunity Fund C000009414 Threadneedle International Opportunity Fund Class C ROPCX C000009415 Threadneedle International Opportunity Fund Class I ATNIX C000009416 Threadneedle International Opportunity Fund Class A INIFX C000009417 Threadneedle International Opportunity Fund Class B IWWGX C000043031 Threadneedle International Opportunity Fund Class R2 C000043032 Threadneedle International Opportunity Fund Class R3 C000043033 Threadneedle International Opportunity Fund Class R4 IDIYX C000043034 Threadneedle International Opportunity Fund Class R5 0000842918 S000003517 Threadneedle Global Equity Fund C000009743 Threadneedle Global Equity Fund Class C RGCEX C000009744 Threadneedle Global Equity Fund Class A IGLGX C000009745 Threadneedle Global Equity Fund Class B IDGBX C000043009 Threadneedle Global Equity Fund Class R4 IDGYX C000043010 Threadneedle Global Equity Fund Class R5 RGERX C000043011 Threadneedle Global Equity Fund Class W C000043012 Threadneedle Global Equity Fund Class R2 C000043013 Threadneedle Global Equity Fund Class R3 C000068288 Threadneedle Global Equity Fund Class I 0000842918 S000022614 Threadneedle Global Equity Income Fund C000065411 Threadneedle Global Equity Income Fund Class A RTNAX C000065412 Threadneedle Global Equity Income Fund Class B C000065413 Threadneedle Global Equity Income Fund Class C RTNEX C000065414 Threadneedle Global Equity Income Fund Class I C000065415 Threadneedle Global Equity Income Fund Class R2 RGEOX C000065416 Threadneedle Global Equity Income Fund Class R3 RGETX C000065417 Threadneedle Global Equity Income Fund Class R4 RGEYX C000065418 Threadneedle Global Equity Income Fund Class R5 RGEFX 0001140531 S000003415 RiverSource Partners International Small Cap Fund C000009442 RiverSource Partners International Small Cap Fund Class C RISLX C000009443 RiverSource Partners International Small Cap Fund Class I RPSCX C000009445 RiverSource Partners International Small Cap Fund Class A AISCX C000009446 RiverSource Partners International Small Cap Fund Class B APNBX C000043072 RiverSource Partners International Small Cap Fund Class R4 0001413032 S000019843 Threadneedle Variable Portfolio - International Opportunity Fund C000055680 Threadneedle VP - International Opportunity Fund 497 1 c35545e497.txt DEFINITIVE MATERIAL . . . (RIVERSOURCE INVESTMENTS LOGO) STATEMENT OF ADDITIONAL INFORMATION (SAI) SUPPLEMENT -- DATED SEPT. 19, 2008
FUND SAI DATE FORM # - ----------------------------------------------------------------------------------------------- RIVERSOURCE PARTNERS INTERNATIONAL SMALL CAP FUND AUG. 29, 2008 S-6500 AM THREADNEEDLE GLOBAL EQUITY FUND AUG. 29, 2008 S-6500 AM THREADNEEDLE GLOBAL EQUITY INCOME FUND AUG. 1, 2008 S-6500-16 A THREADNEEDLE INTERNATIONAL OPPORTUNITY FUND AUG. 29, 2008 S-6500 AM THREADNEEDLE VARIABLE PORTFOLIO -- INTERNATIONAL OPPORTUNITY FUND MAY 1, 2008 S-6400-20 AF
Table 19. Portfolio Managers, of the SAI for RiverSource Partners International Small Cap Fund, Threadneedle Global Equity Fund and Threadneedle International Opportunity Fund is revised as follows:
OTHER ACCOUNTS MANAGED (EXCLUDING THE FUND) ------------------------------------------------------- POTENTIAL APPROXIMATE OWNERSHIP CONFLICTS NUMBER AND TYPE TOTAL PERFORMANCE BASED OF FUND OF STRUCTURE OF FUND PORTFOLIO MANAGER OF ACCOUNT NET ASSETS ACCOUNTS SHARES INTEREST COMPENSATION - ----------------------------------------------------------------------------------------------------------------------------------- FOR FUNDS WITH FISCAL PERIOD ENDING OCTOBER 31 - ----------------------------------------------------------------------------------------------------------------------------------- Partners AIGGIC: International Small Cap Chantal Brennan 3 RICs $922.40 million None 4 PIVs $1.07 billion None (23) (47) 6 other accounts $601.40 million ---------------------------------------------------------------------------- Midori Katsumi(a) 1 RIC $7.5 million 4 other accounts 1 PIV $98.3 million ($266.4 M) 7 other accounts $359.6 million ---------------------------------------------------------------------------- Elizabeth Soon(a) 2 RICs $71.0 million 3 other accounts 2 PIVs $58.0 million ($28 M) 4 other accounts $63.0 million -------------------------------------------------------------------------------------------------------------- BATTERYMARCH: Charles F. Lovejoy 6 RICs $4.34 billion 1 other account --------------------------------------------------------- None (24) (48) Christopher W. Floyd 14 PIVs $1.81 billion ($48.04 M) 29 other accounts $6.31 billion - ----------------------------------------------------------------------------------------------------------------------------------- Threadneedle Global THREADNEEDLE: Equity Stephen