-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M571W3Xwo83c0yv1Y15ws8TRlmtpl4n1fGTFYnEz6rWK1GV+biUt1rbThP5U4Kjk lVqknxp7Pper9eLs6ulJ1A== 0000922423-02-001248.txt : 20021209 0000922423-02-001248.hdr.sgml : 20021209 20021209164610 ACCESSION NUMBER: 0000922423-02-001248 CONFORMED SUBMISSION TYPE: S-8 PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20021209 EFFECTIVENESS DATE: 20021209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCIENTIFIC GAMES CORP CENTRAL INDEX KEY: 0000750004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 810422894 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-8 SEC ACT: 1933 Act SEC FILE NUMBER: 333-101729 FILM NUMBER: 02852559 BUSINESS ADDRESS: STREET 1: 750 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 3027374300 MAIL ADDRESS: STREET 1: 750 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TOTE INC DATE OF NAME CHANGE: 19920317 FORMER COMPANY: FORMER CONFORMED NAME: AUTOTOTE CORP DATE OF NAME CHANGE: 19920703 S-8 1 kl12009_s-8.txt FORM S-8 REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on December 9, 2002 Registration No. 333-44979 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 --------------- FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 --------------- SCIENTIFIC GAMES CORPORATION (Exact name of registrant as specified in its charter) Delaware 81-0422894 -------- ---------- (State or Other Jurisdiction of (I.R.S. Employer Incorporation or Organization) Identification Number) 750 Lexington Avenue, 25th Floor New York, New York 10022 (Address of Principal Executive Offices) --------------- SCIENTIFIC GAMES CORPORATION 1997 INCENTIVE COMPENSATION PLAN (Full Title of the Plan) --------------- Martin E. Schloss, Esq. Scientific Games Corporation 750 Lexington Avenue, 25th Floor New York, New York 10022 (Name and Address of Agent for Service) (212) 754-2233 (Telephone Number, Including Area Code, of Agent for Service) Copies to: Peter G. Smith, Esq. Kramer Levin Naftalis & Frankel LLP 919 Third Avenue New York, New York 10022 (212) 715-9100
CALCULATION OF REGISTRATION FEE - ----------------------------------------------------------------------------------------------------------------------- Proposed Maximum Title of Securities to be Amount to be Proposed Maximum Offering Aggregate Amount of Registered Registered (1) Price Per Share Offering Price (2) Registration Fee - ----------------------------------------------------------------------------------------------------------------------- Class A Common Stock, par value $0.01 per share ("Class A Common Stock") 50,000 $ 2.49 $ 124,500.00 $ 11.45 - ----------------------------------------------------------------------------------------------------------------------- Class A Common Stock 334,000 $ 2.95 $ 985,300.00 $ 90.65 - ----------------------------------------------------------------------------------------------------------------------- Class A Common Stock 300,000 $ 3.50 $ 1,050,000.00 $ 96.60 - ----------------------------------------------------------------------------------------------------------------------- Class A Common Stock 196,902 $ 3.5625 $ 701,463.38 $ 64.53 - ----------------------------------------------------------------------------------------------------------------------- Class A Common Stock 150,000 $ 6.58 $ 987,000.00 $ 90.80 - ----------------------------------------------------------------------------------------------------------------------- Class A Common Stock 360,000 $ 6.62 $ 2,383,200.00 $ 219.25 - ----------------------------------------------------------------------------------------------------------------------- Class A Common Stock 75,000 $ 6.75 $ 506,250.00 $ 46.58 - ----------------------------------------------------------------------------------------------------------------------- Class A Common Stock 556,000 $ 7.10 $ 3,947,600.00 $ 363.18 - ----------------------------------------------------------------------------------------------------------------------- Class A Common Stock 75,000 $ 8.45 $ 633,750.00 $ 58.31 - ----------------------------------------------------------------------------------------------------------------------- Class A Common Stock 50,000 $ 8.50 $ 425,000.00 $ 39.10 - ----------------------------------------------------------------------------------------------------------------------- Class A Common Stock 50,000 $ 9.35 $ 467,500.00 $ 43.01 - ----------------------------------------------------------------------------------------------------------------------- Class A Common Stock 135,559 $ 0.01 $ 1,355.59 $ 0.13 - ----------------------------------------------------------------------------------------------------------------------- Class A Common Stock 1,467,539 $ 6.34 (3) $ 9,304,197.26 $ 855.99 - ----------------------------------------------------------------------------------------------------------------------- Total 3,800,000 $21,517,116.23 $1,979.58 - -----------------------------------------------------------------------------------------------------------------------
