0001140361-11-051793.txt : 20111229 0001140361-11-051793.hdr.sgml : 20111229 20111104122608 ACCESSION NUMBER: 0001140361-11-051793 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111031 FILED AS OF DATE: 20111104 DATE AS OF CHANGE: 20111104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CASH ASSETS TRUST CENTRAL INDEX KEY: 0000749748 IRS NUMBER: 136844974 STATE OF INCORPORATION: MA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-04066 FILM NUMBER: 111180153 BUSINESS ADDRESS: STREET 1: 380 MADISON AVE STREET 2: SUITE 2300 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2126976666 MAIL ADDRESS: STREET 1: 380 MADISON AVENUE STREET 2: SUITE 2300 CITY: NEW YORK STATE: NY ZIP: 10017 0000749748 S000006653 Pacific Capital Tax-Free Cash Assets Trust C000018148 Pacific Capital Tax-Free Cash Assets Trust Original Shares TFCXX C000018149 Pacific Capital Tax-Free Cash Assets Trust Service Shares TFAXX N-MFP 1 primary_doc.xml N-MFP N-MFPLIVEN2011-10-310000749748S0000066532NNNN002-92164Asset Management Group of Bank of Hawaii801-60203Tait, Weller & Baker LLPPhiladelphiaPAAquila Investment Management LLCBNY Mellon Asset Servicing000084954284-01761NNNOther Tax Exempt Fund55129957754.219822306.24195275.72139584784.730.00141.00022011-10-311.00022011-10-31C0000181481000.00104373385.771.00320893.5719192318.8918871425.320.00001.00022011-10-311.00022011-10-31C0000181491000.0035211398.961.00820405.563327742.462507336.900.00001.00022011-10-311.00022011-10-31BEXAR CNTY TEX HSG FIN CORP MULTI FAMILYBEXAR CNTY VRN 12/15/34088379XC1Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-11-072011-11-07YBEXAR CNTY TEX HSG FIN CORP MULTI FAMILYN/AN/AYFEDERAL NATIONAL MORTGAGE ASSOCIATIONN/AN/AN1800000.001800000.000.0129N1800000.001800000.00BECKINRIDGE COUNTY KENTUCKYBRECKINRIDGE VRN 02/01/31106615AB3Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-11-072011-11-07YBECKINRIDGE COUNTY KENTUCKYN/AN/AYU.S. BANK N.A.N/AN/AN2400000.002400000.000.0172N2400000.002400000.00COLORADO EDL & CULTURAL FACS AUTH REVCOLORADO EDL VRN 07/01/29196458A45Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-11-012011-11-01YCOLORADO EDL & CULTURAL FACS AUTH REVN/AN/AYBANK OF AMERICAN/AN/AN3700000.003700000.000.0265N3700000.003700000.00COLORADO EDL & CULTURAL FACS AUTH REVCOLORADO EDL VRN 09/01/35196458F57Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-11-012011-11-01YCOLORADO EDL & CULTURAL FACS AUTH REVN/AN/AYU.S. BANK N.A.N/AN/AN1200000.001200000.000.0086N1200000.001200000.00COLORADO EDUCATIONAL & CULTURAL FACILITIESCOLORADO EDL VRN 09/01/26196458U84Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-11-072011-11-07YCOLORADO EDUCATIONAL & CULTURAL FACILITIESN/AN/AYWELLS FARGON/AN/AN1060000.001060000.000.0076N1060000.001060000.00COLORADO EDUCATIONAL & CULTURAL FACS AUTH REVCOLORADO EDL VRN 02/01/3819645RDH1Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-11-012011-11-01YCOLORADO EDUCATIONAL & CULTURAL FACS AUTH REVN/AN/AYBANK OF AMERICAN/AN/AN1600000.001600000.000.0115N1600000.001600000.00COLUMBUS OHIO CITY SCHOOL DISTRICTCOLUMBUS OH 5.0% 12/01/28199507WT7Other Municipal DebtFirst Tier SecurityN/AN/A2011-12-012011-12-01NNN900000.00903459.590.0065N903402.00903402.00DISTRICT COLUMBIA REVENUEDISTRICT COL VRN 09/01/23254839K77Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-11-072011-11-07YDISTRICT COLUMBIA REVENUEN/AN/AYBANK OF AMERICAN/AN/AN1925000.001925000.000.0138N1925000.001925000.00EMMAUS PA GENERAL AUTHORITY REVENUEEMMAUS PA VRN 03/01/24291380LH4Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-11-072011-11-07YEMMAUS PA GENERAL AUTHORITY REVENUEN/AN/AYU.S. BANK N.A.N/AN/AN1000000.001000000.000.0072N1000000.001000000.00HAMILTONCNTY