Thornber 3 PIVs $0.20 billion None 4 other accounts $1.4 billion None(c) (19) (43) ---------------------------------------------------------------------------- Andrew Holliman(b) 2 RICs $5.1 million 2 RICs ($5.1 M); 5 PIVs $3.49 billion 3 PIVs ($117.18 5 other accounts $650.0 million M); 2 other accounts ($29.2 M) - ----------------------------------------------------------------------------------------------------------------------------------- Threadneedle THREADNEEDLE: International Opportunity Alex Lyle 2 RICs $2.03 billion 2 RICs ($2.03 B) 46 PIVs $5.90 billion None(c) (19) (43) 6 other accounts $0.71 billion ---------------------------------------------------------------------------- Esther Perkins(b) 1 RIC $900.8 million 1 RIC ($900.8 M) 4 other accounts $867.88 million - -----------------------------------------------------------------------------------------------------------------------------------
(a) Ms. Katsumi began managing the fund effective Sept. 1, 2008; reporting information is as of June 30, 2008. Ms. Soon began managing the fund effective Sept. 1, 2008; reporting information is as of Sept. 15, 2008. (b) Mr. Holliman and Ms. Perkins began managing their respective funds effective Sept. 1, 2008, and therefore reporting information is as of July 31, 2008. (c) The fund is available for sale only in the U.S. The portfolio managers do not reside in the U.S. and therefore do not hold any shares of the fund. The rest of this section remains the same. Table 8. Portfolio Managers, of the SAI for Threadneedle Global Equity Income Fund is revised as follows:
OTHER ACCOUNTS MANAGED (EXCLUDING THE FUND) ------------------------------------------------------- POTENTIAL APPROXIMATE OWNERSHIP CONFLICTS NUMBER AND TYPE TOTAL PERFORMANCE BASED OF FUND OF STRUCTURE OF FUND PORTFOLIO MANAGER OF ACCOUNT NET ASSETS ACCOUNTS SHARES INTEREST COMPENSATION - ----------------------------------------------------------------------------------------------------------------------------------- FOR FUNDS WITH FISCAL PERIOD ENDING OCTOBER 31 - ----------------------------------------------------------------------------------------------------------------------------------- Threadneedle Global THREADNEEDLE: Equity Income None(c) (2) (B) Stephen Thornber(a) 1 RIC $756.0 million 1 RIC ($756 M) 1 PIV $30.0 million 5 other accounts $923.0 million ---------------------------------------------------------------------------- Jeremy Podger(b) 2 RICs $5.1 million 2 RICs ($5.1 M); 5 PIVs $1.21 billion 3 PIVs ($117.18 4 other accounts $384.77 million M); 2 other accounts ($7.9 M) - -----------------------------------------------------------------------------------------------------------------------------------
(a) The fund was not yet available at its fiscal year end, and therefore reporting information is as of April 30, 2008. (b) Mr. Podger began managing the fund effective Sept. 1, 2008, and therefore reporting information is as of July 31, 2008. (c) The fund is available for sale only in the U.S. The portfolio managers do not reside in the U.S. and therefore do not hold any shares of the fund. The rest of this section remains the same. Table 16. Portfolio Managers, of the SAI for Threadneedle Variable Portfolio -- International Opportunity Fund is revised as follows:
OTHER ACCOUNTS MANAGED (EXCLUDING THE FUND) ------------------------------------------------------- POTENTIAL APPROXIMATE OWNERSHIP CONFLICTS NUMBER AND TYPE TOTAL PERFORMANCE BASED OF FUND OF STRUCTURE OF FUND PORTFOLIO MANAGER OF ACCOUNT NET ASSETS ACCOUNTS SHARES INTEREST COMPENSATION - ----------------------------------------------------------------------------------------------------------------------------------- Variable THREADNEEDLE: Portfolio -- Inter- None(b) (2) (13) national Opportunity Alex Lyle 2 RICs $1.88 billion 2 RICs ($1.88 B) 39 PIVs $9.45 billion 13 other accounts $749.07 million ---------------------------------------------------------------------------- Esther Perkins(a) 1 RIC $555.92 million 1 RIC ($555.92 M) 4 other accounts $867.88 million - -----------------------------------------------------------------------------------------------------------------------------------
(a) Ms. Perkins began managing the fund effective Sept. 1, 2008, and therefore reporting information is as of July 31, 2008. (b) All shares of the Variable Portfolio funds are owned by life insurance companies and are not available for purchase by individuals. Consequently, no portfolio manager owns any shares of Variable Portfolio funds. The rest of this section remains the same. - -------------------------------------------------------------------------------- S-6500-25 A (9/08) -----END PRIVACY-ENHANCED MESSAGE-----