FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
SCIENTIFIC GAMES CORP [ SGMS ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 03/03/2009 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 03/03/2009 | P | 200 | A | $10.2 | 950,200 | I | By Ramius Enterprise Master Fund Ltd(1)(2) | ||
Class A Common Stock | 03/03/2009 | P | 300 | A | $10.22 | 950,500 | I | By Ramius Enterprise Master Fund Ltd(1)(2) | ||
Class A Common Stock | 03/03/2009 | P | 1,800 | A | $10.23 | 952,300 | I | By Ramius Enterprise Master Fund Ltd(1)(2) | ||
Class A Common Stock | 03/03/2009 | P | 300 | A | $10.24 | 952,600 | I | By Ramius Enterprise Master Fund Ltd(1)(2) | ||
Class A Common Stock | 03/03/2009 | P | 1,900 | A | $10.25 | 954,500 | I | By Ramius Enterprise Master Fund Ltd(1)(2) | ||
Class A Common Stock | 03/03/2009 | P | 1,200 | A | $10.26 | 955,700 | I | By Ramius Enterprise Master Fund Ltd(1)(2) | ||
Class A Common Stock | 03/03/2009 | P | 2,800 | A | $10.27 | 958,500 | I | By Ramius Enterprise Master Fund Ltd(1)(2) | ||
Class A Common Stock | 03/03/2009 | P | 2,279 | A | $10.28 | 960,779 | I | By Ramius Enterprise Master Fund Ltd(1)(2) | ||
Class A Common Stock | 03/03/2009 | P | 4,591 | A | $10.29 | 965,370 | I | By Ramius Enterprise Master Fund Ltd(1)(2) | ||
Class A Common Stock | 03/03/2009 | P | 4,330 | A | $10.3 | 969,700 | I | By Ramius Enterprise Master Fund Ltd(1)(2) | ||
Class A Common Stock | 03/03/2009 | P | 4,500 | A | $10.31 | 974,200 | I | By Ramius Enterprise Master Fund Ltd(1)(2) | ||
Class A Common Stock | 03/03/2009 | P | 2,200 | A | $10.32 | 976,400 | I | By Ramius Enterprise Master Fund Ltd(1)(2) | ||
Class A Common Stock | 03/03/2009 | P | 2,500 | A | $10.33 | 978,900 | I | By Ramius Enterprise Master Fund Ltd(1)(2) | ||
Class A Common Stock | 03/03/2009 | P | 1,300 | A | $10.34 | 980,200 | I | By Ramius Enterprise Master Fund Ltd(1)(2) | ||
Class A Common Stock | 03/03/2009 | P | 3,500 | A | $10.35 | 983,700 | I | By Ramius Enterprise Master Fund Ltd(1)(2) | ||
Class A Common Stock | 03/03/2009 | P | 3,000 | A | $10.36 | 986,700 | I | By Ramius Enterprise Master Fund Ltd(1)(2) | ||
Class A Common Stock | 03/03/2009 | P | 2,500 | A | $10.37 | 989,200 | I | By Ramius Enterprise Master Fund Ltd(1)(2) | ||
Class A Common Stock | 03/03/2009 | P | 3,800 | A | $10.38 | 993,000 | I | By Ramius Enterprise Master Fund Ltd(1)(2) | ||
Class A Common Stock | 03/03/2009 | P | 1,500 | A | $10.39 | 994,500 | I | By Ramius Enterprise Master Fund Ltd(1)(2) | ||
Class A Common Stock | 03/03/2009 | P | 1,400 | A | $10.4 | 995,900 | I | By Ramius Enterprise Master Fund Ltd(1)(2) | ||
Class A Common Stock | 03/03/2009 | P | 800 | A | $10.41 | 996,700 | I | By Ramius Enterprise Master Fund Ltd(1)(2) | ||
Class A Common Stock | 03/03/2009 | P | 1,300 | A | $10.42 | 998,000 | I | By Ramius Enterprise Master Fund Ltd(1)(2) | ||
Class A Common Stock | 03/03/2009 | P | 1,100 | A | $10.43 | 999,100 | I | By Ramius Enterprise Master Fund Ltd(1)(2) | ||
Class A Common Stock | 03/03/2009 | P | 300 | A | $10.44 | 999,400 | I | By Ramius Enterprise Master Fund Ltd(1)(2) | ||
Class A Common Stock | 03/03/2009 | P | 600 | A | $10.47 | 1,000,000 | I | By Ramius Enterprise Master Fund Ltd(1)(2) | ||
Class A Common Stock | 194,774 | D | ||||||||
Class A Common Stock | 4,400 | I | By wife | |||||||
Class A Common Stock | 1,500 | I | By daughter | |||||||
Class A Common Stock | 8,000 | I | By trust for daughter(3) | |||||||
Class A Common Stock | 7,000 | I | By trust for son(3) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. The reporting person is a managing member of C4S & Co., LLC, which is the managing member of Ramius LLC, and may be deemed to beneficially own the reported securities held by: (i) Ramius Enterprise Master Fund Ltd (formerly known as RCG Enterprise, Ltd.) of which Ramius LLC acts as the investment advisor; and (ii) RCG PB, Ltd., of which Ramius Advisors, LLC, a subsidiary of Ramius LLC, acts as the investment advisor. The reporting person disclaims beneficial ownership of the securities owned by affiliates of Ramius LLC except to the extent of his pecuniary interest therein. |
2. On September 15, 2008, 750,000 shares of Class A Common Stock reported herein as being beneficially owned by Ramius Enterprise Master Fund Ltd (formerly known as RCG Enterprise, Ltd.) (the "Frozen Shares") were frozen in Ramius Enterprise Master Fund's prime brokerage account as a result of Lehman Brothers International (Europe) ("LBIE") being placed in administration. LBIE, through certain of its affiliates, was a prime broker for Ramius Enterprise Master Fund. The current status of the Frozen Shares under LBIE's administration proceedings has not been determined. Ramius Enterprise Master Fund claims beneficial ownership over the Frozen Shares until such time a final determination concerning the Frozen Shares is made. |
3. The reporting person is a co-trustee under each of these trusts and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
Remarks: |
Due to the SEC's limit of 30 lines per table, this Form 4 is one of two filed on behalf of the reporting person to report transactions that occurred on March 3, 2009. |
/s/ Jack Sarno, attorney-in-fact for Peter A. Cohen | 03/05/2009 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |