0001104659-12-043382.txt : 20120613
0001104659-12-043382.hdr.sgml : 20120613
20120613214846
ACCESSION NUMBER: 0001104659-12-043382
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110616
FILED AS OF DATE: 20120613
DATE AS OF CHANGE: 20120613
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COHEN PETER A
CENTRAL INDEX KEY: 0001042589
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-13063
FILM NUMBER: 12906242
MAIL ADDRESS:
STREET 1: 599 LEXINGTON AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCIENTIFIC GAMES CORP
CENTRAL INDEX KEY: 0000750004
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373]
IRS NUMBER: 810422894
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 750 LEXINGTON AVE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 3027374300
MAIL ADDRESS:
STREET 1: 750 LEXINGTON AVE
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: AUTOTOTE CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TOTE INC
DATE OF NAME CHANGE: 19920317
4
1
a4.xml
4
X0305
4
2011-06-16
0
0000750004
SCIENTIFIC GAMES CORP
SGMS
0001042589
COHEN PETER A
C/O RAMIUS LLC
599 LEXINGTON AVENUE, 20TH FLOOR
NEW YORK
NY
10022
1
0
0
0
Class A Common Stock
2011-06-16
4
P
0
453
9.20
A
453
I
By Cowen and Company, LLC
Class A Common Stock
2011-09-09
4
S
0
4242
7.97
D
0
I
By Cowen and Company, LLC
Class A Common Stock
2012-06-13
4
P
0
3789
8.75
A
0
I
By Cowen and Company, LLC
Class A Common Stock
750000
I
By Ramius Enterprise Master Fund Ltd
Class A Common Stock
4400
I
By wife
Class A Common Stock
1500
I
By daughter
Class A Common Stock
8000
I
By trust for daughter
Class A Common Stock
7000
I
By trust for son
Ramius Advisors, LLC ("Ramius Advisors") is the investment advisor of Ramius Enterprise Master Fund Ltd. ("Enterprise") and may be considered the beneficial owner of any securities deemed to be beneficially owned by Enterprise. Ramius LLC ("Ramius") is the sole managing member of Ramius Advisors and may be considered the beneficial owner of any securities deemed to be beneficially owned by Ramius Advisors. As the sole member of Ramius, Cowen Group, Inc. ("Cowen") may be considered the beneficial owner of any securities deemed to be owned by Ramius. As a significant shareholder of Cowen, RCG Holdings LLC ("RCG Holdings") may be considered the beneficial owner of any securities deemed to be beneficially owned by Cowen.
(continuation of footnote 1): As the managing member of RCG Holdings, C4S & Co., L.L.C. ("C4S") may be considered the beneficial owner of any securities deemed to be beneficially owned by RCG Holdings. As a managing member of C4S, the reporting person may be considered the beneficial owner of any securities deemed to be beneficially owned by C4S. The reporting person and the other Ramius affiliates (other than Enterprise) disclaim beneficial ownership of these securities except to the extent of their respective pecuniary interests therein.
On September 15, 2008, 750,000 shares of Class A Common Stock reported herein as being beneficially owned by Enterprise (the "Frozen Shares") were frozen in Enterprise's prime brokerage account as a result of Lehman Brothers International (Europe) ("LBIE") being placed in administration. LBIE, through certain of its affiliates, was a prime broker for Enterprise. The current status of the Frozen Shares under LBIE's administration proceedings has not been determined. Enterprise claims beneficial ownership over the Frozen Shares until such time as a final determination concerning the Frozen Shares is made.
The reporting person is a co-trustee under each of these trusts and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
As the ultimate parent of Cowen and Company, LLC ("Cowen and Company"), Cowen may be considered the beneficial owner of any securities deemed to be owned by Cowen and Company. As a significant shareholder of Cowen, RCG Holdings may be considered the beneficial owner of any securities deemed to be beneficially owned by Cowen. As the managing member of RCG Holdings, C4S may be considered the beneficial owner of any securities deemed to be beneficially owned by RCG Holdings. As a managing member of C4S, the reporting person may be considered the beneficial owner of any securities deemed to be beneficially owned by C4S. The reporting person and the other Cowen affiliates (other than Cowen and Company) disclaim beneficial ownership of these securities except to the extent of their respective pecuniary interests therein.
This transaction was initiated in error by Cowen and Company's quantitative trading program and closed out as soon as reasonably practicable following its discovery.
/s/ Jack Sarno, attorney-in-fact for Peter A. Cohen
2012-06-13