UNITED STATES | ||||||||||||||
SECURITIES AND EXCHANGE COMMISSION | ||||||||||||||
Washington, D.C. 20549 | ||||||||||||||
FORM | ||||||||||||||
CURRENT REPORT | ||||||||||||||
Pursuant to Section 13 or 15(d) of the | ||||||||||||||
Securities Exchange Act of 1934 | ||||||||||||||
Date of Report (Date of earliest event reported): | ||||||||||||||
(Exact name of registrant as specified in its charter) | ||||||||||||||
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) | ||||||||||||
(Address of registrant’s principal executive office) | ||||||||||||||
( | ||||||||||||||
(Registrant’s telephone number, including area code) | ||||||||||||||
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: | ||||||||||||||
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | ||||||||||||||
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | ||||||||||||||
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | ||||||||||||||
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) | ||||||||||||||
Securities registered pursuant to Section 12(b) of the Exchange Act: | ||||||||||||||
Title of each class | Trading symbol(s) | Name of each exchange on which registered | ||||||||||||
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). | ||||||||||||||
Emerging growth company | ||||||||||||||
☐ | If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. | |||||||||||||
Exhibit No. | Description | |||||||
99.1 | ||||||||
104 | Cover Page Interactive Data File – the cover page XBRL tags are embedded within the Inline XBRL document. |
LIGHT & WONDER, INC. | |||||||||||
Dated: | March 8, 2024 | By: | /s/ James Sottile | ||||||||
Name: | James Sottile | ||||||||||
Title: | Executive Vice President, Chief Legal Officer and Corporate Secretary |
This appendix is available as an online form Only use this form if the online version is not available |
+Rule 4.11 |
Question no | Question | Answer | ||||||
1.1 | *Name of entity We (the entity named above) provide the following information about our issued capital.1 | LIGHT & WONDER INC. | ||||||
1.2 | *Registration type and number Please supply your ABN, ARSN, ARBN, ACN or another registration type and number (if you supply another registration type, please specify both the type of registration and the registration number). | 666710836 | ||||||
1.3 | *ASX issuer code | LNW | ||||||
1.4 | *The announcement is Tick whichever is applicable. | ☒ New announcement ☐ Update/amendment to previous announcement ☐ Cancellation of previous announcement | ||||||
1.4a | *Reason for update Mandatory only if “Update” ticked in Q1.4 above. A reason must be provided for an update. | N/A | ||||||
1.4b | *Date of previous announcement to this update Mandatory only if “Update” ticked in Q1.4 above. | N/A | ||||||
1.4c | *Reason for cancellation Mandatory only if “Cancellation” ticked in Q1.4 above. | N/A | ||||||
1.4d | *Date of previous announcement to this cancellation Mandatory only if “Cancellation” ticked in Q1.4 above. | N/A | ||||||
1.5 | *Date of this announcement | 6 March 2024 |
This appendix is available as an online form |
Appendix 4A Statement of CDIs on issue |
Question no | Question | Answer | ||||||||||||||||||
2.1 | *Statement for month and year Appendix 4A should be provided within 5 business days of the calendar month end, regardless of whether there is a change or not. | Month: February Year: 2024 | ||||||||||||||||||
2.2 | *Number and class of all ASX quoted CDIs Repeat the following information for each class of CDIs quoted on ASX: | |||||||||||||||||||
ASX security code LNW | Security description CDI 1:1 FOREIGN EXEMPT XNGS | CDI ratio2: 1:1 | ||||||||||||||||||
Total number of CDIs quoted on ASX at end of statement month (A): 17,658,204 | Total number of CDIs quoted on ASX at end of previous month (B): 15,538,557 | Net difference3 (A-B): 2,119,647 | ||||||||||||||||||
If the total number of CDIs quoted on ASX at the end of the statement month (A), is greater than the total number of CDIs for which the entity has previously paid an initial listing fee or an additional listing fee under Table 1A and 1C of Guidance Note 15A (C), the entity hereby applies for +quotation of the difference (A – C) and agrees to the matters set out in Appendix 2A of the ASX Listing Rules. Reason for Change: Net transfers of securities between CDIs and Common Stock As quoted/ held on NASDAQ | ||||||||||||||||||||
2.3 | *Number and class of all issued securities not represented by CDIs quoted on ASX: Repeat the following table for each class of issued securities not represented (in whole or in part) by CDIs quoted on ASX | |||||||||||||||||||
ASX security code: LNWAA | Security description: COMMON STOCK | |||||||||||||||||||
Total number of securities at end of statement month (A): 72,171,073 | Total number of securities at end of previous month (B): 74,289,805 | Net difference (A-B): -2,118,732 | ||||||||||||||||||
Reason for change: Transfer of securities between CDIs and shares of Common Stock, increase in total shares outstanding pursuant to vesting of issuer's outstanding restricted stock units to shares of Common Stock. |
Cover |
Mar. 06, 2024 |
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Document Information [Line Items] | |
Document Type | 8-K |
Document Period End Date | Mar. 06, 2024 |
Entity Registrant Name | LIGHT & WONDER, INC. |
Entity Incorporation, State or Country Code | NV |
Entity File Number | 001-11693 |
Entity Tax Identification Number | 81-0422894 |
Entity Address, Address Line One | 6601 Bermuda Road |
Entity Address, City or Town | Las Vegas |
Entity Address, State or Province | NV |
Entity Address, Postal Zip Code | 89119 |
City Area Code | 702 |
Local Phone Number | 897-7150 |
Written Communications | false |
Soliciting Material | false |
Pre-commencement Tender Offer | false |
Pre-commencement Issuer Tender Offer | false |
Title of 12(b) Security | Common Stock, $.001 par value |
Trading Symbol | LNW |
Security Exchange Name | NASDAQ |
Entity Emerging Growth Company | false |
Entity Central Index Key | 0000750004 |
Amendment Flag | false |