0001140361-11-048788.txt : 20111128 0001140361-11-048788.hdr.sgml : 20111128 20111007115601 ACCESSION NUMBER: 0001140361-11-048788 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111007 DATE AS OF CHANGE: 20111007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CASH ASSETS TRUST CENTRAL INDEX KEY: 0000749748 IRS NUMBER: 136844974 STATE OF INCORPORATION: MA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-04066 FILM NUMBER: 111131340 BUSINESS ADDRESS: STREET 1: 380 MADISON AVE STREET 2: SUITE 2300 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2126976666 MAIL ADDRESS: STREET 1: 380 MADISON AVENUE STREET 2: SUITE 2300 CITY: NEW YORK STATE: NY ZIP: 10017 0000749748 S000006654 Pacific Capital U.S. Government Securities Cash Assets Trust C000018150 Pacific Capital U.S.Government Securities Cash Assets Trust Original Shares USCXX C000018151 Pacific Capital U.S. Government Securities Cash Assets Trust Service Shares UCSXX N-MFP 1 primary_doc.xml N-MFP N-MFPLIVEN2011-09-300000749748S0000066542NNNN002-92164Asset Management Group of Bank of Hawaii801-60203Tait, Weller & Baker LLPPhiladelphiaPAAquila Investment Management LLCBNY Mellon Asset Servicing000084954284-01761NNNGovernment/Agency2222832483150.10570371.59603130.99832450390.700.00060.99992011-09-300.99992011-09-30C0000181501000.00540816895.361.00-84032975.1284211916.01168244891.130.00000.99992011-09-300.99992011-09-30C0000181511000.00291633495.341.00-47677636.61105111609.65152789246.260.00000.99992011-09-300.99992011-09-30FEDERAL HOME LOAN MORTGAGE CORP.FHLMC DN 11/7/11313396NY5Government Agency DebtFirst Tier SecurityN/AN/A2011-11-072011-11-07NNN75000000.0074987666.670.0901N74999250.0074999250.00FEDERAL NATIONAL MORTGAGE ASSOCIATIONFHLMC DN 12/5/11313396QC0Government Agency DebtFirst Tier SecurityN/AN/A2011-12-052011-12-05NNN35000000.0034998862.500.0420N34999405.0034999405.00FEDERAL NATIONAL MORTGAGE ASSOCIATIONFNMA DN 10/5/11313588MP7Government Agency DebtFirst Tier SecurityN/AN/A2011-10-052011-10-05NNN40000000.0039999866.670.0481N39999960.0039999960.00FEDERAL NATIONAL MORTGAGE ASSOCIATIONFNMA DN 10/12/11313588MW2Government Agency DebtFirst Tier SecurityN/AN/A2011-10-122011-10-12NNN20000000.0019999572.220.0240N19999940.0019999940.00FEDERAL NATIONAL MORTGAGE ASSOCIATIONFNMA DN 11/9/11313588PA7Government Agency DebtFirst Tier SecurityN/AN/A2011-11-092011-11-09NNN100000000.0099994041.670.1201N99999000.0099999000.00FEDERAL NATIONAL MORTGAGE ASSOCIATIONFNMA DN 11/23/11313588PQ2Government Agency DebtFirst Tier SecurityN/AN/A2011-11-232011-11-23NNN82375000.0082368762.430.0990N82373846.7582373846.75FEDERAL NATIONAL MORTGAGE ASSOCIATIONFNMA DN 12/21/11313588QU2Government Agency DebtFirst Tier SecurityN/AN/A2011-12-212011-12-21NNN37350000.0037345377.940.0449N37349178.3037349178.30MERRILL LYNCH & CO. TRI-PARTY REPOMERRILL LYNCH .03%,10/03/2011BAC111A3Other Repurchase AgreementYFEDERAL NATIONAL MORTGAGE ASSOCIATION2015-04-15.0500Government Agency DebtGovernment Agency Debt54123000.0063151618.45FEDERAL NATIONAL MORTGAGE ASSOCIATION2030-11-15.06625Government Agency DebtGovernment Agency Debt131617000.0063418335.28FEDERAL HOME LOAN MORTGAGE CORP.2012-07-15.05125Government Agency DebtGovernment Agency Debt40990000.0042913541.15FEDERAL NATIONAL MORTGAGE ASSOCIATION2013-05-01.04625Government Agency DebtGovernment Agency Debt51700000.0055936937.07First Tier SecurityN/AN/A2011-10-032011-10-03NNN221000000.00221000000.000.2655N221000000.00221000000.00UBS SECURITIES LLC TRI-PARTY REPOUBS .03%, 10/03/2011UBS111930Other Repurchase AgreementYFEDERAL HOME LOAN MORTGAGE CORP.2021-07-21.0383Government Agency DebtGovernment Agency Debt50000000.0050779916.67FEDERAL HOME LOAN MORTGAGE CORP.2014-04-21.0170Government Agency DebtGovernment Agency Debt7677000.007739861.83FEDERAL HOME LOAN MORTGAGE CORP.2014-01-15.0100Government Agency DebtGovernment Agency Debt81964000.0090186054.73U.S. TREASURY NOTE2016-04-15.00125Treasury DebtTreasury Debt73172100.0077520004.17First Tier SecurityN/AN/A2011-10-032011-10-03NNN221789000.00221789000.000.2664N221789000.00221789000.00