FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 01/01/2019 |
3. Issuer Name and Ticker or Trading Symbol
SCIENTIFIC GAMES CORP [ SGMS ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | (1) | 03/20/2024 | Common Stock | 1,276 | $16.03 | D | |
Restricted Stock Units | (2) | (2) | Common Stock | 4,009 | (2) | D | |
Restricted Stock Units | (3) | (3) | Common Stock | 12,694 | (3) | D | |
Restricted Stock Units | (4) | (4) | Common Stock | 8,507 | (4) | D | |
Restricted Stock Units | (5) | (5) | Common Stock | 6,423 | (5) | D | |
Restricted Stock Units | (6) | (6) | Common Stock | 14,605 | (6) | D |
Explanation of Responses: |
1. Stock options granted on March 20, 2014. All options have vested and are exercisable. |
2. The restricted stock units are scheduled to vest on April 27, 2019. Each unit converts into a share of common stock on a one-for-one basis. |
3. The restricted stock units are scheduled to vest in two equal annual installments as to 6,347 shares on March 20, 2019 and March 20, 2020. Each unit converts into a share of common stock on a one-for-one basis. |
4. The restricted stock units are scheduled to vest in three installments on March 20, 2019 (2,836 shares), March 20, 2020 (2,835 shares) and March 20, 2021 (2,836 shares). Each unit converts into a share of common stock on a one-for-one basis. |
5. The restricted stock units are scheduled to vest beginning on March 20, 2019 as to 1,605 shares and with the balance vesting in three equal installments as to 1,606 shares on March 20, 2020, March 20, 2021 and March 20, 2022. Each unit converts into a share of common stock on a one-for-one basis. |
6. The restricted stock units are scheduled to vest beginning on May 7, 2020 as to 4,868 shares with the balance of 9,737 shares scheduled to vest on May 7, 2021. Each unit converts into a share of common stock on a one-for-one basis. |
Remarks: |
/s/ Su Shi, attorney-in-fact for Patrick J. McHugh | 01/11/2019 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |