0001104659-11-047743.txt : 20110818
0001104659-11-047743.hdr.sgml : 20110818
20110818171046
ACCESSION NUMBER: 0001104659-11-047743
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110816
FILED AS OF DATE: 20110818
DATE AS OF CHANGE: 20110818
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Frater Stephen G
CENTRAL INDEX KEY: 0001514124
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-13063
FILM NUMBER: 111045564
MAIL ADDRESS:
STREET 1: 99, GREEN LANE
STREET 2: HOUNSLOW
CITY: MIDDLESEX
STATE: X0
ZIP: TW4 6BW
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SCIENTIFIC GAMES CORP
CENTRAL INDEX KEY: 0000750004
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373]
IRS NUMBER: 810422894
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 750 LEXINGTON AVE
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 3027374300
MAIL ADDRESS:
STREET 1: 750 LEXINGTON AVE
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: AUTOTOTE CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED TOTE INC
DATE OF NAME CHANGE: 19920317
4
1
a4.xml
4
X0304
4
2011-08-16
0
0000750004
SCIENTIFIC GAMES CORP
SGMS
0001514124
Frater Stephen G
C/O SCIENTIFIC GAMES CORPORATION
99, GREEN LANE, HOUNSLOW
MIDDLESEX
X0
TW46BW
UNITED KINGDOM
0
1
0
0
Division Executive Chairman
Employee Stock Option (right to buy)
37.47
2011-08-16
4
D
0
100000
D
2016-04-19
Common Stock
100000
0
D
Restricted Stock Units
2011-08-16
4
A
0
4277
D
Common Stock
4277
4277
D
Employee Stock Option (right to buy)
33.94
2011-08-16
4
D
0
13737
D
2017-02-26
Common Stock
13737
0
D
Restricted Stock Units
2011-08-16
4
A
0
1056
D
Common Stock
1056
1056
D
Employee Stock Option (right to buy)
21.27
2011-08-16
4
D
0
20307
D
2018-02-25
Common Stock
20307
0
D
Restricted Stock Units
2011-08-16
4
A
0
4044
D
Common Stock
4044
4044
D
Employee Stock Option (right to buy)
30.08
2011-08-16
4
D
0
35000
D
2018-06-30
Common Stock
35000
0
D
Restricted Stock Units
2011-08-16
4
A
0
4935
D
Common Stock
4935
4935
D
Employee Stock Option (right to buy)
12.21
2011-08-16
4
D
0
25713
D
2019-02-22
Common Stock
25713
0
D
Restricted Stock Units
2011-08-16
4
A
0
10940
D
Common Stock
10940
10940
D
Employee Stock Option (right to buy)
15.65
2011-08-16
4
D
0
19810
D
2020-02-21
Common Stock
19810
0
D
Restricted Stock Units
2011-08-16
4
A
0
7336
D
Common Stock
7336
7336
D
On August 16, 2011, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on April 20, 2006 (such canceled option provided for vesting in five equal installments beginning on April 20, 2007). In exchange for the option, the reporting person received 4,277 restricted stock units, all of which are scheduled to vest on August 16, 2012. Each unit converts into a share of common stock on a one-for-one basis.
On August 16, 2011, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on February 27, 2007 (such canceled option provided for vesting in five equal installments beginning on February 27, 2008). In exchange for the option, the reporting person received 1,056 restricted stock units, all of which are scheduled to vest on August 16, 2012. Each unit converts into a share of common stock on a one-for-one basis.
On August 16, 2011, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on February 26, 2008 (such canceled option provided for vesting in five equal installments beginning on February 26, 2009). In exchange for the option, the reporting person received 4,044 restricted stock units, 3,235 of which are scheduled to vest on August 16, 2012 and 809 of which are scheduled to vest on February 26, 2013. Each unit converts into a share of common stock on a one-for-one basis.
On August 16, 2011, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on July 1, 2008 (such canceled option provided for vesting in five equal installments beginning on July 1, 2009). In exchange for the option, the reporting person received 4,935 restricted stock units, 3,948 of which are scheduled to vest on August 16, 2012 and 987 of which are scheduled to vest on July 1, 2013. Each unit converts into a share of common stock on a one-for-one basis.
On August 16, 2011, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on February 23, 2009 (such canceled option provided for vesting in five equal installments beginning on February 23, 2010). In exchange for the option, the reporting person received 10,940 restricted stock units, 6,564 of which are scheduled to vest on August 16, 2012, 2,188 of which are scheduled to vest on February 23, 2013 and 2,188 of which are scheduled to vest on February 23, 2014. Each unit converts into a share of common stock on a one-for-one basis.
On August 16, 2011, the issuer canceled, pursuant to the issuer's option exchange program, an option granted to the reporting person on February 22, 2010 (such canceled option provided for vesting in four equal installments beginning on February 22, 2011). In exchange for the option, the reporting person received 7,336 restricted stock units, 3,668 of which are scheduled to vest on August 16, 2012, 1,834 of which are scheduled to vest on February 22, 2013 and 1,834 of which are scheduled to vest on February 22, 2014. Each unit converts into a share of common stock on a one-for-one basis.
/s/ Jack Sarno, attorney-in-fact for Stephen G. Frater
2011-08-18