-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TgSt0cpYWVBY0xaO6IZvW9/wtsTRpcecJaXA5cLl+NhAV/86REwjaMfWMMElLgT5 Eucqgp52qdMUCikKnjfNow== 0000922423-98-001114.txt : 19981012 0000922423-98-001114.hdr.sgml : 19981012 ACCESSION NUMBER: 0000922423-98-001114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980918 FILED AS OF DATE: 19981009 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AUTOTOTE CORP CENTRAL INDEX KEY: 0000750004 STANDARD INDUSTRIAL CLASSIFICATION: CALCULATING & ACCOUNTING MACHINES (NO ELECTRONIC COMPUTERS) [3578] IRS NUMBER: 810422894 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-11693 FILM NUMBER: 98723693 BUSINESS ADDRESS: STREET 1: 100 BELLEVUE CITY: NEWARK STATE: DE ZIP: 19714 BUSINESS PHONE: 3027374300 MAIL ADDRESS: STREET 1: 100 BELLEVUE ROAD CITY: NEWARK STATE: NJ ZIP: 19714 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TOTE INC DATE OF NAME CHANGE: 19920317 COMPANY DATA: COMPANY CONFORMED NAME: ZAKON ALAN J CENTRAL INDEX KEY: 0001071879 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: AUTOTOTE CORP STREET 2: 750 LEXINGTON AVENUE 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127542233 MAIL ADDRESS: STREET 1: C/O AUTOTOTE CORP STREET 2: 750 LEXINGTON AVENUE 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 FORM 4 - 09/18/98 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Zakon, Alan James c/o Autotote Corporation 750 Lexington Avenue, 25th Floor New York, NY 10022 2. Issuer Name and Ticker or Trading Symbol Autotote Corporation ("TTE") 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year 09/98 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (x) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) (x) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| - ----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock, $.01 |9/17/ | P | | 1,400 | A | $1.875 | | | | par value per share | 98 | | | | | | | | | ("Common Stock") | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |9/17/ | P | | 23,600 | A | $2.00 | | | | | 98 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |9/18/ | P | | 2,900 | A | $1.875 | | | | | 98 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |9/18/ | P | | 13,500 | A | $1.8125 | | | | | 98 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |9/18/ | P | | 18,600 | A | $1.9375 | 537,749 | D | | | 98 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: * See Attachment SIGNATURE OF REPORTING PERSON /s/ Alan J. Zakon DATE 10/09/98 -----END PRIVACY-ENHANCED MESSAGE-----