0001104659-13-000810.txt : 20130104
0001104659-13-000810.hdr.sgml : 20130104
20130104184114
ACCESSION NUMBER: 0001104659-13-000810
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130102
FILED AS OF DATE: 20130104
DATE AS OF CHANGE: 20130104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COHEN PETER A
CENTRAL INDEX KEY: 0001042589
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-13063
FILM NUMBER: 13513314
MAIL ADDRESS:
STREET 1: 599 LEXINGTON AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCIENTIFIC GAMES CORP
CENTRAL INDEX KEY: 0000750004
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373]
IRS NUMBER: 810422894
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 750 LEXINGTON AVE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 3027374300
MAIL ADDRESS:
STREET 1: 750 LEXINGTON AVE
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: AUTOTOTE CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TOTE INC
DATE OF NAME CHANGE: 19920317
4
1
a4.xml
4
X0306
4
2013-01-02
0
0000750004
SCIENTIFIC GAMES CORP
SGMS
0001042589
COHEN PETER A
C/O COWEN GROUP, INC.
599 LEXINGTON AVENUE, 20TH FLOOR
NEW YORK
NY
10022
1
0
0
0
Class A Common Stock
2013-01-02
4
M
0
659
0
A
238329
D
Class A Common Stock
2013-01-02
4
M
0
1258
0
A
239587
D
Class A Common Stock
2013-01-03
4
M
0
2351
0
A
241938
D
Class A Common Stock
2013-01-04
4
M
0
1493
0
A
243431
D
Class A Common Stock
750000
I
By Ramius Enterprise Master Fund Ltd
Class A Common Stock
4400
I
By wife
Class A Common Stock
1500
I
By daughter
Class A Common Stock
8000
I
By trust for daughter
Class A Common Stock
7000
I
By trust for son
Restricted Stock Units
2013-01-02
4
M
0
659
0
D
Common Stock
659
0
D
Restricted Stock Units
2013-01-02
4
M
0
1258
0
D
Common Stock
1258
1258
D
Restricted Stock Units
2013-01-03
4
M
0
2351
0
D
Common Stock
2351
4701
D
Restricted Stock Units
2013-01-04
4
M
0
1493
0
D
Common Stock
1493
2988
D
Ramius Advisors, LLC ("Ramius Advisors") is the investment advisor of Ramius Enterprise Master Fund Ltd. ("Enterprise") and may be considered the beneficial owner of any securities deemed to be beneficially owned by Enterprise. Ramius LLC ("Ramius") is the sole managing member of Ramius Advisors and may be considered the beneficial owner of any securities deemed to be beneficially owned by Ramius Advisors. As the sole member of Ramius, Cowen Group, Inc. ("Cowen") may be considered the beneficial owner of any securities deemed to be owned by Ramius. As a significant shareholder of Cowen, RCG Holdings LLC ("RCG Holdings") may be considered the beneficial owner of any securities deemed to be beneficially owned by Cowen.
(continuation of footnote 1): As the managing member of RCG Holdings, C4S & Co., L.L.C. ("C4S") may be considered the beneficial owner of any securities deemed to be beneficially owned by RCG Holdings. The reporting person is a managing member of C4S and may be considered the beneficial owner of any securities deemed to be beneficially owned by C4S. The reporting person and the other Ramius affiliates (other than Enterprise) disclaim beneficial ownership of these securities except to the extent of their respective pecuniary interests therein.
On September 15, 2008, 750,000 shares of Class A Common Stock reported herein as being beneficially owned by Enterprise (the "Frozen Shares") were frozen in Enterprise's prime brokerage account as a result of Lehman Brothers International (Europe) ("LBIE") being placed in administration. LBIE, through certain of its affiliates, was a prime broker for Enterprise. The current status of the Frozen Shares under LBIE's administration proceedings has not been determined. Enterprise claims beneficial ownership over the Frozen Shares until such time as a final determination concerning the Frozen Shares is made.
The reporting person is a co-trustee under each of these trusts and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Represents vesting of one-fifth of award of restricted stock units granted on January 2, 2008. The award has fully vested. Each unit converts into a share of common stock on a one-for-one basis.
Represents vesting of one-fifth of award of restricted stock units granted on January 2, 2009. The balance of the award is scheduled to vest on January 2, 2014. Each unit converts into a share of common stock on a one-for-one basis.
Represents vesting of one-fourth of award of restricted stock units granted on September 7, 2011. The balance of the award is scheduled to vest in two equal installments on each of January 3, 2014 and 2015. Each unit converts into a share of common stock on a one-for-one basis.
Represents vesting of one-fifth of award of restricted stock units granted on January 4, 2010. The balance of the award is scheduled to vest in two equal installments on each of January 4, 2014 and 2015. Each unit converts into a share of common stock on a one-for-one basis.
/s/ Jack Sarno, attorney-in-fact for Peter A. Cohen
2013-01-04