(1) This registration statement (this "Registration Statement") covers shares of Class A Common Stock which may be offered or sold from time to time pursuant to the Registrant's 1997 Incentive Compensation Plan, as amended (the "Plan"). (2) The proposed maximum aggregate offering price has been determined pursuant to Rule 457(h)(1) promulgated under the Securities Act of 1933, as amended (the "Securities Act") (3) Estimated, solely for the purpose of calculating the registration fee pursuant to Rule 457(c) under the Securities Act, based on the average of the high and low sales prices for the Class A Common Stock reported on the Nasdaq National Market on December 6, 2002, which is within five (5) business days prior to the date of this Registration Statement. 2 SCIENTIFIC GAMES CORPORATION REGISTRATION STATEMENT ON FORM S-8 REGISTRATION OF ADDITIONAL SECURITIES This registration statement is filed in accordance with the provisions of General Instruction E to Form S-8 for the purpose of registering additional shares of common stock for offer and sale under the Scientific Games Corporation 1997 Incentive Compensation Plan. The contents of the Registrant's Registration Statement on Form S-8 as filed with the Commission on January 27, 1998 (File No. 333-44979) are incorporated herein by reference. Unless otherwise specified, capitalized terms herein shall have the meaning ascribed to them in the prior Form S-8. PART II INFORMATION REQUIRED IN THE REGISTRATION STATEMENT Item 8. Exhibits. -------- Exhibit Number Description -------------- ----------- 5.1 Opinion of counsel as to legality of the shares of Class A Common Stock covered by this Registration Statement. 23.1 Consent of KPMG LLP. 23.2 Consent of counsel (included in Exhibit 5.1 above). 24.1 Power of Attorney (contained in Signature Page hereto). 99.1 Scientific Games Corporation 1997 Incentive Compensation Plan, as amended (incorporated by reference to Exhibit 10.14 to the Registrant's Annual Report on Form 10-K for the fiscal year ended December 31, 2001). 3 SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on this 9th day of December, 2002. SCIENTIFIC GAMES CORPORATION By: /s/ A. Lorne Weil ------------------------------------ A. Lorne Weil Chairman of the Board, President and Chief Executive Officer POWER OF ATTORNEY AND SIGNATURES We, the undersigned officers and directors of Scientific Games Corporation, hereby severally constitute and appoint A. Lorne Weil, Martin E. Schloss and DeWayne E. Laird, and each of them singly, our true and lawful attorneys, with full power to them and each of them singly, to sign for us in our names in the capacities indicated below, all amendments, including post-effective amendments, to this registration statement and any other registration statement (and any amendment thereto) filed with the Securities and Exchange Commission with respect to the plan listed on the face of this registration statement and generally do all things in our names and on our behalf in such capacities to enable Scientific Games Corporation to comply with the provisions of the Securities Act of 1933, as amended, and all requirements of the Securities and Exchange Commission. Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons on December 9, 2002 in the capacities indicated. Signature Title(s) --------- -------- /s/ A. Lorne Weil Chairman of the Board, President, - ---------------------- Chief Executive Officer and Director A. Lorne Weil (principal executive officer) /s/ DeWayne E. Laird Vice President and Chief Financial Officer - ----------------------- (principal financial and accounting officer) DeWayne E. Laird /s/ Larry J. Lawrence - ----------------------- Vice Chairman of the Board Larry J. Lawrence /s/ Colin J. O'Brien - ----------------------- Director Colin J. O'Brien /s/ Eric M. Turner - ----------------------- Director Eric M. Turner /s/ Sir Brian G. Wolfson - ----------------------- Director Sir Brian G. Wolfson 4 /s/ Alan J. Zakon - ----------------------- Director Alan J. Zakon /s/ Antonio Belloni - ----------------------- Director Antonio Belloni /s/ Rosario Bifulco - ----------------------- Director Rosario Bifulco /s/ Peter A. Cohen - ----------------------- Director Peter A Cohen /s/ Michael S. Immordino - ----------------------- Director Michael S. Immordino 5 EXHIBIT INDEX Exhibit Number Description -------------- ----------- 5.1 Opinion of counsel as to legality of the shares of Class A Common Stock covered by this Registration Statement. 