0001104659-16-129131.txt : 20160623 0001104659-16-129131.hdr.sgml : 20160623 20160623191842 ACCESSION NUMBER: 0001104659-16-129131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160621 FILED AS OF DATE: 20160623 DATE AS OF CHANGE: 20160623 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCIENTIFIC GAMES CORP CENTRAL INDEX KEY: 0000750004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 810422894 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6650 S. EL CAMINO ROAD CITY: LAS VEGAS STATE: NV ZIP: 89118 BUSINESS PHONE: 7028977150 MAIL ADDRESS: STREET 1: 6650 S. EL CAMINO ROAD CITY: LAS VEGAS STATE: NV ZIP: 89118 FORMER COMPANY: FORMER CONFORMED NAME: AUTOTOTE CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TOTE INC DATE OF NAME CHANGE: 19920317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Potts Larry CENTRAL INDEX KEY: 0001366385 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13063 FILM NUMBER: 161729589 MAIL ADDRESS: STREET 1: SCIENTIFIC GAMES CORPORATION STREET 2: 750 LEXINGTON AVENUE, 25TH FLOOR CITY: NEW YORK, STATE: NY ZIP: 10022 4 1 a4.xml 4 X0306 4 2016-06-21 0 0000750004 SCIENTIFIC GAMES CORP SGMS 0001366385 Potts Larry C/O SCIENTIFIC GAMES CORPORATION 6650 S. EL CAMINO ROAD LAS VEGAS NV 89118 0 1 0 0 SVP & Chief Compliance Officer Restricted Stock Units 2016-06-21 4 A 0 16407 0 A Common Stock 16407 16407 D Employee Stock Option (right to buy) 9.65 2016-06-21 4 A 0 32445 0 A 2026-06-20 Common Stock 32445 32445 D Employee Stock Option (right to buy) 9.65 2016-06-21 4 A 0 32445 0 A 2026-06-20 Common Stock 32445 32445 D The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2017. Each unit converts into a share of common stock on a one-for-one basis. The stock options are scheduled to become exercisable in four equal annual installments beginning on March 20, 2017. The stock options are scheduled to become exercisable in four equal annual installments beginning on March 20, 2017 (each, a "Vesting Date"), subject to the Company's 60-trading day average closing price meeting or exceeding $15.00 (the "Performance Goal") prior to March 20, 2020. If the Performance Goal is met prior to the first Vesting Date, then all four annual installments will vest in accordance with the vesting schedule. If the Performance Goal is met subsequent to the first Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the Performance Goal and any remaining installments will vest in accordance with the vesting schedule. If the Performance Goal is not met by March 20, 2020, all stock options are forfeited. /s/ Kelli E. Sterrett, attorney-in-fact for Larry A. Potts 2016-06-23