0001104659-11-047748.txt : 20110818 0001104659-11-047748.hdr.sgml : 20110818 20110818171150 ACCESSION NUMBER: 0001104659-11-047748 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110816 FILED AS OF DATE: 20110818 DATE AS OF CHANGE: 20110818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trask James B CENTRAL INDEX KEY: 0001513496 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13063 FILM NUMBER: 111045581 MAIL ADDRESS: STREET 1: C/O SCIENTIFIC GAMES CORP STREET 2: 1500 BLUEGRASS LAKES PARKWAY CITY: ALPHARETTA STATE: GA ZIP: 30004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCIENTIFIC GAMES CORP CENTRAL INDEX KEY: 0000750004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 810422894 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 750 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 3027374300 MAIL ADDRESS: STREET 1: 750 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: AUTOTOTE CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TOTE INC DATE OF NAME CHANGE: 19920317 4 1 a4.xml 4 X0304 4 2011-08-16 0 0000750004 SCIENTIFIC GAMES CORP SGMS 0001513496 Trask James B C/O SCIENTIFIC GAMES CORPORATION 1500 BLUEGRASS LAKES PARKWAY ALPHARETTA GA 30004 0 1 0 0 Division President Employee Stock Option (right to buy) 15.96 2011-08-16 4 D 0 6400 D 2013-12-07 Common Stock 6400 0 D Restricted Stock Units 2011-08-16 4 A 0 618 D Common Stock 618 618 D Employee Stock Option (right to buy) 23.15 2011-08-16 4 D 0 9600 D 2014-12-08 Common Stock 9600 0 D Restricted Stock Units 2011-08-16 4 A 0 617 D Common Stock 617 617 D Employee Stock Option (right to buy) 27.68 2011-08-16 4 D 0 10000 D 2015-12-14 Common Stock 10000 0 D Restricted Stock Units 2011-08-16 4 A 0 669 D Common Stock 669 669 D Employee Stock Option (right to buy) 33.94 2011-08-16 4 D 0 8609 D 2017-02-26 Common Stock 8609 0 D Restricted Stock Units 2011-08-16 4 A 0 661 D Common Stock 661 661 D Employee Stock Option (right to buy) 21.27 2011-08-16 4 D 0 12926 D 2018-02-25 Common Stock 12926 0 D Restricted Stock Units 2011-08-16 4 A 0 2573 D Common Stock 2573 2573 D Employee Stock Option (right to buy) 12.21 2011-08-16 4 D 0 18325 D 2019-02-22 Common Stock 18325 0 D Restricted Stock Units 2011-08-16 4 A 0 7796 D Common Stock 7796 7796 D Employee Stock Option (right to buy) 15.65 2011-08-16 4 D 0 16450 D 2020-02-21 Common Stock 16450 0 D Restricted Stock Units 2011-08-16 4 A 0 6090 D Common Stock 6090 6090 D On August 16, 2011, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on December 8, 2003 (such canceled option provided for vesting in five equal installments beginning on December 8, 2004). In exchange for the option, the reporting person received 618 restricted stock units, all of which are scheduled to vest on August 16, 2012. Each unit converts into a share of common stock on a one-for-one basis. On August 16, 2011, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on December 9, 2004 (such canceled option provided for vesting in five equal installments beginning on December 9, 2005). In exchange for the option, the reporting person received 617 restricted stock units, all of which are scheduled to vest on August 16, 2012. Each unit converts into a share of common stock on a one-for-one basis. On August 16, 2011, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on December 15, 2005 (such canceled option provided for vesting in five equal installments beginning on December 15, 2006). In exchange for the option, the reporting person received 669 restricted stock units, all of which are scheduled to vest on August 16, 2012. Each unit converts into a share of common stock on a one-for-one basis. On August 16, 2011, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on February 27, 2007 (such canceled option provided for vesting in five equal installments beginning on February 27, 2008). In exchange for the option, the reporting person received 661 restricted stock units, all of which are scheduled to vest on August 16, 2012. Each unit converts into a share of common stock on a one-for-one basis. On August 16, 2011, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on February 26, 2008 (such canceled option provided for vesting in five equal installments beginning on February 26, 2009). In exchange for the option, the reporting person received 2,573 restricted stock units, 2,058 of which are scheduled to vest on August 16, 2012 and 515 of which are scheduled to vest on February 26, 2013. Each unit converts into a share of common stock on a one-for-one basis. On August 16, 2011, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on February 23, 2009 (such canceled option provided for vesting in five equal installments beginning on February 23, 2010). In exchange for the option, the reporting person received 7,796 restricted stock units, 4,678 of which are scheduled to vest on August 16, 2012, 1,559 of which are scheduled to vest on February 23, 2013 and 1,559 of which are scheduled to vest on February 23, 2014. Each unit converts into a share of common stock on a one-for-one basis. On August 16, 2011, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on February 22, 2010 (such canceled option provided for vesting in four equal installments beginning on February 22, 2011). In exchange for the option, the reporting person received 6,090 restricted stock units, 3,045 of which are scheduled to vest on August 16, 2012, 1,522 of which are scheduled to vest on February 22, 2013 and 1,523 of which are scheduled to vest on February 22, 2014. Each unit converts into a share of common stock on a one-for-one basis. /s/ Jack Sarno, attorney-in-fact for James B. Trask 2011-08-18