23.1 Consent of KPMG LLP. 23.2 Consent of counsel (included in Exhibit 5 above). 24.1 Power of Attorney (contained in Signature Page hereto). 99.1 Scientific Games Corporation 1997 Incentive Compensation Plan, as amended (incorporated by reference to Exhibit 10.14 to the Registrant's Annual Report on Form 10-K for the fiscal year ended December 31, 2001). 6 EX-5 3 kl12009_ex5-1.txt EXHIBIT 5.1 OPINION EXHIBIT 5.1 [LOGO OF SCIENTIFIC GAMES APPEARS HERE] December 9, 2002 Scientific Games Corporation 750 Lexington Avenue, 25th Floor New York, New York 10022 Ladies and Gentlemen: I am the Vice President and General Counsel of Scientific Games Corporation, a Delaware corporation (the "Company"), and have acted as counsel to the Company in connection with its Registration Statement on Form S-8 (the "Registration Statement") filed pursuant to the Securities Act of 1933, as amended, relating to the registration of 3,800,000 shares (the "Shares") of the Company's Class A Common Stock, par value $.01 per share (the "Common Stock"), which may be issued under the Company's 1997 Incentive Compensation Plan (the "Plan"). The total number of shares of Common Stock issuable under the Plan is 5,400,000. For purposes of the opinion expressed in this letter, I have examined copies of the Registration Statement, the Plan, the Certificate of Incorporation and Bylaws of the Company, records of the corporate proceedings of the Company and such other documents and records of the Company as I have deemed necessary or appropriate as a basis for such opinion. In making my examination, I have assumed the genuineness of all signatures, the legal capacity of natural persons, the authenticity of all documents submitted to me as originals and the conformity to the originals of all documents submitted to me as photostatic or conformed copies. I am a member of the Bar of the State of New York and, for purposes of the opinion expressed in this letter, do not hold my self out as expert on, nor am I in rendering the opinion expressed herein passing on, the laws of any jurisdiction other than the federal laws of the United States, the laws of the State of New York and the General Corporation Law of the State of Delaware. Based on the foregoing, and having regard to such legal considerations as I have deemed relevant, I am of the opinion that the Shares have been duly authorized and, upon the issuance thereof and payment therefor in accordance with the terms of the Plan, will be legally issued, fully paid and nonassessable. I own 56,701 shares of Common Stock, 17,219 shares of deferred stock and options to purchase 367,000 shares of Common Stock. I hereby consent to the inclusion of this letter as an exhibit to the Registration Statement. In giving such consent we do not thereby concede that we are within the category of persons whose consent is required under Section 7 of the Securities Act or the rules and regulations promulgated thereunder. Very truly yours, /s/ Martin E. Schloss Martin E. Schloss EX-23 4 kl12009_ex23-1.txt EXHIBIT 23.1 CONSENT EXHIBIT 23.1 CONSENT OF INDEPENDENT AUDITORS The Board of Directors and Stockholders Scientific Games Corporation: We consent to incorporation by reference in this registration statement on Form S-8 of Scientific Games Corporation of our report dated February 13, 2002, except for the first paragraph of note 25 which is as of March 19, 2002 and the second paragraph of note 25 which is as of February 26, 2002, with respect to the consolidated balance sheets of Scientific Games Corporation and subsidiaries as of December 31, 2000 and 2001, and the related consolidated statements of operations, stockholders' equity and comprehensive loss, cash flows, and related financial statement schedule for each of the years ended October 31, 1999 and 2000, the two months ended December 31, 2000 and the year ended December 31, 2001, which report appears in the annual report on Form 10-K/A of Scientific Games Corporation for the year ending December 31, 2001. KPMG LLP Short Hills, New Jersey December 6, 2002 -----END PRIVACY-ENHANCED MESSAGE-----