0001140361-11-045183.txt : 20111031 0001140361-11-045183.hdr.sgml : 20111031 20110908154347 ACCESSION NUMBER: 0001140361-11-045183 CONFORMED SUBMISSION TYPE: N-MFP PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110831 FILED AS OF DATE: 20110908 DATE AS OF CHANGE: 20110908 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CASH ASSETS TRUST CENTRAL INDEX KEY: 0000749748 IRS NUMBER: 136844974 STATE OF INCORPORATION: MA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: N-MFP SEC ACT: 1933 Act SEC FILE NUMBER: 811-04066 FILM NUMBER: 111081076 BUSINESS ADDRESS: STREET 1: 380 MADISON AVE STREET 2: SUITE 2300 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2126976666 MAIL ADDRESS: STREET 1: 380 MADISON AVENUE STREET 2: SUITE 2300 CITY: NEW YORK STATE: NY ZIP: 10017 0000749748 S000006652 Pacific Capital Cash Assets Trust C000018146 Pacific Capital Cash Assets Trust Original Shares CATXX C000018147 Pacific Capital Cash Assets Trust Service Shares CASXX N-MFP 1 primary_doc.xml N-MFP N-MFPLIVEN2011-08-310000749748S0000066522NNNN002-92164Asset Management Group of Bank of Hawaii801-60203Tait, Weller & Baker LLPPhiladelphiaPAAquila Investment Management LLCBNY Mellon Asset Servicing 000084954284-01761NNNPrime3131312019526.61113156.39129635.59312003047.410.00121.00012011-08-311.00012011-08-31C0000181461000.00253365463.221.0048524103.23106619978.8458095875.610.00001.00012011-08-311.00012011-08-31C0000181471000.0058637584.191.00951601.147594466.636642865.490.00001.00012011-08-311.00012011-08-31DISTRICT COLUMBIADISTRICT COL VRN 09/15/292548394T7Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-09-072011-09-07YDISTRICT COLUMBIAN/AN/AYBank of AmericaN/AN/AN10000000.0010000000.000.0320N10000000.0010000000.00FEDERAL HOME LOAN MORTGAGE CORP.FHLMC DN 9/16/11313396LU5Government Agency DebtFirst Tier SecurityN/AN/A2011-09-162011-09-16NNN4827000.004826901.450.0155N4826980.694826980.69FEDERAL HOME LOAN MORTGAGE CORP.FHLMC DN 10/24/11313396NJ8Government Agency DebtFirst Tier SecurityN/AN/A2011-10-242011-10-24NNN29960000.0029957353.530.0960N29959550.6029959550.60FEDERAL HOME LOAN MORTGAGE CORP.FHLMC DN 11/02/11313396NT6Government Agency DebtFirst Tier SecurityN/AN/A2011-11-022011-11-02NNN41078000.0041070925.460.1317N41077301.6741077301.67FEDERAL HOME LOAN MORTGAGE CORP.FHLMC DN 11/7/11313396NY5Government Agency DebtFirst Tier SecurityN/AN/A2011-11-072011-11-07NNN32879000.0032869209.360.1054N32878375.2932878375.29FEDERAL NATIONAL MORTGAGE ASSOCIATIONFNMA DN 10/12/11313588MW2Government Agency DebtFirst Tier SecurityN/AN/A2011-10-122011-10-12NNN10000000.009998405.560.0320N9999890.009999890.00FEDERAL NATIONAL MORTGAGE ASSOCIATIONFNMA DN 11/9/11313588PA7Government Agency DebtFirst Tier SecurityN/AN/A2011-11-092011-11-09NNN25000000.0024997364.580.0801N24999525.0024999525.00FEDERAL NATIONAL MORTGAGE ASSOCIATIONFNMA DN 11/23/11313588PQ2Government Agency DebtFirst Tier SecurityN/AN/A2011-11-232011-11-23NNN5000000.004998616.670.0160N4999885.004999885.00HARTFORD CONN REDEV AGY MULTIFAMILY MTG REVHARTFORD CONN VRN 6/01/20416461AY7Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-09-072011-09-07YHARTFORD CONN REDEV AGY MULTIFAMILY MTG REVN/AN/AYMultiple LOCs/ GuarantorsN/AN/AN11600000.0011600000.000.0372N11600000.0011600000.00MISSOURI ST HEALTH & EDL FACS AUTH EDL FACS REVMISSOURI ST VRN 10/01/356069014Q6Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-09-012011-09-01YMISSOURI ST HEALTH & EDL FACS AUTH EDL FACS REVN/AN/AYWells FargoN/AN/AN5100000.005100000.000.0163N5100000.005100000.00NEVADA HOUSING DIVNEVADA HSG VRN 04/15/38641272FU8Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-09-072011-09-07YNEVADA HOUSING DIVN/AN/AYFederal National Mortgage AssociationN/AN/AN8265000.008265000.000.0265N8265000.008265000.00NEW YORK ST DORM AUTH REVSNEW YORK ST VRN 07/01/3164983M2X5Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-09-012011-09-01YNEW YORK ST DORM AUTH REVSN/AN/AYJP Morgan Chase & Co.N/AN/AN10655000.0010655000.000.0341N10655000.0010655000.00NEW YORK STATE HOUSING FINANCE AGENCY REVENUENEW YORK ST VRN 11/01/3364986MZD0Variable Rate Demand NoteFirst Tier SecurityN/AN/A2011-09-072011-09-07YNEW YORK STATE HOUSING FINANCE AGENCY REVENUEN/AN/AYFederal Home Loan Mortgage Corp.N/AN/AN1500000.001500000.000.0048N1500000.001500000.00PRUDENTIAL FUNDING LLCPRUDENTIAL 9/1/1174433HW18Financial Company Commercial PaperFirst Tier SecurityN/AN/A2011-09-012011-09-01NNN11000000.0011000000.000.0353N10999941.7010999941.70SALVATION ARMYSALVATION 0.2% 10/17/1179583WHF8Financial Company Commercial PaperFirst Tier SecurityN/AN/A2011-10-172011-10-17NNN5000000.005000000.000.0160N5000000.005000000.00TOYOTA MOTOR CREDIT CORP.TOYOTA MOT CRED 9/6/1189233HW67Financial Company Commercial PaperFirst Tier SecurityN/AN/A2011-09-062011-09-06NNN10000000.009999750.000.0321N9999900.009999900.00MERRILL LYNCH & CO. TRI-PARTYMERRILL LYNCH .04%, 9/1/2011BAC11191Other Repurchase AgreementYU S TREASURY NOTE2028-08-15.0550Treasury DebtTreasury Debt7602400.0010200073.97First Tier SecurityN/AN/A2011-09-012011-09-01NNN10000000.0010000000.000.0321N10000000.0010000000.00UBS SECURITIES LLC TRI-PARTYUBS .07%, 9/1/2011UBS11191Other Repurchase AgreementYU S TREASURY NOTE2029-04-15.03875Treasury DebtTreasury Debt38870100.0081784741.72First Tier SecurityN/AN/A2011-09-012011-09-01NNN80181000.0080181000.000.2570N80181000.0080181000.00