0001104659-11-047743.txt : 20110818 0001104659-11-047743.hdr.sgml : 20110818 20110818171046 ACCESSION NUMBER: 0001104659-11-047743 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110816 FILED AS OF DATE: 20110818 DATE AS OF CHANGE: 20110818 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frater Stephen G CENTRAL INDEX KEY: 0001514124 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13063 FILM NUMBER: 111045564 MAIL ADDRESS: STREET 1: 99, GREEN LANE STREET 2: HOUNSLOW CITY: MIDDLESEX STATE: X0 ZIP: TW4 6BW ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCIENTIFIC GAMES CORP CENTRAL INDEX KEY: 0000750004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 810422894 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 750 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 3027374300 MAIL ADDRESS: STREET 1: 750 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: AUTOTOTE CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TOTE INC DATE OF NAME CHANGE: 19920317 4 1 a4.xml 4 X0304 4 2011-08-16 0 0000750004 SCIENTIFIC GAMES CORP SGMS 0001514124 Frater Stephen G C/O SCIENTIFIC GAMES CORPORATION 99, GREEN LANE, HOUNSLOW MIDDLESEX X0 TW46BW UNITED KINGDOM 0 1 0 0 Division Executive Chairman Employee Stock Option (right to buy) 37.47 2011-08-16 4 D 0 100000 D 2016-04-19 Common Stock 100000 0 D Restricted Stock Units 2011-08-16 4 A 0 4277 D Common Stock 4277 4277 D Employee Stock Option (right to buy) 33.94 2011-08-16 4 D 0 13737 D 2017-02-26 Common Stock 13737 0 D Restricted Stock Units 2011-08-16 4 A 0 1056 D Common Stock 1056 1056 D Employee Stock Option (right to buy) 21.27 2011-08-16 4 D 0 20307 D 2018-02-25 Common Stock 20307 0 D Restricted Stock Units 2011-08-16 4 A 0 4044 D Common Stock 4044 4044 D Employee Stock Option (right to buy) 30.08 2011-08-16 4 D 0 35000 D 2018-06-30 Common Stock 35000 0 D Restricted Stock Units 2011-08-16 4 A 0 4935 D Common Stock 4935 4935 D Employee Stock Option (right to buy) 12.21 2011-08-16 4 D 0 25713 D 2019-02-22 Common Stock 25713 0 D Restricted Stock Units 2011-08-16 4 A 0 10940 D Common Stock 10940 10940 D Employee Stock Option (right to buy) 15.65 2011-08-16 4 D 0 19810 D 2020-02-21 Common Stock 19810 0 D Restricted Stock Units 2011-08-16 4 A 0 7336 D Common Stock 7336 7336 D On August 16, 2011, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on April 20, 2006 (such canceled option provided for vesting in five equal installments beginning on April 20, 2007). In exchange for the option, the reporting person received 4,277 restricted stock units, all of which are scheduled to vest on August 16, 2012. Each unit converts into a share of common stock on a one-for-one basis. On August 16, 2011, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on February 27, 2007 (such canceled option provided for vesting in five equal installments beginning on February 27, 2008). In exchange for the option, the reporting person received 1,056 restricted stock units, all of which are scheduled to vest on August 16, 2012. Each unit converts into a share of common stock on a one-for-one basis. On August 16, 2011, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on February 26, 2008 (such canceled option provided for vesting in five equal installments beginning on February 26, 2009). In exchange for the option, the reporting person received 4,044 restricted stock units, 3,235 of which are scheduled to vest on August 16, 2012 and 809 of which are scheduled to vest on February 26, 2013. Each unit converts into a share of common stock on a one-for-one basis. On August 16, 2011, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on July 1, 2008 (such canceled option provided for vesting in five equal installments beginning on July 1, 2009). In exchange for the option, the reporting person received 4,935 restricted stock units, 3,948 of which are scheduled to vest on August 16, 2012 and 987 of which are scheduled to vest on July 1, 2013. Each unit converts into a share of common stock on a one-for-one basis. On August 16, 2011, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on February 23, 2009 (such canceled option provided for vesting in five equal installments beginning on February 23, 2010). In exchange for the option, the reporting person received 10,940 restricted stock units, 6,564 of which are scheduled to vest on August 16, 2012, 2,188 of which are scheduled to vest on February 23, 2013 and 2,188 of which are scheduled to vest on February 23, 2014. Each unit converts into a share of common stock on a one-for-one basis. On August 16, 2011, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on February 22, 2010 (such canceled option provided for vesting in four equal installments beginning on February 22, 2011). In exchange for the option, the reporting person received 7,336 restricted stock units, 3,668 of which are scheduled to vest on August 16, 2012, 1,834 of which are scheduled to vest on February 22, 2013 and 1,834 of which are scheduled to vest on February 22, 2014. Each unit converts into a share of common stock on a one-for-one basis. /s/ Jack Sarno, attorney-in-fact for Stephen G. Frater 2011-08-18