0001140361-11-045185.txt : 20111031 0001140361-11-045185.hdr.sgml : 20111031 20110908160041 ACCESSION NUMBER: 0001140361-11-045185 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110831 FILED AS OF DATE: 20110908 DATE AS OF CHANGE: 20110908 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CASH ASSETS TRUST CENTRAL INDEX KEY: 0000749748 IRS NUMBER: 136844974 STATE OF INCORPORATION: MA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-04066 FILM NUMBER: 111081158 BUSINESS ADDRESS: STREET 1: 380 MADISON AVE STREET 2: SUITE 2300 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2126976666 MAIL ADDRESS: STREET 1: 380 MADISON AVENUE STREET 2: SUITE 2300 CITY: NEW YORK STATE: NY ZIP: 10017 0000749748 S000006654 Pacific Capital U.S. Government Securities Cash Assets Trust C000018150 Pacific Capital U.S.Government Securities Cash Assets Trust Original Shares USCXX C000018151 Pacific Capital U.S. Government Securities Cash Assets Trust Service Shares UCSXX N-MFP 1 primary_doc.xml N-MFP N-MFPLIVEN2011-08-310000749748S0000066542NNNN002-92164Asset Management Group of Bank of Hawaii801-60203Tait, Weller & Baker LLPPhiladelphiaPAAquila Investment Management LLCBNY Mellon Asset Servicing000084954284-01761NNNGovernment/Agency3030964178105.30256016.02273118.89964161002.430.00061.00002011-08-311.00002011-08-31C0000181501000.00624849870.481.00192071260.62240376751.8448305491.220.00001.00002011-08-311.00002011-08-31C0000181511000.00339311131.951.004476633.53131658452.96127181819.430.00001.00002011-08-311.00002011-08-31FEDERAL HOME LOAN MORTGAGE CORP.FHLMC DN 9/12/11313396LQ4Government Agency DebtFirst Tier SecurityN/AN/A2011-09-122011-09-12NNN50000000.0049999236.110.0519N49999850.0049999850.00FEDERAL HOME LOAN MORTGAGE CORP.FHLMC DN 9/16/11313396LU5Government Agency DebtFirst Tier SecurityN/AN/A2011-09-162011-09-16NNN38000000.0037999224.170.0394N37999848.0037999848.00FEDERAL HOME LOAN MORTGAGE CORP.FHLMC DN 9/19/11313396LX9Government Agency DebtFirst Tier SecurityN/AN/A2011-09-192011-09-19NNN60000000.0059997750.000.0622N59999700.0059999700.00FEDERAL HOME LOAN MORTGAGE CORP.FHLMC DN 11/7/11313396NY5Government Agency DebtFirst Tier SecurityN/AN/A2011-11-072011-11-07NNN75000000.0074977666.670.0778N74998575.0074998575.00FEDERAL NATIONAL MORTGAGE ASSOCIATIONFNMA DN 9/13/11313588LR4Government Agency DebtFirst Tier SecurityN/AN/A2011-09-132011-09-13NNN80000000.0079997600.000.0830N79999760.0079999760.00FEDERAL NATIONAL MORTGAGE ASSOCIATIONFNMA DN 10/5/11313588MP7Government Agency DebtFirst Tier SecurityN/AN/A2011-10-052011-10-05NNN40000000.0039998866.670.0415N39999640.0039999640.00FEDERAL NATIONAL MORTGAGE ASSOCIATIONFNMA DN 10/12/11313588MW2Government Agency DebtFirst Tier SecurityN/AN/A2011-10-122011-10-12NNN20000000.0019998405.560.0207N19999780.0019999780.00FEDERAL NATIONAL MORTGAGE ASSOCIATIONFNMA DN 11/9/11313588PA7Government Agency DebtFirst Tier SecurityN/AN/A2011-11-092011-11-09NNN100000000.0099989458.330.1037N99998100.0099998100.00FEDERAL NATIONAL MORTGAGE ASSOCIATIONFNMA DN 11/23/11313588PQ2Government Agency DebtFirst Tier SecurityN/AN/A2011-11-232011-11-23NNN82375000.0082365231.730.0854N82373105.3882373105.38FEDERAL NATIONAL MORTGAGE ASSOCIATIONFNMA DN 12/21/11313588QU2Government Agency DebtFirst Tier SecurityN/AN/A2011-12-212011-12-21NNN37350000.0037343666.060.0387N37348842.1537348842.15MERRILL LYNCH & CO. TRI-PARTY REPOMERRILL LYNCH .04%, 9/1/2011BAC11191Other Repurchase AgreementYFEDERAL HOME LOAN MORTGAGE CORP.2012-08-06.0000Government Agency DebtGovernment Agency Debt80419000.0080304805.02FEDERAL HOME LOAN MORTGAGE CORP.2014-01-15.0450Government Agency DebtGovernment Agency Debt93831000.00103295732.97First Tier SecurityN/AN/A2011-09-012011-09-01NNN180000000.00180000000.000.1867N180000000.00180000000.00UBS SECURITIES LLCUBS .07%, 9/1/2011UBS11191Other Repurchase AgreementYU.S. TREASURY NOTE2029-04-15.03875Treasury DebtTreasury Debt97688300.00205541338.57First Tier SecurityN/AN/A2011-09-012011-09-01NNN201511000.00201511000.000.2090N201511000.00201511000.00