OHIO HOSP FACS REVHAMILTON VRN 05 15 37407272M34Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-11-072011-11-07YHAMILTONCNTY OHIO HOSP FACS REVN/AN/AYJP MORGAN CHASE & CO.N/AN/AN2050000.002050000.000.0147N2050000.002050000.00HAWAII STATEHAWAII ST 4.75% 11/01/11419779RU9Other Municipal DebtFirst Tier SecurityN/AN/A2011-11-012011-11-01NNN1350000.001350000.000.0097N1350000.001350000.00HAWAII ST DEPT BUDGETHA ST DEPT VRN 07/01/29419800HV2Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-11-072011-11-07YHAWAII ST DEPT BUDGETN/AN/AYBANK OF AMERICAN/AN/AN12725000.0012725000.000.0912N12725000.0012725000.00HAWAII ST HSGHAWAII ST VRN 12/01/4141981PAJ0Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-11-072011-11-07YHAWAII ST HSGN/AN/AYFEDERAL HOME LOAN MORTGAGE CORP.N/AN/AN2300000.002300000.000.0165N2300000.002300000.00ILLINOIS STATEILLINOIS ST 5.375 11/1/134521502T1Other Municipal DebtFirst Tier SecurityN/AN/A2011-11-012011-11-01NNN1500000.001500000.000.0107N1500000.001500000.00ILLINOIS STILLINOIS 5.375% 11/01/194521502Z7Other Municipal DebtFirst Tier SecurityN/AN/A2011-11-012011-11-01NNN1500000.001500000.000.0107N1500000.001500000.00INDIANA FIN AUTH HEALTH SYS SISTERS ST. FRANCISINDY ST FRAN VRN 09/01/4845470YBA8Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-11-072011-11-07YINDIANA FIN AUTH HEALTH SYS SISTERS ST. FRANCISN/AN/AYBANK OF AMERICAN/AN/AN2000000.002000000.000.0143N2000000.002000000.00INDIANA STATE FINANCE AUTHORITYINDIANA ST VRN 10/01/40455054AF3Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-11-012011-11-01YINDIANA STATE FINANCE AUTHORITYN/AN/AYBANK OF AMERICAN/AN/AN2000000.002000000.000.0143N2000000.002000000.00INVER GROVE HEIGHTS MINNESOTA SRINVER GROVE VRN 05/15/35461229BW5Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-11-072011-11-07YINVER GROVE HEIGHTS MINNESOTA SRN/AN/AYFEDERAL NATIONAL MORTGAGE ASSOCIATIONN/AN/AN1495000.001495000.000.0107N1495000.001495000.00JACKSONVILLE FLORIDA INDUSTRIAL DEVELOPMENT REVJACKSONVILLE VRN 07/01/19469407AW0Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-11-072011-11-07YJACKSONVILLE FLORIDA INDUSTRIAL DEVELOPMENT REVN/AN/AYBANK OF AMERICAN/AN/AN2000000.002000000.000.0143N2000000.002000000.00KANSAS CITY, MO INDUSTRIAL DEVELOPMENT AUTHORITYKANSAS CITY VRN 04 01 2748503SAE9Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-11-012011-11-01YKANSAS CITY, MO INDUSTRIAL DEVELOPMENT AUTHORITYN/AN/AYOWN MERITN/AN/AN6000000.006000000.000.0430N6000000.006000000.00LOUISVILLE & JEFFERSON CNTY KY VISITORS & CONVENTLOUISVILLE VRN 12/01/22546604EX3Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-11-012011-11-01YLOUISVILLE & JEFFERSON CNTY KY VISITORS & CONVENTN/AN/AYMULTIPLE LOC'S/ GUARANTORSN/AN/AN4045000.004045000.000.0290N4045000.004045000.00LUZERNE CNTY PALUZERNE CNTY VRN 11 15 26550697TC0Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-11-072011-11-07YLUZERNE CNTY PAN/AN/AYMULTIPLE LOC'S/ GUARANTORSN/AN/AN3880000.003880000.000.0278N3880000.003880000.00MASSACHUSETTS STATEMASS STATE 5.25% 11/01/165758275Q9Other Municipal DebtFirst Tier SecurityN/AN/A2011-11-012011-11-01NNN5450000.005450000.000.0390N5450000.005450000.00MURRAY CITY UTAH HOSP REVMURRAY CITY VRN 05/15/37626853CJ2Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-11-012011-11-01YMURRAY CITY UTAH HOSP REVN/AN/AYWELLS FARGON/AN/AN4000000.004000000.000.0287N4000000.004000000.00NEW JERSEY HEALTH CARE FACS FINANCING AUTHORITYNEW JERSEY VRN 07/01/3664579FHG1Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-11-072011-11-07YNEW JERSEY HEALTH CARE FACS FINANCING AUTHORITYN/AN/AYWELLS FARGON/AN/AN2400000.002400000.000.0172N2400000.002400000.00NEW JERSEY