0000750004-18-000189.txt : 20180906 0000750004-18-000189.hdr.sgml : 20180906 20180906163429 ACCESSION NUMBER: 0000750004-18-000189 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180904 FILED AS OF DATE: 20180906 DATE AS OF CHANGE: 20180906 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sottile James CENTRAL INDEX KEY: 0001751535 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11693 FILM NUMBER: 181057914 MAIL ADDRESS: STREET 1: C/O SCIENTIFIC GAMES CORPORATION STREET 2: 6601 BERMUDA ROAD CITY: LAS VEGAS STATE: NV ZIP: 89119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SCIENTIFIC GAMES CORP CENTRAL INDEX KEY: 0000750004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 810422894 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6601 BERMUDA ROAD CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: 7028977150 MAIL ADDRESS: STREET 1: 6601 BERMUDA ROAD CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: AUTOTOTE CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: UNITED TOTE INC DATE OF NAME CHANGE: 19920317 4 1 wf-form4_153626605352842.xml FORM 4 X0306 4 2018-09-04 0 0000750004 SCIENTIFIC GAMES CORP SGMS 0001751535 Sottile James C/O SCIENTIFIC GAMES CORPORATION 6601 BERMUDA ROAD LAS VEGAS NV 89119 0 1 0 0 Exec VP & Chief Legal Officer Restricted Stock Units 2018-09-04 4 A 0 6594 0 A Common Stock 6594.0 6594 D Restricted Stock Units 2018-09-04 4 A 0 2687 0 A Common Stock 2687.0 2687 D Employee Stock Option (right to buy) 30.33 2018-09-04 4 A 0 5006 0 A 2028-09-03 Common Stock 5006.0 5006 D Employee Stock Option (right to buy) 30.33 2018-09-04 4 A 0 5006 0 A 2028-09-03 Common Stock 5006.0 5006 D The restricted stock units are scheduled to vest in three equal annual installments beginning on August 31, 2019. Each unit converts into a share of common stock on a one-for-one basis. The restricted stock units are scheduled to vest in four installments on March 20, 2019 (671 shares), March 20, 2020 (672 shares), March 20, 2021 (672 shares) and March 20, 2022 (672 shares). Each unit converts into a share of common stock on a one-for-one basis. The stock options become exercisable in four installments on March 20, 2019 (1,251 shares), March 20, 2020 (1,252 shares), March 20, 2021 (1,251 shares) and March 20, 2022 (1,252 shares). The stock options are scheduled to become exercisable in four annual installments beginning on March 20, 2019 (each, a "Vesting Date"), subject to the Company's 60-trading day average closing price meeting or exceeding $36.40 (the "Performance Goal") prior to March 20, 2022. If the Performance Goal is met prior to the first Vesting Date, then all four annual installments will vest in accordance with the vesting schedule. If the Performance Goal is met subsequent to the first Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the Performance Goal and any remaining installments will vest in accordance with the vesting schedule. If the Performance Goal is not met by March 20, 2022, all stock options are forfeited. /s/ Su Shi, attorney-in-fact for James Sottile 2018-09-06