HEALTH CARE FACS FIN AUTH REVNEW JERSEY VRN 07/01/3864579FWN9Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-11-072011-11-07YNEW JERSEY HEALTH CARE FACS FIN AUTH REVN/AN/AYMULTIPLE LOC'S/ GUARANTORSN/AN/AN1600000.001600000.000.0115N1600000.001600000.00NEW JERSEY ST TRANSN TR FDNEW JERSEY 6.00% 12/15/14646135L35Other Municipal DebtFirst Tier SecurityN/AN/A2011-12-152011-12-15NNN1500000.001510333.710.0108N1510155.001510155.00NEW JERSEY ST TRANSN TR FDNEW JERSEY 5.00% 12/15/21646135WR0Other Municipal DebtFirst Tier SecurityN/AN/A2011-12-152011-12-15NNN1575000.001583960.910.0113N1583835.751583835.75NORTH CAROLINA MEDICAL CARE COMMON HEALTHN CAROLINA VRN 11/15/2865820PCY9Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-11-072011-11-07YNORTH CAROLINA MEDICAL CARE COMMON HEALTHN/AN/AYJP MORGAN CHASE & CO.N/AN/AN1800000.001800000.000.0129N1800000.001800000.00OAK PARK HEIGHTS MINNESOTA MULTI-FAMILY REVENUEOAK PARK VRN 11/01/35671575AV0Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-11-072011-11-07YOAK PARK HEIGHTS MINNESOTA MULTI-FAMILY REVENUEN/AN/AYFEDERAL HOME LOAN MORTGAGE CORP.N/AN/AN6150000.006150000.000.0441N6150000.006150000.00OHIO STATEOHIO STATE 5.00% 11/01/156775183K6Other Municipal DebtFirst Tier SecurityN/AN/A2011-11-012011-11-01NNN1000000.001000000.000.0072N1000000.001000000.00OKLAHOMA DEV FIN AUTH REVOKLAHOMA DEV VRN 08/15/33678908H80Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-11-012011-11-01YOKLAHOMA DEV FIN AUTH REVN/AN/AYMULTIPLE LOC'S/ GUARANTORSN/AN/AN1000000.001000000.000.0072N1000000.001000000.00ORANGE COUNTY FL HOUSING FINANCE AUTHORITYORANGE CNTY VRN 06/01/25684906BF6Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-11-072011-11-07YORANGE COUNTY FL HOUSING FINANCE AUTHORITYN/AN/AYFEDERAL NATIONAL MORTGAGE ASSOCIATIONN/AN/AN1000000.001000000.000.0072N1000000.001000000.00PLYMOUTH MINNESOTA MULTIFAMILY HOUSINGPLYMOUTH MINN VRN 4/15/33729783AC4Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-11-072011-11-07YPLYMOUTH MINNESOTA MULTIFAMILY HOUSINGN/AN/AYFEDERAL NATIONAL MORTGAGE ASSOCIATIONN/AN/AN1395000.001395000.000.0100N1395000.001395000.00ROCK HILL S C UTIL SYS REVROCK HILL VRN 01/01/25772249JH2Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-11-072011-11-07YROCK HILL S C UTIL SYS REVN/AN/AYMULTIPLE LOC'S/ GUARANTORSN/AN/AN1825000.001825000.000.0131N1825000.001825000.00ST PAUL MINNESOTA HOUSING & REDEVELOPMENTST PAUL MINN VRN 10/01/33792892GE5Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-11-072011-11-07YST PAUL MINNESOTA HOUSING & REDEVELOPMENTN/AN/AYFEDERAL HOME LOAN MORTGAGE CORP.N/AN/AN2000000.002000000.000.0143N2000000.002000000.00UTAH COUNTY UTAH HOSPITAL REVUTAH CNTY VRN 05/15/35917393AC4Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-11-072011-11-07YUTAH COUNTY UTAH HOSPITAL REVN/AN/AYU.S. BANK N.A.N/AN/AN4000000.004000000.000.0287N4000000.004000000.00WASHINGTON STATE HOUSING FINANCE COMMUNITYWASHING ST VRN 06/01/3293978LCL8Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-11-072011-11-07YWASHINGTON STATE HOUSING FINANCE COMMUNITYN/AN/AYBANK OF AMERICAN/AN/AN1800000.001800000.000.0129N1800000.001800000.00WASHINGTON STATE HOUSING FINANCE COMMN NONPROFITWASHINGTON VRN 07/01/3693978LER3Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-11-072011-11-07YWASHINGTON STATE HOUSING FINANCE COMMN NONPROFITN/AN/AYBANK OF AMERICAN/AN/AN5510000.005510000.000.0395N5510000.005510000.00MERRILL LYNCH & CO. TRI-PARTY REPOBAC .10%, 11/01/2011BAC111B1Other Repurchase AgreementYU.S. Treasury Bond2039-08-15.0450Treasury DebtTreasury Debt22888600.0028050111.16First Tier SecurityN/AN/A2011-11-012011-11-01NNN27500000.0027500000.000.1970N27500000.0027500000.00